Scott v. Sandford
60 U.S. 393
Scott v. Sandford ()
Argued:
Decided:
___
- Syllabus
- Opinion, Taney
- Concurrence, Wayne
- Separate, Nelson
- Separate, Grier
- Separate, Daniel
- Concurrence, Campbell
- Separate, Catron
- Dissent, Mclean
- Dissent, Curtis
I
1. Upon a writ of error to a Circuit Court
of the United States, the transcript of the record of all the
proceedings in the case is brought before the court, and is open to
inspection and revision.
2. When a plea to the jurisdiction, in
abatement, is overruled by the court upon demurrer, and the defendant
pleads in bar, and upon these pleas the final judgment of the court is
in his favor -- if the plaintiff brings a writ of error, the judgment of
the court upon the plea in abatement is before this
court, although it
was in favor of the plaintiff -- and if the court erred in overruling
it, the judgment must be reversed, and a mandate issued to the Circuit
Court to dismiss the case for want of jurisdiction.
3. In the Circuit Courts of the United
States, the record must show that the case is one in which, by the
Constitution and laws of the United States, the court had jurisdiction
-- and if this does not appear, and the judgment must be reversed by
this court -- and the parties cannot be consent waive the objection to
the jurisdiction of the Circuit Court.
4. A free negro of the African race, whose
ancestors were brought to this country and sold as slaves, is not a
"citizen" within the meaning of the Constitution of the United States.
5. When the Constitution was adopted, they
were not regarded in any of the States as members of the community which
constituted the State, and were not numbered among its "people or
citizens." Consequently, the special rights and immunities guarantied
to citizens do not apply to them. And not being "citizens" within the
meaning of the Constitution, they are not entitled to sue in that
character in a court of the United States, and the Circuit Court has not
jurisdiction in such a suit.
6. The only two clauses in the Constitution
which point to this race treat them as persons whom it was morally
lawfully to deal in as articles of property and to hold as slaves.
7. Since the adoption of the Constitution of
the United States, no State can by any subsequent law make a foreigner
or any other description of persons citizens of
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the United States, nor entitle them to the rights and privileges secured to citizens by that instrument.
8. A State, by its laws passed since the
adoption of the Constitution, may put a foreigner or any other
description of persons upon a footing with its own citizens as to all
the rights and privileges enjoyed by them within its dominion and by its
laws. But that will not make him a citizen of the United States, nor
entitle him to sue in its courts, nor to any of the privileges and
immunities of a citizen in another State.
9. The change in public opinion and feeling
in relation to the African race which has taken place since the adoption
of the Constitution cannot change its construction and meaning, and it
must be construed and administered now according to its true meaning and
intention when it was formed and adopted.
10. The plaintiff having admitted, by his
demurrer to the plea in abatement, that his ancestors were imported from
Africa and sold as slaves, he is not a citizen of the State of Missouri
according to the Constitution of the United States, and was not
entitled to sue in that character in the Circuit Court.
11. This being the case, the judgment of the court below in favor of the plaintiff on the plea in abatement was erroneous.
II
1. But if the plea in abatement is not
brought up by this writ of error, the objection to the citizenship of
the plaintiff is still apparent on the record, as he himself, in making
out his case, states that he is of African descent, was born a slave,
and claims that he and his family became entitled to freedom by being
taken by their owner to reside in a Territory where slavery is
prohibited by act of Congress, and that, in addition to this claim, he
himself became entitled to freedom by being taken to Rock Island, in the
State of Illinois, and being free when he was brought back to Missouri,
he was, by the laws of that State, a citizen.
2. If, therefore, the facts he states do not
give him or his family a right to freedom, the plaintiff is still a
slave, and not entitled to sue as a "citizen," and the judgment of the
Circuit Court was erroneous on that ground also, without any reference
to the plea in abatement.
3. The Circuit Court can give no judgment
for plaintiff or defendant in a case where it has not jurisdiction, no
matter whether there be a plea in abatement or not. And unless it
appears upon the face of the record, when brought here by writ of error,
that the Circuit Court had jurisdiction, the judgment must be reversed.
The case of Capron v. Van Noorden, 2 Cranch 126, examined, and the principles thereby decided reaffirmed.
4. When the record, as brought here by writ
of error, does not show that the Circuit Court had jurisdiction, this
court has jurisdiction to review and correct the error like any other
error in the court below. It does not and cannot dismiss the case for
want of jurisdiction here, for that would leave the erroneous judgment
of the court below in full force, and the party injured without remedy.
But it must reverse the judgment and, as in any other case of reversal,
send a mandate to the Circuit Court to conform its judgment to the
opinion of this court.
5. The difference of the jurisdiction in
this court in the cases of writs of error to State courts and to Circuit
Courts of the United States pointed out, and the mistakes made as to
the jurisdiction of this court in the latter case by confounding it with
its limited jurisdiction in the former.
6. If the court reverses a judgment upon the
ground that it appears by a particular part of the record that the
Circuit Court had not jurisdiction, it does not take away the
jurisdiction of this court to examine into and correct, by a reversal of
the judgment, any other errors, either as to the jurisdiction or any
other matter, where it appears from other parts of the record that the
Circuit Court had fallen into error. On the contrary, it is the daily
and familiar practice of this court to reverse on several grounds where
more than one error appears to have been committed. And the error of a
Circuit Court in its jurisdiction
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stands on the same ground, and is to be treated in the same manner as any other error upon whish its judgment is founded.
7. The decision, therefore, that the
judgment of the Circuit Court upon the plea in abatement is erroneous is
no reason why the alleged error apparent in the exception should not
also be examined, and the judgment reversed on that ground also, if it
discloses a want of jurisdiction in the Circuit Court.
8. It is often the duty of this court, after
having decided that a particular decision of the Circuit Court was
erroneous, to examine into other alleged errors and to correct them if
they are found to exist. And this has been uniformly done by this court
when the questions are in any degree connected with the controversy and
the silence of the court might create doubts which would lead to
further useless litigation.
III
1. The facts upon which the plaintiff relies did not give him his freedom and make him a citizen of Missouri.
2. The clause in the Constitution
authorizing Congress to make all needful rules and regulations for the
government of the territory and other property of the United States
applies only to territory within the chartered limits of some one of the
States when they were colonies of Great Britain, and which was
surrendered by the British Government to the old Confederation of the
States in the treaty of peace. It does not apply to territory acquired
by the present Federal Government by treaty or conquest from a foreign
nation.
3. The United States, under the present
Constitution, cannot acquire territory to be held as a colony, to be
governed at its will and pleasure. But it may acquire territory which,
at the time, has not a population that fits it to become a State, and
may govern it as a Territory until it has a population which, in the
judgment of Congress, entitled it to be admitted as a State of the
Union.
4. During the time it remains a Territory,
Congress may legislate over it within the scope of its constitutional
powers in relation to citizens of the United States, and may establish a
Territorial Government, and the form of the local Government must be
regulated by the discretion of Congress, but with powers not exceeding
those which Congress itself, by the Constitution, is authorized to
exercise over citizens of the United States in respect to the rights of
persons or rights of property.
IV
1. The territory thus acquired is acquired
by the people of the United States for their common and equal benefit
through their agent and trustee, the Federal Government. Congress can
exercise no power over the rights of persons or property of a citizen in
the Territory which is prohibited by the Constitution. The Government
and the citizen, whenever the Territory is open to settlement, both
enter it with their respective rights defined and limited by the
Constitution.
2. Congress have no right to prohibit the
citizens of any particular State or States from taking up their home
there while it permits citizens of other States to do so. Nor has it a
right to give privileges to one class of citizens which it refuses to
another. The territory is acquired for their equal and common benefit,
and if open to any, it must be open to all upon equal and the same
terms.
3. Every citizen has a right to take with
him into the Territory any article of property which the Constitution of
the United States recognises as property.
4. The Constitution of the United States
recognises slaves as property, and pledges the Federal Government to
protect it. And Congress cannot exercise any more authority over
property of that description than it may constitutionally exercise over
property of any other kind.
5. The act of Congress, therefore, prohibiting a citizen of the United States from
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taking with him his slaves when he removes to the
Territory in question to reside is an exercise of authority over private
property which is not warranted by the Constitution, and the removal of
the plaintiff by his owner to that Territory gave him no title to
freedom.
V
1. The plaintiff himself acquired no title
to freedom by being taken by his owner to Rock Island, in Illinois, and
brought back to Missouri. This court has heretofore decided that the status or condition of a person of African descent depended on the laws of the State in which he resided.
2. It has been settled by the decisions of
the highest court in Missouri that, by the laws of that State, a slave
does not become entitled to his freedom where the owner takes him to
reside in a State where slavery is not permitted and afterwards brings
him back to Missouri.
Conclusion. It follows that it is apparent
upon the record that the court below erred in its judgment on the plea
in abatement, and also erred in giving judgment for the defendant, when
the exception shows that the plaintiff was not a citizen of the United
States. And the Circuit Court had no jurisdiction, either in the cases
stated in the plea in abatement or in the one stated in the exception,
its judgment in favor of the defendant is erroneous, and must be
reversed.
This case was brought up, by writ of error, from the Circuit Court of the United States for the district of Missouri.
It was an action of trespass vi et armis instituted in the Circuit Court by Scott against Sandford.
Prior to the institution of the present
suit, an action was brought by Scott for his freedom in the Circuit
Court of St. Louis county (State court), where there was a verdict and
judgment in his favor. On a writ of error to the Supreme Court of the
State, the judgment below was reversed and the case remanded to the
Circuit Court, where it was continued to await the decision of the case
now in question.
The declaration of Scott contained three
counts: one, that Sandford had assaulted the plaintiff; one, that he
had assaulted Harriet Scott, his wife; and one, that he had assaulted
Eliza Scott and Lizzie Scott, his children.
Sandford appeared, and filed the following plea:
DRED SCOTT )
v. ) Plea to the Jurisdiction of the Court.
JOHN F. A. SANDFORD )
APRIL TERM, 1854.
And the said John F. A. Sandford, in his
own proper person, comes and says that this court ought not to have or
take further cognizance of the action aforesaid, because he says that
said cause of action and each and every of them (if any such have
accrued to the said Dred Scott) accrued to the said Dred Scott out of
the jurisdiction of this court, and exclusively within the jurisdiction
of the courts of the State of Missouri, for that, to-wit: the said
plaintiff, Dred Scott, is not a citizen of the State of Missouri, as
alleged in his declaration, because
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he is a negro of African descent; his ancestors were of
pure African blood, and were brought into this country and sold as
negro slaves, and this the said Sandford is ready to verify. Wherefore,
he prays judgment whether this court can or will take further
cognizance of the action aforesaid.
JOHN F. A. SANDFORD
To this plea there was a demurrer in the
usual form, which was argued in April, 1854, when the court gave
judgment that the demurrer should be sustained.
In May, 1854, the defendant, in pursuance of
an agreement between counsel, and with the leave of the court, pleaded
in bar of the action:
1. Not guilty.
2. That the plaintiff was a negro slave, the
lawful property of the defendant, and, as such, the defendant gently
laid his hands upon him, and thereby had only restrained him, as the
defendant had a right to do.
3. That with respect to the wife and
daughters of the plaintiff, in the second and third counts of the
declaration mentioned, the defendant had, as to them, only acted in the
same manner and in virtue of the same legal right.
In the first of these pleas, the plaintiff
joined issue, and to the second and third filed replications alleging
that the defendant, of his own wrong and without the cause in his second
and third pleas alleged, committed the trespasses, &c.
The counsel then filed the following agreed statement of facts, viz:
In the year 1834, the plaintiff was a negro
slave belonging to Dr. Emerson, who was a surgeon in the army of the
United States. I n that year, 1834, said Dr. Emerson took the plaintiff
from the State of Missouri to the military post at Rock Island, in the
State of Illinois, and held him there as a slave until the month of
April or May, 1836. At the time last mentioned, said Dr. Emerson
removed the plaintiff from said military post at Rock Island to the
military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the Territory known as Upper Louisiana, acquired
by the United States of France, and situate north of the latitude of
thirty-six degrees thirty minutes north, and north of the State of
Missouri. Said Dr. Emerson held the plaintiff in slavery at said Fort
Snelling, from said last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in
the second count of the plaintiff's declaration, was the negro slave of
Major Taliaferro, who belonged to the army of the United States.
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In that year, 1835, said Major Taliaferro took said
Harriet to said Fort Snelling, a military post, situated as hereinbefore
stated, and kept her there as a slave until the year 1836, and then
sold and delivered her as a slave at said Fort Snelling unto the said
Dr. Emerson hereinbefore named. Said Dr. Emerson held said Harriet in
slavery at said Fort Snelling until the year 1838.
In the year 1836, the plaintiff and said
Harriet at said Fort Snelling, with the consent of said Dr. Emerson, who
then claimed to be their master and owner, intermarried, and took each
other for husband and wife. Eliza and Lizzie, named in the third count
of the plaintiff's declaration, are the fruit of that marriage. Eliza
is about fourteen years old, and was born on board the steamboat Gipsey,
north of the north line of the State of Missouri, and upon the river
Mississippi. Lizzie is about seven years old, and was born in the State
of Missouri, at the military post called Jefferson Barracks.
In the year 1838, said Dr. Emerson removed
the plaintiff and said Harriet and their said daughter Eliza from said
Fort Snelling to the State of Missouri, where they have ever since
resided.
Before the commencement of this suit, said
Dr. Emerson sold and conveyed the plaintiff, said Harriet, Eliza, and
Lizzie, to the defendant, as slaves, and the defendant has ever since
claimed to hold them and each of them as slaves.
At the times mentioned in the plaintiff's
declaration, the defendant, claiming to be owner as aforesaid, laid his
hands upon said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned
them, doing in this respect, however, no more than what he might
lawfully do if they were of right his slaves at such times.
Further proof may be given on the trial for either party.
It is agreed that Dred Scott brought suit
for his freedom in the Circuit Court of St. Louis county; that there was
a verdict and judgment in his favor; that, on a writ of error to the
Supreme Court, the judgment below was reversed, and the same remanded to
the Circuit Court, where it has been continued to await the decision of
this case.
In May, 1854, the cause went before a jury, who found the following verdict, viz:
As to the first issue joined in this case,
we of the jury find the defendant not guilty; and as to the issue
secondly above joined, we of the jury find that before and at the time
when, &c., in the first count mentioned, the said Dred Scott was a
negro slave, the lawful property of the defendant; and as to the issue
thirdly above joined, we, the jury, find that before and at the time
when, &c., in the second and third counts mentioned, the said
Harriet, wife of
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said Dred Scott, and Eliza and Lizzie, the daughters of
the said Dred Scott, were negro slaves, the lawful property of the
defendant.
Whereupon, the court gave judgment for the defendant.
After an ineffectual motion for a new trial, the plaintiff filed the following bill of exceptions.
On the trial of this cause by the jury, the
plaintiff, to maintain the issues on his part, read to the jury the
following agreed statement of facts, (see agreement above.) No
further testimony was given to the jury by either party. Thereupon the
plaintiff moved the court to give to the jury the following
instruction, viz:
"That, upon the facts agreed to by the
parties, they ought to find for the plaintiff. The court refused to give
such instruction to the jury, and the plaintiff, to such refusal, then
and there duly excepted."
The court then gave the following instruction to the jury, on motion of the defendant:
The jury are instructed, that upon the facts in this case, the law is with the defendant.
The plaintiff excepted to this instruction.
Upon these exceptions, the case came up to this court.
TOP Opinion
TANEY, C.J., Opinion of the Court
Mr. Chief Justice TANEY delivered the opinion of the court.
This case has been twice argued. After the
argument at the last term, differences of opinion were found to exist
among the members of the court, and as the questions in controversy are
of the highest importance, and the court was at that time much pressed
by the ordinary business of the term, it was deemed advisable to
continue the case and direct a re-argument on some of the points in
order that we might have an opportunity of giving to the whole subject a
more deliberate
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consideration. It has accordingly been again argued by
counsel, and considered by the court; and I now proceed to deliver its
opinion.
There are two leading questions presented by the record:
1. Had the Circuit Court of the United States jurisdiction to hear and determine the case between these parties? And
2. If it had jurisdiction, is the judgment it has given erroneous or not?
The plaintiff in error, who was also the
plaintiff in the court below, was, with his wife and children, held as
slaves by the defendant in the State of Missouri, and he brought this
action in the Circuit Court of the United States for that district to
assert the title of himself and his family to freedom.
The declaration is in the form usually
adopted in that State to try questions of this description, and contains
the averment necessary to give the court jurisdiction; that he and the
defendant are citizens of different States; that is, that he is a
citizen of Missouri, and the defendant a citizen of New York.
The defendant pleaded in abatement to the
jurisdiction of the court, that the plaintiff was not a citizen of the
State of Missouri, as alleged in his declaration, being a negro of
African descent, whose ancestors were of pure African blood and who were
brought into this country and sold as slaves.
To this plea the plaintiff demurred, and the
defendant joined in demurrer. The court overruled the plea, and gave
judgment that the defendant should answer over. And he thereupon put in
sundry pleas in bar, upon which issues were joined, and at the trial
the verdict and judgment were in his favor. Whereupon the plaintiff
brought this writ of error.
Before we speak of the pleas in bar, it will be proper to dispose of the questions which have arisen on the plea in abatement.
That plea denies the right of the plaintiff to sue in a court of the United States, for the reasons therein stated.
If the question raised by it is legally
before us, and the court should be of opinion that the facts stated in
it disqualify the plaintiff from becoming a citizen, in the sense in
which that word is used in the Constitution of the United States, then
the judgment of the Circuit Court is erroneous, and must be reversed.
It is suggested, however, that this plea is
not before us, and that, as the judgment in the court below on this plea
was in favor of the plaintiff, he does not seek to reverse it, or bring
it before the court for revision by his writ of error, and also that
the defendant waived this defence by pleading over, and thereby admitted
the jurisdiction of the court.
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But, in making this objection, we think the
peculiar and limited jurisdiction of courts of the United States has not
been adverted to. This peculiar and limited jurisdiction has made it
necessary, in these courts, to adopt different rules and principles of
pleading, so far as jurisdiction is concerned, from those which regulate
courts of common law in England and in the different States of the
Union which have adopted the common law rules.
In these last-mentioned courts, where their
character and rank are analogous to that of a Circuit Court of the
United States -- in other words, where they are what the law terms
courts of general jurisdiction -- they are presumed to have jurisdiction
unless the contrary appears. No averment in the pleadings of the
plaintiff is necessary, in order to give jurisdiction. If the defendant
objects to it, he must plead it specially, and unless the fact on which
he relies is found to be true by a jury, or admitted to be true by the
plaintiff, the jurisdiction cannot be disputed in an appellate court.
Now it is not necessary to inquire whether,
in courts of that description, a party who pleads over in bar when a
plea to the jurisdiction has been ruled against him does or does not
waive his plea, nor whether, upon a judgment in his favor on the pleas
in bar and a writ of error brought by the plaintiff, the question upon
the plea in abatement would be open for revision in the appellate court.
Cases that may have been decided in such courts, or rules that may
have been laid down by common law pleaders, can have no influence in the
decision in this court. Because, under the Constitution and laws of
the United States, the rules which govern the pleadings in its courts in
questions of jurisdiction stand on different principles, and are
regulated by different laws.
This difference arises, as we have said,
from the peculiar character of the Government of the United States. For
although it is sovereign and supreme in its appropriate sphere of
action, yet it does not possess all the powers which usually belong to
the sovereignty of a nation. Certain specified powers, enumerated in
the Constitution, have been conferred upon it, and neither the
legislative, executive, nor judicial departments of the Government can
lawfully exercise any authority beyond the limits marked out by the
Constitution. And in regulating the judicial department, the cases in
which the courts of the United States shall have jurisdiction are
particularly and specifically enumerated and defined, and they are not
authorized to take cognizance of any case which does not come within the
description therein specified. Hence, when a plaintiff sues in a court
of the United States, it is necessary that he should
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show, in his pleading, that the suit he brings is
within the jurisdiction of the court, and that he is entitled to sue
there. And if he omits to do this, and should, by any oversight of the
Circuit Court, obtain a judgment in his favor, the judgment would be
reversed in the appellate court for want of jurisdiction in the court
below. The jurisdiction would not be presumed, as in the case of a
common law English or State court, unless the contrary appeared. But
the record, when it comes before the appellate court, must show
affirmatively that the inferior court had authority under the
Constitution to hear and determine the case. And if the plaintiff
claims a right to sue in a Circuit Court of the United States under that
provision of the Constitution which gives jurisdiction in controversies
between citizens of different States, he must distinctly aver in his
pleading that they are citizens of different States, and he cannot
maintain his suit without showing that fact in the pleadings.
This point was decided in the case of Bingham v. Cabot, in 3 Dall. 382, and ever since adhered to by the court. And in Jackson v. Ashton,
8 Pet. 148, it was held that the objection to which it was open could
not be waived by the opposite party, because consent of parties could
not give jurisdiction.
It is needless to accumulate cases on this subject. Those already referred to, and the cases of Capron v. Van Noorden, in 2 Cr. 126, and Montalet v. Murray, 4 Cr. 46, are sufficient to show the rule of which we have spoken. The case of Capron v. Van Noorden strikingly illustrates the difference between a common law court and a court of the United States.
If, however, the fact of citizenship is
averred in the declaration, and the defendant does not deny it and put
it in issue by plea in abatement, he cannot offer evidence at the trial
to disprove it, and consequently cannot avail himself of the objection
in the appellate court unless the defect should be apparent in some
other part of the record. For if there is no plea in abatement, and the
want of jurisdiction does not appear in any other part of the
transcript brought up by the writ of error, the undisputed averment of
citizenship in the declaration must be taken in this court to be true.
In this case, the citizenship is averred, but it is denied by the
defendant in the manner required by the rules of pleading, and the fact
upon which the denial is based is admitted by the demurrer. And, if the
plea and demurrer, and judgment of the court below upon it, are before
us upon this record, the question to be decided is whether the facts
stated in the plea are sufficient to show that the plaintiff is not
entitled to sue as a citizen in a court of the United States.
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We think they are before us. The plea in
abatement and the judgment of the court upon it are a part of the
judicial proceedings in the Circuit Court and are there recorded as
such, and a writ of error always brings up to the superior court the
whole record of the proceedings in the court below. And in the case of
the United States v. Smith, 11 Wheat. 172, this court said,
that the case being brought up by writ of error, the whole record was
under the consideration of this court. And this being the case in the
present instance, the plea in abatement is necessarily under
consideration, and it becomes, therefore, our duty to decide whether the
facts stated in the plea are or are not sufficient to show that the
plaintiff is not entitled to sue as a citizen in a court of the United
States.
This is certainly a very serious question,
and one that now for the first time has been brought for decision before
this court. But it is brought here by those who have a right to bring
it, and it is our duty to meet it and decide it.
The question is simply this: can a negro
whose ancestors were imported into this country and sold as slaves
become a member of the political community formed and brought into
existence by the Constitution of the United States, and as such become
entitled to all the rights, and privileges, and immunities, guarantied
by that instrument to the citizen, one of which rights is the privilege
of suing in a court of the United States in the cases specified in the
Constitution?
It will be observed that the plea applies to
that class of persons only whose ancestors were negroes of the African
race, and imported into this country and sold and held as slaves. The
only matter in issue before the court, therefore, is, whether the
descendants of such slaves, when they shall be emancipated, or who are
born of parents who had become free before their birth, are citizens of a
State in the sense in which the word "citizen" is used in the
Constitution of the United States. And this being the only matter in
dispute on the pleadings, the court must be understood as speaking in
this opinion of that class only, that is, of those persons who are the
descendants of Africans who were imported into this country and sold as
slaves.
The situation of this population was
altogether unlike that of the Indian race. The latter, it is true,
formed no part of the colonial communities, and never amalgamated with
them in social connections or in government. But although they were
uncivilized, they were yet a free and independent people, associated
together in nations or tribes and governed by their own laws. Many of
these political communities were situated in territories to which the
white race claimed the ultimate
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right of dominion. But that claim was acknowledged to
be subject to the right of the Indians to occupy it as long as they
thought proper, and neither the English nor colonial Governments claimed
or exercised any dominion over the tribe or nation by whom it was
occupied, nor claimed the right to the possession of the territory,
until the tribe or nation consented to cede it. These Indian
Governments were regarded and treated as foreign Governments as much so
as if an ocean had separated the red man from the white, and their
freedom has constantly been acknowledged, from the time of the first
emigration to the English colonies to the present day, by the different
Governments which succeeded each other. Treaties have been negotiated
with them, and their alliance sought for in war, and the people who
compose these Indian political communities have always been treated as
foreigners not living under our Government. It is true that the course
of events has brought the Indian tribes within the limits of the United
States under subjection to the white race, and it has been found
necessary, for their sake as well as our own, to regard them as in a
state of pupilage, and to legislate to a certain extent over them and
the territory they occupy. But they may, without doubt, like the
subjects of any other foreign Government, be naturalized by the
authority of Congress, and become citizens of a State, and of the United
States, and if an individual should leave his nation or tribe and take
up his abode among the white population, he would be entitled to all the
rights and privileges which would belong to an emigrant from any other
foreign people.
We proceed to examine the case as presented by the pleadings.
The words "people of the United States" and
"citizens" are synonymous terms, and mean the same thing. They both
describe the political body who, according to our republican
institutions, form the sovereignty and who hold the power and conduct
the Government through their representatives. They are what we
familiarly call the "sovereign people," and every citizen is one of this
people, and a constituent member of this sovereignty. The question
before us is whether the class of persons described in the plea in
abatement compose a portion of this people, and are constituent members
of this sovereignty? We think they are not, and that they are not
included, and were not intended to be included, under the word
"citizens" in the Constitution, and can therefore claim none of the
rights and privileges which that instrument provides for and secures to
citizens of the United States. On the contrary, they were at that time
considered as a subordinate
[p405]
and inferior class of beings who had been subjugated by
the dominant race, and, whether emancipated or not, yet remained
subject to their authority, and had no rights or privileges but such as
those who held the power and the Government might choose to grant them.
It is not the province of the court to
decide upon the justice or injustice, the policy or impolicy, of these
laws. The decision of that question belonged to the political or
lawmaking power, to those who formed the sovereignty and framed the
Constitution. The duty of the court is to interpret the instrument they
have framed with the best lights we can obtain on the subject, and to
administer it as we find it, according to its true intent and meaning
when it was adopted.
In discussing this question, we must not
confound the rights of citizenship which a State may confer within its
own limits and the rights of citizenship as a member of the Union. It
does not by any means follow, because he has all the rights and
privileges of a citizen of a State, that he must be a citizen of the
United States. He may have all of the rights and privileges of the
citizen of a State and yet not be entitled to the rights and privileges
of a citizen in any other State. For, previous to the adoption of the
Constitution of the United States, every State had the undoubted right
to confer on whomsoever it pleased the character of citizen, and to
endow him with all its rights. But this character, of course, was
confined to the boundaries of the State, and gave him no rights or
privileges in other States beyond those secured to him by the laws of
nations and the comity of States. Nor have the several States
surrendered the power of conferring these rights and privileges by
adopting the Constitution of the United States. Each State may still
confer them upon an alien, or anyone it thinks proper, or upon any class
or description of persons, yet he would not be a citizen in the sense
in which that word is used in the Constitution of the United States, nor
entitled to sue as such in one of its courts, nor to the privileges and
immunities of a citizen in the other States. The rights which he would
acquire would be restricted to the State which gave them. The
Constitution has conferred on Congress the right to establish an uniform
rule of naturalization, and this right is evidently exclusive, and has
always been held by this court to be so. Consequently, no State, since
the adoption of the Constitution, can, by naturalizing an alien, invest
him with the rights and privileges secured to a citizen of a State under
the Federal Government, although, so far as the State alone was
concerned, he would undoubtedly be entitled to the rights of a citizen
and clothed with all the
[p406]
rights and immunities which the Constitution and laws of the State attached to that character.
It is very clear, therefore, that no State
can, by any act or law of its own, passed since the adoption of the
Constitution, introduce a new member into the political community
created by the Constitution of the United States. It cannot make him a
member of this community by making him a member of its own. And, for
the same reason, it cannot introduce any person or description of
persons who were not intended to be embraced in this new political
family which the Constitution brought into existence, but were intended
to be excluded from it.
The question then arises, whether the
provisions of the Constitution, in relation to the personal rights and
privileges to which the citizen of a State should be entitled, embraced
the negro African race, at that time in this country or who might
afterwards be imported, who had then or should afterwards be made free
in any State, and to put it in the power of a single State to make him a
citizen of the United States and endue him with the full rights of
citizenship in every other State without their consent? Does the
Constitution of the United States act upon him whenever he shall be made
free under the laws of a State, and raised there to the rank of a
citizen, and immediately clothe him with all the privileges of a citizen
in every other State, and in its own courts?
The court think the affirmative of these
propositions cannot be maintained. And if it cannot, the plaintiff in
error could not be a citizen of the State of Missouri within the meaning
of the Constitution of the United States, and, consequently, was not
entitled to sue in its courts.
It is true, every person, and every class
and description of persons who were, at the time of the adoption of the
Constitution, recognised as citizens in the several States became also
citizens of this new political body, but none other; it was formed by
them, and for them and their posterity, but for no one else. And the
personal rights and privileges guarantied to citizens of this new
sovereignty were intended to embrace those only who were then members of
the several State communities, or who should afterwards by birthright
or otherwise become members according to the provisions of the
Constitution and the principles on which it was founded. It was the
union of those who were at that time members of distinct and separate
political communities into one political family, whose power, for
certain specified purposes, was to extend over the whole territory of
the United States. And it gave to each citizen rights and privileges
outside of his State
[p407]
which he did not before possess, and placed him in
every other State upon a perfect equality with its own citizens as to
rights of person and rights of property; it made him a citizen of the
United States.
It becomes necessary, therefore, to
determine who were citizens of the several States when the Constitution
was adopted. And in order to do this, we must recur to the Governments
and institutions of the thirteen colonies when they separated from Great
Britain and formed new sovereignties, and took their places in the
family of independent nations. We must inquire who, at that time, were
recognised as the people or citizens of a State whose rights and
liberties had been outraged by the English Government, and who declared
their independence and assumed the powers of Government to defend their
rights by force of arms.
In the opinion of the court, the legislation
and histories of the times, and the language used in the Declaration of
Independence, show that neither the class of persons who had been
imported as slaves nor their descendants, whether they had become free
or not, were then acknowledged as a part of the people, nor intended to
be included in the general words used in that memorable instrument.
It is difficult at this day to realize the
state of public opinion in relation to that unfortunate race which
prevailed in the civilized and enlightened portions of the world at the
time of the Declaration of Independence and when the Constitution of the
United States was framed and adopted. But the public history of every
European nation displays it in a manner too plain to be mistaken.
They had for more than a century before been
regarded as beings of an inferior order, and altogether unfit to
associate with the white race either in social or political relations,
and so far inferior that they had no rights which the white man was
bound to respect, and that the negro might justly and lawfully be
reduced to slavery for his benefit. He was bought and sold, and treated
as an ordinary article of merchandise and traffic whenever a profit
could be made by it. This opinion was at that time fixed and universal
in the civilized portion of the white race. It was regarded as an axiom
in morals as well as in politics which no one thought of disputing or
supposed to be open to dispute, and men in every grade and position in
society daily and habitually acted upon it in their private pursuits, as
well as in matters of public concern, without doubting for a moment the
correctness of this opinion.
And in no nation was this opinion more firmly fixed or more
[p408]
uniformly acted upon than by the English Government and
English people. They not only seized them on the coast of Africa and
sold them or held them in slavery for their own use, but they took them
as ordinary articles of merchandise to every country where they could
make a profit on them, and were far more extensively engaged in this
commerce than any other nation in the world.
The opinion thus entertained and acted upon
in England was naturally impressed upon the colonies they founded on
this side of the Atlantic. And, accordingly, a negro of the African
race was regarded by them as an article of property, and held, and
bought and sold as such, in every one of the thirteen colonies which
united in the Declaration of Independence and afterwards formed the
Constitution of the United States. The slaves were more or less
numerous in the different colonies as slave labor was found more or less
profitable. But no one seems to have doubted the correctness of the
prevailing opinion of the time.
The legislation of the different colonies furnishes positive and indisputable proof of this fact.
It would be tedious, in this opinion, to
enumerate the various laws they passed upon this subject. It will be
sufficient, as a sample of the legislation which then generally
prevailed throughout the British colonies, to give the laws of two of
them, one being still a large slaveholding State and the other the first
State in which slavery ceased to exist.
The province of Maryland, in 1717, ch. 13, s. 5, passed a law declaring
that if any free negro or mulatto
intermarry with any white woman, or if any white man shall intermarry
with any negro or mulatto woman, such negro or mulatto shall become a
slave during life, excepting mulattoes born of white women, who, for
such intermarriage, shall only become servants for seven years, to be
disposed of as the justices of the county court where such marriage so
happens shall think fit, to be applied by them towards the support of a
public school within the said county. And any white man or white woman
who shall intermarry as aforesaid with any negro or mulatto, such white
man or white woman shall become servants during the term of seven years,
and shall be disposed of by the justices as aforesaid, and be applied
to the uses aforesaid.
The other colonial law to which we refer was
passed by Massachusetts in 1705 (chap. 6). It is entitled "An act for
the better preventing of a spurious and mixed issue," &c., and it
provides, that
if any negro or mulatto shall presume to
smite or strike any person of the English or other Christian nation,
such negro or mulatto shall be severely whipped, at
[p409]
the discretion of the justices before whom the offender shall be convicted.
And
that none of her Majesty's English or
Scottish subjects, nor of any other Christian nation, within this
province, shall contract matrimony with any negro or mulatto; nor shall
any person, duly authorized to solemnize marriage, presume to join any
such in marriage, on pain of forfeiting the sum of fifty pounds; one
moiety thereof to her Majesty, for and towards the support of the
Government within this province, and the other moiety to him or them
that shall inform and sue for the same, in any of her Majesty's courts
of record within the province, by bill, plaint, or information.
We give both of these laws in the words used
by the respective legislative bodies because the language in which they
are framed, as well as the provisions contained in them, show, too
plainly to be misunderstood the degraded condition of this unhappy race.
They were still in force when the Revolution began, and are a faithful
index to the state of feeling towards the class of persons of whom they
speak, and of the position they occupied throughout the thirteen
colonies, in the eyes and thoughts of the men who framed the Declaration
of Independence and established the State Constitutions and
Governments. They show that a perpetual and impassable barrier was
intended to be erected between the white race and the one which they had
reduced to slavery, and governed as subjects with absolute and despotic
power, and which they then looked upon as so far below them in the
scale of created beings, that intermarriages between white persons and
negroes or mulattoes were regarded as unnatural and immoral, and
punished as crimes, not only in the parties, but in the person who
joined them in marriage. And no distinction in this respect was made
between the free negro or mulatto and the slave, but this stigma of the
deepest degradation was fixed upon the whole race.
We refer to these historical facts for the
purpose of showing the fixed opinions concerning that race upon which
the statesmen of that day spoke and acted. It is necessary to do this
in order to determine whether the general terms used in the Constitution
of the United States as to the rights of man and the rights of the
people was intended to include them, or to give to them or their
posterity the benefit of any of its provisions.
The language of the Declaration of Independence is equally conclusive:
It begins by declaring that,
[w]hen in the course of human events it
becomes necessary for one people to dissolve the political bands which
have connected them with another, and to
[p410]
assume among the powers of the earth the separate and
equal station to which the laws of nature and nature's God entitle them,
a decent respect for the opinions of mankind requires that they should
declare the causes which impel them to the separation.
It then proceeds to say:
We hold these truths to be self-evident:
that all men are created equal; that they are endowed by their Creator
with certain unalienable rights; that among them is life, liberty, and
the pursuit of happiness; that to secure these rights, Governments are
instituted, deriving their just powers from the consent of the governed.
The general words above quoted would seem to
embrace the whole human family, and if they were used in a similar
instrument at this day would be so understood. But it is too clear for
dispute that the enslaved African race were not intended to be included,
and formed no part of the people who framed and adopted this
declaration, for if the language, as understood in that day, would
embrace them, the conduct of the distinguished men who framed the
Declaration of Independence would have been utterly and flagrantly
inconsistent with the principles they asserted, and instead of the
sympathy of mankind to which they so confidently appealed, they would
have deserved and received universal rebuke and reprobation.
Yet the men who framed this declaration were
great men -- high in literary acquirements, high in their sense of
honor, and incapable of asserting principles inconsistent with those on
which they were acting. They perfectly understood the meaning of the
language they used, and how it would be understood by others, and they
knew that it would not in any part of the civilized world be supposed to
embrace the negro race, which, by common consent, had been excluded
from civilized Governments and the family of nations, and doomed to
slavery. They spoke and acted according to the then established
doctrines and principles, and in the ordinary language of the day, and
no one misunderstood them. The unhappy black race were separated from
the white by indelible marks, and laws long before established, and were
never thought of or spoken of except as property, and when the claims
of the owner or the profit of the trader were supposed to need
protection.
This state of public opinion had undergone
no change when the Constitution was adopted, as is equally evident from
its provisions and language.
The brief preamble sets forth by whom it was formed, for what purposes, and for whose benefit and protection. It declares
[p411]
that it is formed by the people of the United States --
that is to say, by those who were members of the different political
communities in the several States -- and its great object is declared to
be to secure the blessings of liberty to themselves and their
posterity. It speaks in general terms of the people of the United
States, and of citizens of the several States, when it is providing for
the exercise of the powers granted or the privileges secured to the
citizen. It does not define what description of persons are intended to
be included under these terms, or who shall be regarded as a citizen
and one of the people. It uses them as terms so well understood that no
further description or definition was necessary.
But there are two clauses in the
Constitution which point directly and specifically to the negro race as a
separate class of persons, and show clearly that they were not regarded
as a portion of the people or citizens of the Government then formed.
One of these clauses reserves to each of the
thirteen States the right to import slaves until the year 1808 if it
thinks proper. And the importation which it thus sanctions was
unquestionably of persons of the race of which we are speaking, as the
traffic in slaves in the United States had always been confined to them.
And by the other provision the States pledge themselves to each other
to maintain the right of property of the master by delivering up to him
any slave who may have escaped from his service, and be found within
their respective territories. By the first above-mentioned clause,
therefore, the right to purchase and hold this property is directly
sanctioned and authorized for twenty years by the people who framed the
Constitution. And by the second, they pledge themselves to maintain and
uphold the right of the master in the manner specified, as long as the
Government they then formed should endure. And these two provisions
show conclusively that neither the description of persons therein
referred to nor their descendants were embraced in any of the other
provisions of the Constitution, for certainly these two clauses were not
intended to confer on them or their posterity the blessings of liberty,
or any of the personal rights so carefully provided for the citizen.
No one of that race had ever migrated to the
United States voluntarily; all of them had been brought here as
articles of merchandise. The number that had been emancipated at that
time were but few in comparison with those held in slavery, and they
were identified in the public mind with the race to which they belonged,
and regarded as a part of the slave population rather than the free.
It is obvious that they were not
[p412]
even in the minds of the framers of the Constitution
when they were conferring special rights and privileges upon the
citizens of a State in every other part of the Union.
Indeed, when we look to the condition of
this race in the several States at the time, it is impossible to believe
that these rights and privileges were intended to be extended to them.
It is very true that, in that portion of the
Union where the labor of the negro race was found to be unsuited to the
climate and unprofitable to the master, but few slaves were held at the
time of the Declaration of Independence, and when the Constitution was
adopted, it had entirely worn out in one of them, and measures had been
taken for its gradual abolition in several others. But this change had
not been produced by any change of opinion in relation to this race, but
because it was discovered from experience that slave labor was unsuited
to the climate and productions of these States, for some of the States
where it had ceased or nearly ceased to exist were actively engaged in
the slave trade, procuring cargoes on the coast of Africa and
transporting them for sale to those parts of the Union where their labor
was found to be profitable and suited to the climate and productions.
And this traffic was openly carried on, and fortunes accumulated by it,
without reproach from the people of the States where they resided. And
it can hardly be supposed that, in the States where it was then
countenanced in its worst form -- that is, in the seizure and
transportation -- the people could have regarded those who were
emancipated as entitled to equal rights with themselves.
And we may here again refer in support of
this proposition to the plain and unequivocal language of the laws of
the several States, some passed after the Declaration of Independence
and before the Constitution was adopted and some since the Government
went into operation.
We need not refer on this point particularly
to the laws of the present slaveholding States. Their statute books
are full of provisions in relation to this class in the same spirit with
the Maryland law which we have before quoted. They have continued to
treat them as an inferior class, and to subject them to strict police
regulations, drawing a broad line of distinction between the citizen and
the slave races, and legislating in relation to them upon the same
principle which prevailed at the time of the Declaration of
Independence. As relates to these States, it is too plain for argument
that they have never been regarded as a part of the people or citizens
of the State, nor supposed to possess any political rights which the
dominant race might not withhold or grant at their pleasure.
[p413]
And as long ago as 1822, the Court of Appeals of
Kentucky decided that free negroes and mulattoes were not citizens
within the meaning of the Constitution of the United States, and the
correctness of this decision is recognized, and the same doctrine
affirmed, in 1 Meigs's Tenn.Reports, 331.
And if we turn to the legislation of the
States where slavery had worn out, or measures taken for its speedy
abolition, we shall find the same opinions and principles equally fixed
and equally acted upon.
Thus, Massachusetts, in 1786, passed a law
similar to the colonial one of which we have spoken. The law of 1786,
like the law of 1705, forbids the marriage of any white person with any
negro, Indian, or mulatto, and inflicts a penalty of fifty pounds upon
anyone who shall join them in marriage, and declares all such marriage
absolutely null and void, and degrades thus the unhappy issue of the
marriage by fixing upon it the stain of bastardy. And this mark of
degradation was renewed, and again impressed upon the race, in the
careful and deliberate preparation of their revised code published in
1836. This code forbids any person from joining in marriage any white
person with any Indian, negro, or mulatto, and subjects the party who
shall offend in this respect to imprisonment not exceeding six months in
the common jail or to hard labor, and to a fine of not less than fifty
nor more than two hundred dollars, and, like the law of 1786, it
declares the marriage to be absolutely null and void. It will be seen
that the punishment is increased by the code upon the person who shall
marry them, by adding imprisonment to a pecuniary penalty.
So, too, in Connecticut. We refer more
particularly to the legislation of this State, because it was not only
among the first to put an end to slavery within its own territory, but
was the first to fix a mark of reprobation upon the African slave trade.
The law last mentioned was passed in October, 1788, about nine months
after the State had ratified and adopted the present Constitution of the
United States, and, by that law, it prohibited its own citizens, under
severe penalties, from engaging in the trade, and declared all policies
of insurance on the vessel or cargo made in the State to be null and
void. But up to the time of the adoption of the Constitution, there is
nothing in the legislation of the State indicating any change of opinion
as to the relative rights and position of the white and black races in
this country, or indicating that it meant to place the latter, when
free, upon a level with its citizens. And certainly nothing which would
have led the slaveholding States to suppose that Connecticut designed
to claim for them, under
[p414]
the new Constitution, the equal rights and privileges and rank of citizens in every other State.
The first step taken by Connecticut upon
this subject was as early as 1774, wen it passed an act forbidding the
further importation of slaves into the State. But the section
containing the prohibition is introduced by the following preamble:
And whereas the increase of slaves in this State is injurious to the poor, and inconvenient.
This recital would appear to have been
carefully introduced in order to prevent any misunderstanding of the
motive which induced the Legislature to pass the law, and places it
distinctly upon the interest and convenience of the white population --
excluding the inference that it might have been intended in any degree
for the benefit of the other.
And in the act of 1784, by which the issue
of slaves born after the time therein mentioned were to be free at a
certain age, the section is again introduced by a preamble assigning a
similar motive for the act. It is in these words:
Whereas sound policy requires that the
abolition of slavery should be effected as soon as may be consistent
with the rights of individuals, and the public safety and welfare
-- showing that the right of property in the
master was to be protected, and that the measure was one of policy, and
to prevent the injury and inconvenience to the whites of a slave
population in the State.
And still further pursuing its legislation,
we find that, in the same statute passed in 1774, which prohibited the
further importation of slaves into the State, there is also a provision
by which any negro, Indian, or mulatto servant who was found wandering
out of the town or place to which he belonged without a written pass
such as is therein described was made liable to be seized by anyone, and
taken before the next authority to be examined and delivered up to his
master -- who was required to pay the charge which had accrued thereby.
And a subsequent section of the same law provides that if any free
negro shall travel without such pass, and shall be stopped, seized, or
taken up, he shall pay all charges arising thereby. And this law was in
full operation when the Constitution of the United States was adopted,
and was not repealed till 1797. So that, up to that time, free negroes
and mulattoes were associated with servants and slaves in the police
regulations established by the laws of the State.
And again, in 1833, Connecticut passed
another law which made it penal to set up or establish any school in
that State for the instruction of persons of the African race not
inhabitants of the State, or to instruct or teach in any such school or
[p415]
institution, or board or harbor for that purpose, any
such person without the previous consent in writing of the civil
authority of the town in which such school or institution might be.
And it appears by the case of Crandall v. The State,
reported in 10 Conn. Rep. 340, that upon an information filed against
Prudence Crandall for a violation of this law, one of the points raised
in the defence was that the law was a violation of the Constitution of
the United States, and that the persons instructed, although of the
African race, were citizens of other States, and therefore entitled to
the rights and privileges of citizens in the State of Connecticut. But
Chief Justice Dagget, before whom the case was tried, held that persons
of that description were not citizens of a State, within the meaning of
the word citizen in the Constitution of the United States, and were not
therefore entitled to the privileges and immunities of citizens in other
States.
The case was carried up to the Supreme Court
of Errors of the State, and the question fully argued there. But the
case went off upon another point, and no opinion was expressed on this
question.
We have made this particular examination
into the legislative and judicial action of Connecticut because, from
the early hostility it displayed to the slave trade on the coast of
Africa, we may expect to find the laws of that State as lenient and
favorable to the subject race as those of any other State in the Union,
and if we find that, at the time the Constitution was adopted, they were
not even there raised to the rank of citizens, but were still held and
treated as property, and the laws relating to them passed with reference
altogether to the interest and convenience of the white race, we shall
hardly find them elevated to a higher rank anywhere else.
A brief notice of the laws of two other States, and we shall pass on to other considerations.
By the laws of New Hampshire, collected and
finally passed in 1815, no one was permitted to be enrolled in the
militia of the State but free white citizens, and the same provision is
found in a subsequent collection of the laws made in 1855. Nothing
could more strongly mark the entire repudiation of the African race.
The alien is excluded because, being born in a foreign country, he
cannot be a member of the community until he is naturalized. But why
are the African race, born in the State, not permitted to share in one
of the highest duties of the citizen? The answer is obvious; he is not,
by the institutions and laws of the State, numbered among its people.
He forms no part of the sovereignty of the State, and is not therefore
called on to uphold and defend it.
[p416]
Again, in 1822, Rhode Island, in its revised
code, passed a law forbidding persons who were authorized to join
persons in marriage from joining in marriage any white person with any
negro, Indian, or mulatto, under the penalty of two hundred dollars, and
declaring all such marriages absolutely null and void, and the same law
was again reenacted in its revised code of 1844. So that, down to the
last-mentioned period, the strongest mark of inferiority and degradation
was fastened upon the African race in that State.
It would be impossible to enumerate and
compress in the space usually allotted to an opinion of a court the
various laws, marking the condition of this race which were passed from
time to time after the Revolution and before and since the adoption of
the Constitution of the United States. In addition to those already
referred to, it is sufficient to say that Chancellor Kent, whose
accuracy and research no one will question, states in the sixth edition
of his Commentaries (published in 1848, 2 vol., 258, note b) that in no
part of the country except Maine did the African race, in point of fact,
participate equally with the whites in the exercise of civil and
political rights.
The legislation of the States therefore
shows in a manner not to be mistaken the inferior and subject condition
of that race at the time the Constitution was adopted and long
afterwards, throughout the thirteen States by which that instrument was
framed, and it is hardly consistent with the respect due to these States
to suppose that they regarded at that time as fellow citizens and
members of the sovereignty, a class of beings whom they had thus
stigmatized, whom, as we are bound out of respect to the State
sovereignties to assume they had deemed it just and necessary thus to
stigmatize, and upon whom they had impressed such deep and enduring
marks of inferiority and degradation, or, that, when they met in
convention to form the Constitution, they looked upon them as a portion
of their constituents or designed to include them in the provisions so
carefully inserted for the security and protection of the liberties and
rights of their citizens. It cannot be supposed that they intended to
secure to them rights and privileges and rank, in the new political body
throughout the Union which every one of them denied within the limits
of its own dominion. More especially, it cannot be believed that the
large slaveholding States regarded them as included in the word
citizens, or would have consented to a Constitution which might compel
them to receive them in that character from another State. For if they
were so received, and entitled to the privileges and immunities of
citizens, it would exempt them from the operation of the special laws
and from the police
[p417]
regulations which they considered to be necessary for
their own safety. It would give to persons of the negro race, who were
recognised as citizens in any one State of the Union, the right to enter
every other State whenever they pleased, singly or in companies,
without pass or passport, and without obstruction, to sojourn there as
long as they pleased, to go where they pleased at every hour of the day
or night without molestation, unless they committed some violation of
law for which a white man would be punished; and it would give them the
full liberty of speech in public and in private upon all subjects upon
which its own citizens might speak; to hold public meetings upon
political affairs, and to keep and carry arms wherever they went. And
all of this would be done in the face of the subject race of the same
color, both free and slaves, and inevitably producing discontent and
insubordination among them, and endangering the peace and safety of the
State.
It is impossible, it would seem, to believe
that the great men of the slaveholding States, who took so large a share
in framing the Constitution of the United States and exercised so much
influence in procuring its adoption, could have been so forgetful or
regardless of their own safety and the safety of those who trusted and
confided in them.
Besides, this want of foresight and care
would have been utterly inconsistent with the caution displayed in
providing for the admission of new members into this political family.
For, when they gave to the citizens of each State the privileges and
immunities of citizens in the several States, they at the same time took
from the several States the power of naturalization, and confined that
power exclusively to the Federal Government. No State was willing to
permit another State to determine who should or should not be admitted
as one of its citizens, and entitled to demand equal rights and
privileges with their own people, within their own territories. The
right of naturalization was therefore, with one accord, surrendered by
the States, and confided to the Federal Government. And this power
granted to Congress to establish an uniform rule of naturalization is,
by the well understood meaning of the word, confined to persons born in a
foreign country, under a foreign Government. It is not a power to
raise to the rank of a citizen anyone born in the United States who,
from birth or parentage, by the laws of the country, belongs to an
inferior and subordinate class. And when we find the States guarding
themselves from the indiscreet or improper admission by other States of
emigrants from other countries by giving the power exclusively to
Congress, we cannot fail to see that they could never have left with the
States a much
[p418]
more important power -- that is, the power of
transforming into citizens a numerous class of persons who, in that
character, would be much more dangerous to the peace and safety of a
large portion of the Union than the few foreigners one of the States
might improperly naturalize. The Constitution upon its adoption
obviously took from the States all power by any subsequent legislation
to introduce as a citizen into the political family of the United States
anyone, no matter where he was born or what might be his character or
condition, and it gave to Congress the power to confer this character
upon those only who were born outside of the dominions of the United
States. And no law of a State, therefore, passed since the Constitution
was adopted, can give any right of citizenship outside of its own
territory.
A clause similar to the one in the
Constitution in relation to the rights and immunities of citizens of one
State in the other States was contained in the Articles of
Confederation. But there is a difference of language which is worthy of
note. The provision in the Articles of Confederation was
that the free inhabitants of each
of the States, paupers, vagabonds, and fugitives from justice,
excepted, should be entitled to all the privileges and immunities of
free citizens in the several States.
It will be observed that, under this
Confederation, each State had the right to decide for itself, and in its
own tribunals, whom it would acknowledge as a free inhabitant of
another State. The term free inhabitant, in the generality of
its terms, would certainly include one of the African race who had been
manumitted. But no example, we think, can be found of his admission to
all the privileges of citizenship in any State of the Union after these
Articles were formed, and while they continued in force. And,
notwithstanding the generality of the words "free inhabitants," it is
very clear that, according to their accepted meaning in that day, they
did not include the African race, whether free or not, for the fifth
section of the ninth article provides that Congress should have the
power
to agree upon the number of land forces to
be raised, and to make requisitions from each State for its quota in
proportion to the number of white inhabitants in such State, which requisition should be binding.
Words could hardly have been used which more
strongly mark the line of distinction between the citizen and the
subject -- the free and the subjugated races. The latter were not even
counted when the inhabitants of a State were to be embodied in
proportion to its numbers for the general defence. And it cannot for a
moment be supposed that a class of
[p419]
persons thus separated and rejected from those who
formed the sovereignty of the States, were yet intended to be included
under the words "free inhabitants," in the preceding article, to whom
privileges and immunities were so carefully secured in every State.
But although this clause of the Articles of
Confederation is the same in principle with that inserted in the
Constitution, yet the comprehensive word inhabitant, which might be construed to include an emancipated slave, is omitted, and the privilege is confined to citizens
of the State. And this alteration in words would hardly have been made
unless a different meaning was intended to be conveyed or a possible
doubt removed. The just and fair inference is that as this privilege
was about to be placed under the protection of the General Government,
and the words expounded by its tribunals, and all power in relation to
it taken from the State and its courts, it was deemed prudent to
describe with precision and caution the persons to whom this high
privilege was given -- and the word citizen was on that account substituted for the words free inhabitant.
The word citizen excluded, and no doubt intended to exclude,
foreigners who had not become citizens of some one of the States when
the Constitution was adopted, and also every description of persons who
were not fully recognised as citizens in the several States. This, upon
any fair construction of the instruments to which we have referred, was
evidently the object and purpose of this change of words.
To all this mass of proof we have still to
add, that Congress has repeatedly legislated upon the same construction
of the Constitution that we have given. Three laws, two of which were
passed almost immediately after the Government went into operation, will
be abundantly sufficient to show this. The two first are particularly
worthy of notice, because many of the men who assisted in framing the
Constitution, and took an active part in procuring its adoption, were
then in the halls of legislation, and certainly understood what they
meant when they used the words "people of the United States" and
"citizen" in that well-considered instrument.
The first of these acts is the
naturalization law, which was passed at the second session of the first
Congress, March 26, 1790, and confines the right of becoming citizens "to aliens being free white persons."
Now the Constitution does not limit the
power of Congress in this respect to white persons. And they may, if
they think proper, authorize the naturalization of anyone, of any color,
who was born under allegiance to another Government. But the language
of the law above quoted shows that citizenship
[p420]
at that time was perfectly understood to be confined to
the white race; and that they alone constituted the sovereignty in the
Government.
Congress might, as we before said, have
authorized the naturalization of Indians because they were aliens and
foreigners. But, in their then untutored and savage state, no one would
have thought of admitting them as citizens in a civilized community.
And, moreover, the atrocities they had but recently committed, when they
were the allies of Great Britain in the Revolutionary war, were yet
fresh in the recollection of the people of the United States, and they
were even then guarding themselves against the threatened renewal of
Indian hostilities. No one supposed then that any Indian would ask for,
or was capable of enjoying, the privileges of an American citizen, and
the word white was not used with any particular reference to them.
Neither was it used with any reference to
the African race imported into or born in this country; because Congress
had no power to naturalize them, and therefore there was no necessity
for using particular words to exclude them.
It would seem to have been used merely
because it followed out the line of division which the Constitution has
drawn between the citizen race, who formed and held the Government, and
the African race, which they held in subjection and slavery and governed
at their own pleasure.
Another of the early laws of which we have
spoken is the first militia law, which was passed in 1792 at the first
session of the second Congress. The language of this law is equally
plain and significant with the one just mentioned. It directs that
every "free able-bodied white male citizen" shall be enrolled in the
militia. The word white is evidently used to exclude the
African race, and the word "citizen" to exclude unnaturalized
foreigners, the latter forming no part of the sovereignty, owing it no
allegiance, and therefore under no obligation to defend it. The African
race, however, born in the country, did owe allegiance to the
Government, whether they were slave or free, but it is repudiated, and
rejected from the duties and obligations of citizenship in marked
language.
The third act to which we have alluded is even still more decisive; it was passed as late as 1813, 2 Stat. 809, and it provides:
That from and after the termination of the
war in which the United States are now engaged with Great Britain, it
shall not be lawful to employ, on board of any public or private vessels
of the United States, any person or persons except citizens of the
United States, or persons of color, natives of the United States.
[p421]
Here the line of distinction is drawn in
express words. Persons of color, in the judgment of Congress, were not
included in the word citizens, and they are described as another and
different class of persons, and authorized to be employed, if born in
the United States.
And even as late as 1820, chap. 104, sec. 8,
in the charter to the city of Washington, the corporation is authorized
"to restrain and prohibit the nightly and other disorderly meetings of
slaves, free negroes, and mulattoes," thus associating them together in
its legislation, and, after prescribing the punishment that may be
inflicted on the slaves, proceeds in the following words:
And to punish such free negroes and
mulattoes by penalties not exceeding twenty dollars for any one offence;
and in case of the inability of any such free negro or mulatto, to pay
any such penalty and cost thereon, to cause him or her to be confined to
labor for any time not exceeding six calendar months.
And in a subsequent part of the same
section, the act authorizes the corporation "to prescribe the terms and
conditions upon which free negroes and mulattoes may reside in the
city."
This law, like the laws of the States, shows
that this class of persons were governed by special legislation
directed expressly to them, and always connected with provisions for the
government of slaves, and not with those for the government of free
white citizens. And after such an uniform course of legislation as we
have stated, by the colonies, by the States, and by Congress, running
through a period of more than a century, it would seem that to call
persons thus marked and stigmatized "citizens" of the United States,
"fellow citizens," a constituent part of the sovereignty, would be an
abuse of terms, and not calculated to exalt the character of an American
citizen in the eyes of other nations.
The conduct of the Executive Department of
the Government has been in perfect harmony upon this subject with this
course of legislation. The question was brought officially before the
late William Wirt, when he was the Attorney General of the United
States, in 1821, and he decided that the words "citizens of the United
States" were used in the acts of Congress in the same sense as in the
Constitution, and that free persons of color were not citizens within
the meaning of the Constitution and laws; and this opinion has been
confirmed by that of the late Attorney General, Caleb Cushing, in a
recent case, and acted upon by the Secretary of State, who refused to
grant passports to them as "citizens of the United States."
But it is said that a person may be a citizen, and entitled to
[p422]
that character, although he does not possess all the
rights which may belong to other citizens -- as, for example, the right
to vote, or to hold particular offices -- and that yet, when he goes
into another State, he is entitled to be recognised there as a citizen,
although the State may measure his rights by the rights which it allows
to persons of a like character or class resident in the State, and
refuse to him the full rights of citizenship.
This argument overlooks the language of the provision in the Constitution of which we are speaking.
Undoubtedly a person may be a citizen, that
is, a member of the community who form the sovereignty, although he
exercises no share of the political power and is incapacitated from
holding particular offices. Women and minors, who form a part of the
political family, cannot vote, and when a property qualification is
required to vote or hold a particular office, those who have not the
necessary qualification cannot vote or hold the office, yet they are
citizens.
So, too, a person may be entitled to vote by
the law of the State, who is not a citizen even of the State itself.
And in some of the States of the Union, foreigners not naturalized are
allowed to vote. And the State may give the right to free negroes and
mulattoes, but that does not make them citizens of the State, and still
less of the United States. And the provision in the Constitution giving
privileges and immunities in other States does not apply to them.
Neither does it apply to a person who, being
the citizen of a State, migrates to another State. For then he becomes
subject to the laws of the State in which he lives, and he is no longer
a citizen of the State from which he removed. And the State in which
he resides may then, unquestionably, determine his status or condition,
and place him among the class of persons who are not recognised as
citizens, but belong to an inferior and subject race, and may deny him
the privileges and immunities enjoyed by its citizens.
But so far as mere rights of person are
concerned, the provision in question is confined to citizens of a State
who are temporarily in another State without taking up their residence
there. It gives them no political rights in the State as to voting or
holding office, or in any other respect. For a citizen of one State has
no right to participate in the government of another. But if he ranks
as a citizen in the State to which he belongs, within the meaning of the
Constitution of the United States, then, whenever he goes into another
State, the Constitution clothes him, as to the rights of person, will
all the privileges and immunities which belong to citizens of the
[p423]
State. And if persons of the African race are citizens
of a State, and of the United States, they would be entitled to all of
these privileges and immunities in every State, and the State could not
restrict them, for they would hold these privileges and immunities under
the paramount authority of the Federal Government, and its courts would
be bound to maintain and enforce them, the Constitution and laws of the
State to the contrary notwithstanding. And if the States could limit
or restrict them, or place the party in an inferior grade, this clause
of the Constitution would be unmeaning, and could have no operation, and
would give no rights to the citizen when in another State. He would
have none but what the State itself chose to allow him. This is
evidently not the construction or meaning of the clause in question. It
guaranties rights to the citizen, and the State cannot withhold them.
And these rights are of a character and would lead to consequences which
make it absolutely certain that the African race were not included
under the name of citizens of a State, and were not in the contemplation
of the framers of the Constitution when these privileges and immunities
were provided for the protection of the citizen in other States.
The case of Legrand v. Darnall, 2
Peters 664, has been referred to for the purpose of showing that this
court has decided that the descendant of a slave may sue as a citizen in
a court of the United States, but the case itself shows that the
question did not arise and could not have arisen in the case.
It appears from the report that Darnall was
born in Maryland, and was the son of a white man by one of his slaves,
and his father executed certain instruments to manumit him, and devised
to him some landed property in the State. This property Darnall
afterwards sold to Legrand, the appellant, who gave his notes for the
purchase money. But becoming afterwards apprehensive that the appellee
had not been emancipated according to the laws of Maryland, he refused
to pay the notes until he could be better satisfied as to Darnall's
right to convey. Darnall, in the meantime, had taken up his residence
in Pennsylvania, and brought suit on the notes, and recovered judgment
in the Circuit Court for the district of Maryland.
The whole proceeding, as appears by the
report, was an amicable one, Legrand being perfectly willing to pay the
money, if he could obtain a title, and Darnall not wishing him to pay
unless he could make him a good one. In point of fact, the whole
proceeding was under the direction of the counsel who argued the case
for the appellee, who was the mutual friend of the parties and confided
in by both of them, and whose only
[p424]
object was to have the rights of both parties established by judicial decision in the most speedy and least expensive manner.
Legrand, therefore, raised no objection to
the jurisdiction of the court in the suit at law, because he was himself
anxious to obtain the judgment of the court upon his title.
Consequently, there was nothing in the record before the court to show
that Darnall was of African descent, and the usual judgment and award of
execution was entered. And Legrand thereupon filed his bill on the
equity side of the Circuit Court, stating that Darnall was born a slave,
and had not been legally emancipated, and could not therefore take the
land devised to him, nor make Legrand a good title, and praying an
injunction to restrain Darnall from proceeding to execution on the
judgment, which was granted. Darnall answered, averring in his answer
that he was a free man, and capable of conveying a good title.
Testimony was taken on this point, and at the hearing, the Circuit Court
was of opinion that Darnall was a free man and his title good, and
dissolved the injunction and dismissed the bill; and that decree was
affirmed here, upon the appeal of Legrand.
Now it is difficult to imagine how any
question about the citizenship of Darnall, or his right to sue in that
character, can be supposed to have arisen or been decided in that case.
The fact that he was of African descent was first brought before the
court upon the bill in equity. The suit at law had then passed into
judgment and award of execution, and the Circuit Court, as a court of
law, had no longer any authority over it. It was a valid and legal
judgment, which the court that rendered it had not the power to reverse
or set aside. And unless it had jurisdiction as a court of equity to
restrain him from using its process as a court of law, Darnall, if he
thought proper, would have been at liberty to proceed on his judgment,
and compel the payment of the money, although the allegations in the
bill were true and he was incapable of making a title. No other court
could have enjoined him, for certainly no State equity court could
interfere in that way with the judgment of a Circuit Court of the United
States.
But the Circuit Court as a court of equity
certainly had equity jurisdiction over its own judgment as a court of
law, without regard to the character of the parties, and had not only
the right, but it was its duty -- no matter who were the parties in the
judgment -- to prevent them from proceeding to enforce it by execution
if the court was satisfied that the money was not justly and equitably
due. The ability of Darnall to convey did not depend upon his
citizenship, but upon his title to freedom. And if he was free, he
could hold and
[p425]
convey property, by the laws of Maryland, although he
was not a citizen. But if he was by law still a slave, he could not.
It was therefore the duty of the court, sitting as a court of equity in
the latter case, to prevent him from using its process as a court of
common law to compel the payment of the purchase money when it was
evident that the purchaser must lose the land. But if he was free, and
could make a title, it was equally the duty of the court not to suffer
Legrand to keep the land and refuse the payment of the money upon the
ground that Darnall was incapable of suing or being sued as a citizen in
a court of the United States. The character or citizenship of the
parties had no connection with the question of jurisdiction, and the
matter in dispute had no relation to the citizenship of Darnall. Nor is
such a question alluded to in the opinion of the court.
Besides, we are by no means prepared to say
that there are not many cases, civil as well as criminal, in which a
Circuit Court of the United States may exercise jurisdiction although
one of the African race is a party; that broad question is not before
the court. The question with which we are now dealing is whether a
person of the African race can be a citizen of the United States, and
become thereby entitled to a special privilege by virtue of his title to
that character, and which, under the Constitution, no one but a citizen
can claim. It is manifest that the case of Legrand and Darnall has no
bearing on that question, and can have no application to the case now
before the court.
This case, however, strikingly illustrates
the consequences that would follow the construction of the Constitution
which would give the power contended for to a State. It would. in
effect. give it also to an individual. For if the father of young
Darnall had manumitted him in his lifetime, and sent him to reside in a
State which recognised him as a citizen, he might have visited and
sojourned in Maryland when he pleased, and as long as he pleased, as a
citizen of the United States, and the State officers and tribunals would
be compelled by the paramount authority of the Constitution to receive
him and treat him as one of its citizens, exempt from the laws and
police of the State in relation to a person of that description, and
allow him to enjoy all the rights and privileges of citizenship without
respect to the laws of Maryland, although such laws were deemed by it
absolutely essential to its own safety.
The only two provisions which point to them
and include them treat them as property and make it the duty of the
Government to protect it; no other power, in relation to this race, is
to be found in the Constitution; and as it is a Government
[p426]
of special, delegated, powers, no authority beyond
these two provisions can be constitutionally exercised. The Government
of the United States had no right to interfere for any other purpose but
that of protecting the rights of the owner, leaving it altogether with
the several States to deal with this race, whether emancipated or not,
as each State may think justice, humanity, and the interests and safety
of society, require. The States evidently intended to reserve this
power exclusively to themselves.
No one, we presume, supposes that any change
in public opinion or feeling, in relation to this unfortunate race, in
the civilized nations of Europe or in this country, should induce the
court to give to the words of the Constitution a more liberal
construction in their favor than they were intended to bear when the
instrument was framed and adopted. Such an argument would be altogether
inadmissible in any tribunal called on to interpret it. If any of its
provisions are deemed unjust, there is a mode prescribed in the
instrument itself by which it may be amended; but while it remains
unaltered, it must be construed now as it was understood at the time of
its adoption. It is not only the same in words, but the same in
meaning, and delegates the same powers to the Government, and reserves
and secures the same rights and privileges to the citizen; and as long
as it continues to exist in its present form, it speaks not only in the
same words, but with the same meaning and intent with which it spoke
when it came from the hands of its framers and was voted on and adopted
by the people of the United States. Any other rule of construction
would abrogate the judicial character of this court, and make it the
mere reflex of the popular opinion or passion of the day. This court
was not created by the Constitution for such purposes. Higher and
graver trusts have been confided to it, and it must not falter in the
path of duty.
What the construction was at that time we
think can hardly admit of doubt. We have the language of the
Declaration of Independence and of the Articles of Confederation, in
addition to the plain words of the Constitution itself; we have the
legislation of the different States, before, about the time, and since
the Constitution was adopted; we have the legislation of Congress, from
the time of its adoption to a recent period; and we have the constant
and uniform action of the Executive Department, all concurring together,
and leading to the same result. And if anything in relation to the
construction of the Constitution can be regarded as settled, it is that
which we now give to the word "citizen" and the word "people."
And, upon a full and careful consideration of the subject,
[p427]
the court is of opinion, that, upon the facts stated in
the plea in abatement, Dred Scott was not a citizen of Missouri within
the meaning of the Constitution of the United States, and not entitled
as such to sue in its courts, and consequently that the Circuit Court
had no jurisdiction of the case, and that the judgment on the plea in
abatement is erroneous.
We are aware that doubts are entertained by
some of the members of the court, whether the plea in abatement is
legally before the court upon this writ of error; but if that plea is
regarded as waived, or out of the case upon any other ground, yet the
question as to the jurisdiction of the Circuit Court is presented on the
face of the bill of exception itself, taken by the plaintiff at the
trial, for he admits that he and his wife were born slaves, but
endeavors to make out his title to freedom and citizenship by showing
that they were taken by their owner to certain places, hereinafter
mentioned, where slavery could not by law exist, and that they thereby
became free, and, upon their return to Missouri, became citizens of that
State.
Now if the removal of which he speaks did
not give them their freedom, then, by his own admission, he is still a
slave, and whatever opinions may be entertained in favor of the
citizenship of a free person of the African race, no one supposes that a
slave is a citizen of the State or of the United States. If,
therefore, the acts done by his owner did not make them free persons, he
is still a slave, and certainly incapable of suing in the character of a
citizen.
The principle of law is too well settled to
be disputed that a court can give no judgment for either party where it
has no jurisdiction; and if, upon the showing of Scott himself, it
appeared that he was still a slave, the case ought to have been
dismissed, and the judgment against him and in favor of the defendant
for costs is, like that on the plea in abatement, erroneous, and the
suit ought to have been dismissed by the Circuit Court for want of
jurisdiction in that court.
But, before we proceed to examine this part
of the case, it may be proper to notice an objection taken to the
judicial authority of this court to decide it, and it has been said
that, as this court has decided against the jurisdiction of the Circuit
Court on the plea in abatement, it has no right to examine any question
presented by the exception, and that anything it may say upon that part
of the case will be extrajudicial, and mere obiter dicta.
This is a manifest mistake; there can be no
doubt as to the jurisdiction of this court to revise the judgment of a
Circuit Court, and to reverse it for any error apparent on the record,
[p428]
whether it be the error of giving judgment in a case
over which it had no jurisdiction or any other material error, and this
too whether there is a plea in abatement or not.
The objection appears to have arisen from
confounding writs of error to a State court with writs of error to a
Circuit Court of the United States. Undoubtedly, upon a writ of error
to a State court, unless the record shows a case that gives
jurisdiction, the case must be dismissed for want of jurisdiction in this court.
And if it is dismissed on that ground, we have no right to examine and
decide upon any question presented by the bill of exceptions, or any
other part of the record. But writs of error to a State court and to a
Circuit Court of the United States are regulated by different laws, and
stand upon entirely different principles. And in a writ of error to a
Circuit Court of the United States, the whole record is before this
court for examination and decision, and if the sum in controversy is
large enough to give jurisdiction, it is not only the right, but it is
the judicial duty of the court to examine the whole case as presented by
the record; and if it appears upon its face that any material error or
errors have been committed by the court below, it is the duty of this
court to reverse the judgment and remand the case. And certainly an
error in passing a judgment upon the merits in favor of either party, in
a case which it was not authorized to try, and over which it had no
jurisdiction, is as grave an error as a court can commit.
The plea in abatement is not a plea to the
jurisdiction of this court, but to the jurisdiction of the Circuit
Court. And it appears by the record before us that the Circuit Court
committed an error in deciding that it had jurisdiction upon the facts
in the case admitted by the pleadings. I t is the duty of the appellate
tribunal to correct this error, but that could not be done by dismissing
the case for want of jurisdiction here -- for that would leave the
erroneous judgment in full force, and the injured party without remedy.
And the appellate court therefore exercises the power for which alone
appellate courts are constituted, by reversing the judgment of the court
below for this error. It exercises its proper and appropriate
jurisdiction over the judgment and proceedings of the Circuit Court, as
they appear upon the record brought up by the writ of error.
The correction of one error in the court
below does not deprive the appellate court of the power of examining
further into the record, and correcting any other material errors which
may have been committed by the inferior court. There is certainly no
rule of law nor any practice nor any decision of a
[p429]
court which even questions this power in the appellate
tribunal. On the contrary, it is the daily practice of this court, and
of all appellate courts where they reverse the judgment of an inferior
court for error, to correct by its opinions whatever errors may appear
on the record material to the case, and they have always held it to be
their duty to do so where the silence of the court might lead to
misconstruction or future controversy and the point has been relied on
by either side and argued before the court.
In the case before us, we have already
decided that the Circuit Court erred in deciding that it had
jurisdiction upon the facts admitted by the pleadings. And it appears
that, in the further progress of the case, it acted upon the erroneous
principle it had decided on the pleadings, and gave judgment for the
defendant where, upon the facts admitted in the exception, it had no
jurisdiction.
We are at a loss to understand upon what
principle of law, applicable to appellate jurisdiction, it can be
supposed that this court has not judicial authority to correct the
last-mentioned error because they had before corrected the former, or by
what process of reasoning it can be made out that the error of an
inferior court in actually pronouncing judgment for one of the parties
in a case in which it had no jurisdiction cannot be looked into or
corrected by this court because we have decided a similar question
presented in the pleadings. The last point is distinctly presented by
the facts contained in the plaintiff's own bill of exceptions, which he
himself brings here by this writ of error. It was the point which
chiefly occupied the attention of the counsel on both sides in the
argument -- and the judgment which this court must render upon both
errors is precisely the same. It must, in each of them, exercise
jurisdiction over the judgment, and reverse it for the errors committed
by the court below; and issue a mandate to the Circuit Court to conform
its judgment to the opinion pronounced by this court, by dismissing the
case for want of jurisdiction in the Circuit Court. This is the
constant and invariable practice of this court where it reverses a
judgment for want of jurisdiction in the Circuit Court.
It can scarcely be necessary to pursue such a
question further. The want of jurisdiction in the court below may
appear on the record without any plea in abatement. This is familiarly
the case where a court of chancery has exercised jurisdiction in a case
where the plaintiff had a plain and adequate remedy at law, and it so
appears by the transcript when brought here by appeal. So also where it
appears that a court of admiralty has exercised jurisdiction in a case
belonging exclusively
[p430]
to a court of common law. In these cases, there is no
plea in abatement. And for the same reason, and upon the same
principles, where the defect of jurisdiction is patent on the record,
this court is bound to reverse the judgment although the defendant has
not pleaded in abatement to the jurisdiction of the inferior court.
The cases of Jackson v. Ashton and of Capron v. Van Noorden,
to which we have referred in a previous part of this opinion, are
directly in point. In the last-mentioned case, Capron brought an action
against Van Noorden in a Circuit Court of the United States without
showing, by the usual averments of citizenship, that the court had
jurisdiction. There was no plea in abatement put in, and the parties
went to trial upon the merits. The court gave judgment in favor of the
defendant with costs. The plaintiff thereupon brought his writ of
error, and this court reversed the judgment given in favor of the
defendant and remanded the case with directions to dismiss it because it
did not appear by the transcript that the Circuit Court had
jurisdiction.
The case before us still more strongly
imposes upon this court the duty of examining whether the court below
has not committed an error in taking jurisdiction and giving a judgment
for costs in favor of the defendant, for in Capron v. Van Noorden, the judgment was reversed, because it did not appear that the parties were citizens of different States. They might or might not be . But in this case it does appear
that the plaintiff was born a slave, and if the facts upon which he
relies have not made him free, then it appears affirmatively on the
record that he is not a citizen, and consequently his suit against
Sandford was not a suit between citizens of different States, and the
court had no authority to pass any judgment between the parties. The
suit ought, in this view of it, to have been dismissed by the Circuit
Court, and its judgment in favor of Sandford is erroneous, and must be
reversed.
It is true that the result either way, by
dismissal or by a judgment for the defendant, makes very little, if any,
difference in a pecuniary or personal point of view to either party.
But the fact that the result would be very nearly the same to the
parties in either form of judgment would not justify this court in
sanctioning an error in the judgment which is patent on the record, and
which, if sanctioned, might be drawn into precedent, and lead to serious
mischief and injustice in some future suit.
We proceed, therefore, to inquire whether the facts relied on by the plaintiff entitled him to his freedom.
[p431]
The case, as he himself states it, on the record brought here by his writ of error, is this:
The plaintiff was a negro slave, belonging
to Dr. Emerson, who was a surgeon in the army of the United States. In
the year 1834, he took the plaintiff from the State of Missouri to the
military post at Rock Island, in the State of Illinois, and held him
there as a slave until the month of April or May, 1836. At the time
last mentioned, said Dr. Emerson removed the plaintiff from said
military post at Rock Island to the military post at Fort Snelling,
situate on the west bank of the Mississippi river, in the Territory
known as Upper Louisiana, acquired by the United States of France, and
situate north of the latitude of thirty-six degrees thirty minutes
north, and north of the State of Missouri. Said Dr. Emerson held the
plaintiff in slavery at said Fort Snelling from said last-mentioned date
until the year 1838.
In the year 1835, Harriet, who is named in
the second count of the plaintiff's declaration, was the negro slave of
Major Taliaferro, who belonged to the army of the United States. In
that year, 1835, said Major Taliaferro took said Harriet to said Fort
Snelling, a military post, situated as hereinbefore stated, and kept her
there as a slave until the year 1836, and then sold and delivered her
as a slave, at said Fort Snelling, unto the said Dr. Emerson
hereinbefore named. Said Dr. Emerson held said Harriet in slavery at
said Fort Snelling until the year 1838.
In the year 1836, the plaintiff and Harriet
intermarried, at Fort Snelling, with the consent of Dr. Emerson, who
then claimed to be their master and owner. Eliza and Lizzie, named in
the third count of the plaintiff's declaration, are the fruit of that
marriage. Eliza is about fourteen years old, and was born on board the
steamboat Gipsey, north of the north line of the State of
Missouri, and upon the river Mississippi. Lizzie is about seven years
old, and was born in the State of Missouri, at the military post called
Jefferson Barracks.
In the year 1838, said Dr. Emerson removed
the plaintiff and said Harriet and their said daughter Eliza from said
Fort Snelling to the State of Missouri, where they have ever since
resided.
Before the commencement of this suit, said
Dr. Emerson sold and conveyed the plaintiff, and Harriet, Eliza, and
Lizzie, to the defendant, as slaves, and the defendant has ever since
claimed to hold them, and each of them, as slaves.
In considering this part of the controversy,
two questions arise: 1. Was he, together with his family, free in
Missouri by reason of the stay in the territory of the United States
hereinbefore
[p432]
mentioned? And 2. If they were not, is Scott himself
free by reason of his removal to Rock Island, in the State of Illinois,
as stated in the above admissions?
We proceed to examine the first question.
The act of Congress upon which the plaintiff
relies declares that slavery and involuntary servitude, except as a
punishment for crime, shall be forever prohibited in all that part of
the territory ceded by France, under the name of Louisiana, which lies
north of thirty-six degrees thirty minutes north latitude, and not
included within the limits of Missouri. And the difficulty which meets
us at the threshold of this part of the inquiry is whether Congress was
authorized to pass this law under any of the powers granted to it by the
Constitution; for if the authority is not given by that instrument, it
is the duty of this court to declare it void and inoperative, and
incapable of conferring freedom upon anyone who is held as a slave under
the have of anyone of the States.
The counsel for the plaintiff has laid much
stress upon that article in the Constitution which confers on Congress
the power "to dispose of and make all needful rules and regulations
respecting the territory or other property belonging to the United
States," but, in the judgment of the court, that provision has no
bearing on the present controversy, and the power there given, whatever
it may be, is confined, and was intended to be confined, to the
territory which at that time belonged to, or was claimed by, the United
States, and was within their boundaries as settled by the treaty with
Great Britain, and can have no influence upon a territory afterwards
acquired from a foreign Government. It was a special provision for a
known and particular territory, and to meet a present emergency, and
nothing more.
A brief summary of the history of the times,
as well as the careful and measured terms in which the article is
framed will show the correctness of this proposition.
It will be remembered that, from the
commencement of the Revolutionary war, serious difficulties existed
between the States in relation to the disposition of large and unsettled
territories which were included in the chartered limits of some of the
States. And some of the other States, and more especially Maryland,
which had no unsettled lands, insisted that as the unoccupied lands, if
wrested from Great Britain, would owe their preservation to the common
purse and the common sword, the money arising from them ought to be
applied in just proportion among the several States to pay the expenses
of the war, and ought not to be appropriated to the use of the State in
whose chartered limits they might happen
[p433]
to lie, to the exclusion of the other States, by whose
combined efforts and common expense the territory was defended and
preserved against the claim of the British Government.
These difficulties caused much uneasiness
during the war, while the issue was in some degree doubtful, and the
future boundaries of the United States yet to be defined by treaty, if
we achieved our independence.
The majority of the Congress of the
Confederation obviously concurred in opinion with the State of Maryland,
and desired to obtain from the States which claimed it a cession of
this territory, in order that Congress might raise money on this
security to carry on the war. This appears by the resolution passed on
the 6th of September, 1780, strongly urging the States to cede these
lands to the United States, both for the sake of peace and union among
themselves, and to maintain the public credit; and this was followed by
the resolution of October 10th, 1780, by which Congress pledged itself
that if the lands were ceded, as recommended by the resolution above
mentioned, they should be disposed of for the common benefit of the
United States, and be settled and formed into distinct republican
States, which should become members of the Federal Union, and have the
same rights of sovereignty and freedom and independence as other States.
But these difficulties became much more
serious after peace took place, and the boundaries of the United States
were established. Every State, at that time, felt severely the pressure
of its war debt; but in Virginia and some other States, there were
large territories of unsettled lands, the sale of which would enable
them to discharge their obligations without much inconvenience, while
other States which had no such resource saw before them many years of
heavy and burdensome taxation, and the latter insisted, for the reasons
before stated, that these unsettled lands should be treated as the
common property of the States, and the proceeds applied to their common
benefit.
The letters from the statesmen of that day
will show how much this controversy occupied their thoughts, and the
dangers that were apprehended from it. It was the disturbing element of
the time, and fears were entertained that it might dissolve the
Confederation by which the States were then united.
These fears and dangers were, however, at
once removed, when the State of Virginia, in 1784, voluntarily ceded to
the United States the immense tract of country lying northwest of the
river Ohio, and which was within the acknowledged limits of the State.
The only object of the State in making
[p434]
this cession was to put an end to the threatening and
exciting controversy, and to enable the Congress of that time to dispose
of the lands and appropriate the proceeds as a common fund for the
common benefit of the States. It was not ceded because it was
inconvenient to the State to hold and govern it, nor from any
expectation that it could be better or more conveniently governed by the
United States.
The example of Virginia was soon afterwards
followed by other States, and, at the time of the adoption of the
Constitution, all of the States, similarly situated had ceded their
unappropriated lands, except North Carolina and Georgia. The main
object for which these cessions were desired and made was on account of
their money value, and to put an end to a dangerous controversy as to
who was justly entitled to the proceeds when the lands should be sold.
It is necessary to bring this part of the history of these cessions thus
distinctly into view because it will enable us the better to comprehend
the phraseology of the article in the Constitution so often referred to
in the argument.
Undoubtedly the powers of sovereignty and
the eminent domain were ceded with the land. This was essential in
order to make it effectual and to accomplish its objects. But it must
be remembered that, at that time, there was no Government of the United
States in existence with enumerated and limited powers; what was then
called the United States were thirteen separate, sovereign, independent
States which had entered into a league or confederation for their mutual
protection and advantage, and the Congress of the United States was
composed of the representatives of these separate sovereignties, meeting
together, as equals, to discuss and decide on certain measures which
the States, by the Articles of Confederation, had agreed to submit to
their decision. But this Confederation had none of the attributes of
sovereignty in legislative, executive, or judicial power. It was little
more than a congress of ambassadors, authorized to represent separate
nations in matters in which they had a common concern.
It was this Congress that accepted the
cession from Virginia. They had no power to accept it under the
Articles of Confederation. But they had an undoubted right, as
independent sovereignties, to accept any cession of territory for their
common benefit, which all of them assented to; and it is equally clear
that as their common property, and having no superior to control them,
they had the right to exercise absolute dominion over it, subject only
to the restrictions which Virginia had imposed in her act of cession.
There was, as we have said, no Government of the United States then in
existence
[p435]
with special enumerated and limited powers. The
territory belonged to sovereignties who, subject to the limitations
above mentioned, had a right to establish any form of government they
pleased by compact or treaty among themselves, and to regulate rights of
person and rights of property in the territory as they might deem
proper. It was by a Congress, representing the authority of these
several and separate sovereignties and acting under their authority and
command (but not from any authority derived from the Articles of
Confederation), that the instrument usually called the Ordinance of 1787
was adopted, regulating in much detail the principles and the laws by
which this territory should be governed; and, among other provisions,
slavery is prohibited in it. We do not question the power of the
States, by agreement among themselves, to pass this ordinance, nor its
obligatory force in the territory while the confederation or league of
the States in their separate sovereign character continued to exist.
This was the state of things when the
Constitution of the United States was formed. The territory ceded by
Virginia belonged to the several confederated States as common property,
and they had united in establishing in it a system of government and
jurisprudence in order to prepare it for admission as States according
to the terms of the cession. They were about to dissolve this
federative Union, and to surrender a portion of their independent
sovereignty to a new Government, which, for certain purposes, would make
the people of the several States one people, and which was to be
supreme and controlling within its sphere of action throughout the
United States; but this Government was to be carefully limited in its
powers, and to exercise no authority beyond those expressly granted by
the Constitution or necessarily to be implied from the language of the
instrument and the objects it was intended to accomplish; and as this
league of States would, upon the adoption of the new Government, cease
to have any power over the territory, and the ordinance they had agreed
upon be incapable of execution, and a mere nullity, it was obvious that
some provision was necessary to give the new Government sufficient power
to enable it to carry into effect the objects for which it was ceded,
and the compacts and agreements which the States had made with each
other in the exercise of their powers of sovereignty. It was necessary
that the lands should be sold to pay the war debt; that a Government and
system of jurisprudence should be maintained in it to protect the
citizens of the United States who should migrate to the territory, in
their rights of person and of property. It was also necessary that the
new Government, about to be
[p436]
adopted should be authorized to maintain the claim of
the United States to the unappropriated lands in North Carolina and
Georgia, which had not then been ceded but the cession of which was
confidently anticipated upon some terms that would be arranged between
the General Government and these two States. And, moreover, there were
many articles of value besides this property in land, such as arms,
military stores, munitions, and ships of war, which were the common
property of the States, when acting in their independent characters as
confederates, which neither the new Government nor anyone else would
have a right to take possession of, or control, without authority from
them; and it was to place these things under the guardianship and
protection of the new Government, and to clothe it with the necessary
powers, that the clause was inserted in the Constitution which give
Congress the power "to dispose of and make all needful rules and
regulations respecting the territory or other property belonging to the
United States." It was intended for a specific purpose, to provide for
the things we have mentioned. It was to transfer to the new Government
the property then held in common by the States, and to give to that
Government power to apply it to the objects for which it had been
destined by mutual agreement among the States before their league was
dissolved. It applied only to the property which the States held in
common at that time, and has no reference whatever to any territory or
other property which the new sovereignty might afterwards itself
acquire.
The language used in the clause, the
arrangement and combination of the powers, and the somewhat unusual
phraseology it uses when it speaks of the political power to be
exercised in the government of the territory, all indicate the design
and meaning of the clause to be such as we have mentioned. It does not
speak of any territory, nor of Territories, but uses language which,
according to its legitimate meaning, points to a particular thing. The
power is given in relation only to the territory of the United States --
that is, to a territory then in existence, and then known or claimed as
the territory of the United States. It begins its enumeration of
powers by that of disposing, in other words, making sale of the lands,
or raising money from them, which, as we have already said, was the main
object of the cession, and which is accordingly the first thing
provided for in the article. It then gives the power which was
necessarily associated with the disposition and sale of the lands --
that is, the power of making needful rules and regulations respecting
the territory. And whatever construction may now be given to these
words, everyone, we think,
[p437]
must admit that they are not the words usually employed
by statesmen in giving supreme power of legislation. They are
certainly very unlike the words used in the power granted to legislate
over territory which the new Government might afterwards itself obtain
by cession from a State, either for its seat of Government or for forts,
magazines, arsenals, dockyards, and other needful buildings.
And the same power of making needful rules
respecting the territory is, in precisely the same language, applied to
the other property belonging to the United States -- associating the
power over the territory in this respect with the power over movable or
personal property -- that is, the ships, arms, and munitions of war,
which then belonged in common to the State sovereignties. And it will
hardly be said that this power, in relation to the last-mentioned
objects, was deemed necessary to be thus specially given to the new
Government in order to authorize it to make needful rules and
regulations respecting the ships it might itself build, or arms and
munitions of war it might itself manufacture or provide for the public
service.
No one, it is believed, would think a moment
of deriving the power of Congress to make needful rules and regulations
in relation to property of this kind from this clause of the
Constitution. Nor can it, upon any fair construction, be applied to any
property but that which the new Government was about the receive from
the confederated States. And if this be true as to this property, it
must be equally true and limited as to the territory, which is so
carefully and precisely coupled with it -- and like it referred to as
property in the power granted. The concluding words of the clause
appear to render this construction irresistible, for, after the
provisions we have mentioned, it proceeds to say, "that nothing in the
Constitution shall be so construed as to prejudice any claims of the
United States, or of any particular State."
Now, as we have before said, all of the
States except North Carolina and Georgia had made the cession before the
Constitution was adopted, according to the resolution of Congress of
October 10, 1780. The claims of other States that the unappropriated
lands in these two States should be applied to the common benefit in
like manner was still insisted on, but refused by the States. And this
member of the clause in question evidently applies to them, and can
apply to nothing else. It was to exclude the conclusion that either
party, by adopting the Constitution, would surrender what they deemed
their rights. And when the latter provision relates so obviously to the
unappropriated lands not yet ceded by the States, and the first clause
makes provision for those then actually ceded, it is
[p438]
impossible, by any just rule of construction, to make
the first provision general, and extend to all territories, which the
Federal Government might in any way afterwards acquire, when the latter
is plainly and unequivocally confined to a particular territory; which
was a part of the same controversy, and involved in the same dispute,
and depended upon the same principles. The union of the two provisions
in the same clause shows that they were kindred subjects, and that the
whole clause is local, and relates only to lands within the limits of
the United States which had been or then were claimed by a State, and
that no other territory was in the mind of the framers of the
Constitution or intended to be embraced in it. Upon any other
construction, it would be impossible to account for the insertion of the
last provision in the place where it is found, or to comprehend why or
for what object it was associated with the previous provision.
This view of the subject is confirmed by the
manner in which the present Government of the United States dealt with
the subject as soon as it came into existence. It must be borne in mind
that the same States that formed the Confederation also formed and
adopted the new Government, to which so large a portion of their former
sovereign powers were surrendered. It must also be borne in mind that
all of these same States which had then ratified the new Constitution
were represented in the Congress which passed the first law for the
government of this territory, and many of the members of that
legislative body had been deputies from the States under the
Confederation -- had united in adopting the Ordinance of 1787 and
assisted in forming the new Government under which they were then
acting, and whose powers they were then exercising. And it is obvious
from the law they passed to carry into effect the principles and
provisions of the ordinance that they regarded it as the act of the
States done in the exercise of their legitimate powers at the time. The
new Government took the territory as it found it, and in the condition
in which it was transferred, and did not attempt to undo anything that
had been done. And among the earliest laws passed under the new
Government is one reviving the Ordinance of 1787, which had become
inoperative and a nullity upon the adoption of the Constitution. This
law introduces no new form or principles for its government, but
recites, in the preamble, that it is passed in order that this ordinance
may continue to have full effect, and proceeds to make only those rules
and regulations which were needful to adapt it to the new Government,
into whose hands the power had fallen. It appears, therefore, that this
Congress regarded the purposes
[p439]
to which the land in this Territory was to be applied
and the form of government and principles of jurisprudence which were to
prevail there, while it remained in the Territorial state, as already
determined on by the States when they had full power and right to make
the decision, and that the new Government, having received it in this
condition, ought to carry substantially into effect the plans and
principles which had been previously adopted by the States, and which no
doubt the States anticipated when they surrendered their power to the
new Government. And if we regard this clause of the Constitution as
pointing to this Territory, with a Territorial Government already
established in it, which had been ceded to the States for the purposes
hereinbefore mentioned -- every word in it is perfectly appropriate and
easily understood, and the provisions it contains are in perfect harmony
with the objects for which it was ceded, and with the condition of its
government as a Territory at the time. We can, then, easily account for
the manner in which the first Congress legislated on the subject -- and
can also understand why this power over the territory was associated in
the same clause with the other property of the United States, and
subjected to the like power of making needful rules and regulations.
But if the clause is construed in the expanded sense contended for, so
as to embrace any territory acquired from a foreign nation by the
present Government and to give it in such territory a despotic and
unlimited power over persons and property such as the confederated
States might exercise in their common property, it would be difficult to
account for the phraseology used when compared with other grants of
power -- and also for its association with the other provisions in the
same clause.
The Constitution has always been remarkable
for the felicity of its arrangement of different subjects and the
perspicuity and appropriateness of the language it uses. But if this
clause is construed to extend to territory acquired by the present
Government from a foreign nation, outside of the limits of any charter
from the British Government to a colony, it would be difficult to say
why it was deemed necessary to give the Government the power to sell any
vacant lands belonging to the sovereignty which might be found within
it, and, if this was necessary, why the grant of this power should
precede the power to legislate over it and establish a Government there,
and still more difficult to say why it was deemed necessary so
specially and particularly to grant the power to make needful rules and
regulations in relation to any personal or movable property it might
acquire there. For the words other property necessarily, by every known rule of interpretation, must mean
[p440]
property of a different description from territory or
land. And the difficulty would perhaps be insurmountable in endeavoring
to account for the last member of the sentence, which provides that
"nothing in this Constitution shall be so construed as to prejudice any
claims of the United States or any particular State," or to say how any
particular State could have claims in or to a territory ceded by a
foreign Government, or to account for associating this provision with
the preceding provisions of the clause, with which it would appear to
have no connection.
The words "needful rules and regulations"
would seem also to have been cautiously used for some definite object.
They are not the words usually employed by statesmen when they mean to
give the powers of sovereignty, or to establish a Government, or to
authorize its establishment. Thus, in the law to renew and keep alive
the Ordinance of 1787 and to reestablish the Government, the title of
the law is: "An act to provide for the government of the territory
northwest of the river Ohio." And in the Constitution, when granting
the power to legislate over the territory that may be selected for the
seat of Government independently of a State, it does not say Congress
shall have power "to make all needful rules and regulations respecting
the territory," but it declares that
Congress shall have power to exercise
exclusive legislation in all cases whatsoever over such District (not
exceeding ten miles square) as may, by cession of particular States and
the acceptance of Congress, become the seat of the Government of the
United States.
The words "rules and regulations" are
usually employed in the Constitution in speaking of some particular
specified power which it means to confer on the Government, and not, as
we have seen, when granting general powers of legislation. As, for
example, in the particular power to Congress "to make rules for the
government and regulation of the land and naval forces, or the
particular and specific power to regulate commerce;" "to establish an
uniform rule of naturalization;" "to coin money and regulate
the value thereof." And to construe the words of which we are speaking
as a general and unlimited grant of sovereignty over territories which
the Government might afterwards acquire is to use them in a sense and
for a purpose for which they were not used in any other part of the
instrument. But if confined to a particular Territory, in which a
Government and laws had already been established but which would require
some alterations to adapt it to the new Government, the words are
peculiarly applicable and appropriate for that purpose.
[p441]
The necessity of this special provision in
relation to property and the rights or property held in common by the
confederated States is illustrated by the first clause of the sixth
article. This clause provides that
all debts, contracts, and engagements
entered into before the adoption of this Constitution shall be as valid
against the United States under this Government as under the
Confederation.
This provision, like the one under
consideration, was indispensable if the new Constitution was adopted.
The new Government was not a mere change in a dynasty, or in a form of
government, leaving the nation or sovereignty the same, and clothed with
all the rights, and bound by all the obligations of the preceding one.
But, when the present United States came into existence under the new
Government, it was a new political body, a new nation, then for the
first time taking its place in the family of nations. It took nothing
by succession from the Confederation. It had no right, as its
successor, to any property or rights of property which it had acquired,
and was not liable for any of its obligations. It was evidently viewed
in this light by the framers of the Constitution. And as the several
States would cease to exist in their former confederated character upon
the adoption of the Constitution, and could not, in that character,
again assemble together, special provisions were indispensable to
transfer to the new Government the property and rights which at that
time they held in common, and at the same time to authorize it to lay
taxes and appropriate money to pay the common debt which they had
contracted; and this power could only be given to it by special
provisions in the Constitution. The clause in relation to the territory
and other property of the United States provided for the first, and the
clause last quoted provided for the other. They have no connection
with the general powers and rights of sovereignty delegated to the new
Government, and can neither enlarge nor diminish them. They were
inserted to meet a present emergency, and not to regulate its powers as a
Government.
Indeed, a similar provision was deemed
necessary in relation to treaties made by the Confederation; and when,
in the clause next succeeding the one of which we have last spoken, it
is declared that treaties shall be the supreme law of the land, care is
taken to include, by express words, the treaties made by the
confederated States. The language is: "and all treaties made, or which
shall be made, under the authority of the United States, shall be the
supreme law of the land."
Whether, therefore, we take the particular
clause in question, by itself, or in connection with the other
provisions of the Constitution, we think it clear that it applies only
to the particular
[p442]
territory of which we have spoken, and cannot, by any
just rule of interpretation, be extended to territory which the new
Government might afterwards obtain from a foreign nation. Consequently,
the power which Congress may have lawfully exercised in this Territory,
while it remained under a Territorial Government, and which may have
been sanctioned by judicial decision, can furnish no justification and
no argument to support a similar exercise of power over territory
afterwards acquired by the Federal Government. We put aside, therefore,
any argument, drawn from precedents, showing the extent of the power
which the General Government exercised over slavery in this Territory,
as altogether inapplicable to the case before us.
But the case of the American and Ocean Insurance Companies v. Canter,
1 Pet. 511, has been quoted as establishing a different construction of
this clause of the Constitution. There is, however, not the slightest
conflict between the opinion now given and the one referred to, and it
is only by taking a single sentence out of the latter and separating it
from the context that even an appearance of conflict can be shown. We
need not comment on such a mode of expounding an opinion of the court.
Indeed, it most commonly misrepresents instead of expounding it. And
this is fully exemplified in the case referred to, where, if one
sentence is taken by itself, the opinion would appear to be in direct
conflict with that now given, but the words which immediately follow
that sentence show that the court did not mean to decide the point, but
merely affirmed the power of Congress to establish a Government in the
Territory, leaving it an open question whether that power was derived
from this clause in the Constitution, or was to be necessarily inferred
from a power to acquire territory by cession from a foreign Government.
The opinion on this part of the case is short, and we give the whole of
it to show how well the selection of a single sentence is calculated to
mislead.
The passage referred to is in page 542, in
which the court, in speaking of the power of Congress to establish a
Territorial Government in Florida until it should become a State, uses
the following language:
In the meantime, Florida continues to be a
Territory of the United States, governed by that clause of the
Constitution which empowers Congress to make all needful rules and
regulations respecting the territory or other property of the United
States. Perhaps the power of governing a Territory belonging to the
United States which has not, by becoming a State, acquired the means of
self-government may result necessarily from the facts that it is not
within the jurisdiction of any particular
[p443]
State, and is within the power and jurisdiction of the
United States. The right to govern may be the inevitable consequence of
the right to acquire territory. Whichever may be the source from which the power is derived, the possession of it is unquestionable.
It is thus clear from the whole opinion on
this point that the court did not mean to decide whether the power was
derived from the clause in the Constitution or was the necessary
consequence of the right to acquire. They do decide that the power in
Congress is unquestionable, and in this we entirely concur, and nothing
will be found in this opinion to the contrary. The power stands firmly
on the latter alternative put by the court -- that is, as "the inevitable consequence of the right to acquire territory."
And what still more clearly demonstrates
that the court did not mean to decide the question, but leave it open
for future consideration, is the fact that the case was decided in the
Circuit Court by Mr. Justice Johnson, and his decision was affirmed by
the Supreme Court. His opinion at the circuit is given in full in a
note to the case, and in that opinion he states, in explicit terms, that
the clause of the Constitution applies only to the territory then
within the limits of the United States, and not to Florida, which had
been acquired by cession from Spain. This part of his opinion will be
found in the note in page 517 of the report. But he does not dissent
from the opinion of the Supreme Court, thereby showing that, in his
judgment as well as that of the court, the case before them did not call
for a decision on that particular point, and the court abstained from
deciding it. And in a part of its opinion subsequent to the passage we
have quoted, where the court speak of the legislative power of Congress
in Florida, they still speak with the same reserve. And in page 546,
speaking of the power of Congress to authorize the Territorial
Legislature to establish courts there, the court say:
They are legislative courts, created in
virtue of the general right of sovereignty which exists in the
Government, or in virtue of that clause which enables Congress to make
all needful rules and regulations respecting the territory belonging to
the United States.
It has been said that the construction given
to this clause is new, and now for the first time brought forward. The
case of which we are speaking, and which has been so much discussed,
shows that the fact is otherwise. It shows that precisely the same
question came before Mr. Justice Johnson, at his circuit, thirty years
ago -- was fully considered by him, and the same construction given to
the clause in the Constitution which is now given by this court. And
that upon an appeal
[p444]
from his decision the same question was brought before
this court, but was not decided because a decision upon it was not
required by the case before the court.
There is another sentence in the opinion
which has been commented on, which even in a still more striking manner
shows how one may mislead or be misled by taking out a single sentence
from the opinion of a court, and leaving out of view what precedes and
follows. It is in page 546, near the close of the opinion, in which the
court say: "In legislating for them," (the territories of the United
States) "Congress exercises the combined powers of the General and of a
State Government." And it is said that, as a State may unquestionably
prohibit slavery within its territory, this sentence decides in effect
that Congress may do the same in a Territory of the United States,
exercising there the powers of a State as well as the power of the
General Government.
The examination of this passage in the case
referred to would be more appropriate when we come to consider in
another part of this opinion what power Congress can constitutionally
exercise in a Territory, over the rights of person or rights of property
of a citizen. But, as it is in the same case with the passage we have
before commented on, we dispose of it now, as it will save the court
from the necessity of referring again to the case. And it will be seen
upon reading the page in which this sentence is found that it has no
reference whatever to the power of Congress over rights of person or
rights of property, but relates altogether to the power of establishing
judicial tribunals to administer the laws constitutionally passed, and
defining the jurisdiction they may exercise.
The law of Congress establishing a
Territorial Government in Florida provided that the Legislature of the
Territory should have legislative powers over "all rightful objects of
legislation, but no law should be valid which was inconsistent with the
laws and Constitution of the United States."
Under the power thus conferred, the
Legislature of Florida passed an act erecting a tribunal at Key West to
decide cases of salvage. And in the case of which we are speaking, the
question arose whether the Territorial Legislature could be authorized
by Congress to establish such a tribunal, with such powers, and one of
the parties, among other objections, insisted that Congress could not
under the Constitution authorize the Legislature of the Territory to
establish such a tribunal with such powers, but that it must be
established by Congress itself, and that a sale of cargo made under its
order to pay salvors was void as made without legal authority, and
passed no property to the purchaser.
[p445]
It is in disposing of this objection that
the sentence relied on occurs, and the court begin that part of the
opinion by stating with great precision the point which they are about
to decide.
They say:
It has been contended that by the
Constitution of the United States, the judicial power of the United
States extends to all cases of admiralty and maritime jurisdiction, and
that the whole of the judicial power must be vested "in one Supreme
Court, and in such inferior courts as Congress shall from time to time
ordain and establish." Hence it has been argued that Congress cannot
vest admiralty jurisdiction in courts created by the Territorial
Legislature.
And after thus clearly stating the point
before them and which they were about to decide, they proceed to show
that these Territorial tribunals were not constitutional courts, but
merely legislative, and that Congress might therefore delegate the power
to the Territorial Government to establish the court in question, and
they conclude that part of the opinion in the following words:
Although admiralty jurisdiction can be
exercised in the States in those courts only which are established in
pursuance of the third article of the Constitution, the same limitation
does not extend to the Territories. In legislating for them, Congress
exercises the combined powers of the General and State Governments.
Thus it will be seen by these quotations
from the opinion that the court, after stating the question it was about
to decide in a manner too plain to be misunderstood, proceeded to
decide it, and announced, as the opinion of the tribunal, that in
organizing the judicial department of the Government in a Territory of
the United States, Congress does not act under, and is not restricted
by, the third article in the Constitution, and is not bound, in a
Territory, to ordain and establish courts in which the judges hold their
offices during good behaviour, but may exercise the discretionary power
which a State exercises in establishing its judicial department and
regulating the jurisdiction of its courts, and may authorize the
Territorial Government to establish, or may itself establish, courts in
which the judges hold their offices for a term of years only, and may
vest in them judicial power upon subjects confided to the judiciary of
the United States. And in doing this, Congress undoubtedly exercises
the combined power of the General and a State Government. It exercises
the discretionary power of a State Government in authorizing the
establishment of a court in which the judges hold their appointments for
a term of years only, and not during good behaviour, and it exercises
the power of the General Government in investing that
[p446]
court with admiralty jurisdiction, over which the General Government had exclusive jurisdiction in the Territory.
No one, we presume, will question the
correctness of that opinion; nor is there anything in conflict with it
in the opinion now given. The point decided in the case cited has no
relation to the question now before the court. That depended on the
construction of the third article of the Constitution, in relation to
the judiciary of the United States, and the power which Congress might
exercise in a Territory in organizing the judicial department of the
Government. The case before us depends upon other and different
provisions of the Constitution altogether separate and apart from the
one above mentioned. The question as to what courts Congress may ordain
or establish in a Territory to administer laws which the Constitution
authorizes it to pass, and what laws it is or is not authorized by the
Constitution to pass, are widely different -- are regulated by different
and separate articles of the Constitution, and stand upon different
principles. And we are satisfied that no one who reads attentively the
page in Peters' Reports to which we have referred can suppose that the
attention of the court was drawn for a moment to the question now before
this court, or that it meant in that case to say that Congress had a
right to prohibit a citizen of the United States from taking any
property which he lawfully held into a Territory of the United States.
This brings us to examine by what provision
of the Constitution the present Federal Government, under its delegated
and restricted powers, is authorized to acquire territory outside of the
original limits of the United States, and what powers it may exercise
therein over the person or property of a citizen of the United States
while it remains a Territory and until it shall be admitted as one of
the States of the Union.
There is certainly no power given by the
Constitution to the Federal Government to establish or maintain colonies
bordering on the United States or at a distance to be ruled and
governed at its own pleasure, nor to enlarge its territorial limits in
any way except by the admission of new States. That power is plainly
given, and if a new State is admitted, it needs no further legislation
by Congress, because the Constitution itself defines the relative rights
and powers and duties of the State, and the citizens of the State, and
the Federal Government. But no power is given to acquire a Territory to
be held and governed permanently in that character.
And indeed the power exercised by Congress
to acquire territory and establish a Government there, according to its
own unlimited discretion, was viewed with great jealousy by the
[p447]
leading statesmen of the day. And in the Federalist
No. 38, written by Mr. Madison, he speaks of the acquisition of the
Northwestern Territory by the confederated States, by the cession from
Virginia, and the establishment of a Government there, as an exercise of
power not warranted by the Articles of Confederation, and dangerous to
the liberties of the people. And he urges the adoption of the
Constitution as a security and safeguard against such an exercise of
power.
We do not mean, however, to question the
power of Congress in this respect. The power to expand the territory of
the United States by the admission of new States is plainly given, and,
in the construction of this power by all the departments of the
Government, it has been held to authorize the acquisition of territory
not fit for admission at the time, but to be admitted as soon as its
population and situation would entitle it to admission. It is acquired
to become a State, and not to be held as a colony and governed by
Congress with absolute authority, and, as the propriety of admitting a
new State is committed to the sound discretion of Congress, the power to
acquire territory for that purpose, to be held by the United States
until it is in a suitable condition to become a State upon an equal
footing with the other States, must rest upon the same discretion. It
is a question for the political department of the Government, and not
the judicial, and whatever the political department of the Government
shall recognise as within the limits of the United States, the judicial
department is also bound to recognise and to administer in it the laws
of the United States so far as they apply, and to maintain in the
Territory the authority and rights of the Government and also the
personal rights and rights of property of individual citizens as secured
by the Constitution. All we mean to say on this point is that, as
there is no express regulation in the Constitution defining the power
which the General Government may exercise over the person or property of
a citizen in a Territory thus acquired, the court must necessarily look
to the provisions and principles of the Constitution and its
distribution of powers for the rules and principles by which its
decision must be governed.
Taking this rule to guide us, it may be
safely assumed that citizens of the United States who migrate to a
Territory belonging to the people of the United States cannot be ruled
as mere colonists, dependent upon the will of the General Government and
to be governed by any laws it may think proper to impose. The
principle upon which our Governments rest and upon which alone they
continue to exist, is the union of States, sovereign and independent
within their own limits in
[p448]
their internal and domestic concerns, and bound
together as one people by a General Government, possessing certain
enumerated and restricted powers delegated to it by the people of the
several States, and exercising supreme authority within the scope of the
powers granted to it throughout the dominion of the United States. A
power, therefore, in the General Government to obtain and hold colonies
and dependent territories over which they might legislate without
restriction would be inconsistent with its own existence in its present
form. Whatever it acquires, it acquires for the benefit of the people
of the several States who created it. It is their trustee acting for
them, and charged with the duty of promoting the interests of the whole
people of the Union in the exercise of the powers specifically granted.
At the time when the Territory in question
was obtained by cession from France, it contained no population fit to
be associated together and admitted as a State, and it therefore was
absolutely necessary to hold possession of it, as a Territory belonging
to the United States, until it was settled and inhabited by a civilized
community capable of self-government, and in a condition to be admitted
on equal terms with the other States as a member of the Union. But, as
we have before said, it was acquired by the General Government as the
representative and trustee of the people of the United States, and it
must therefore be held in that character for their common and equal
benefit, for it was the people of the several States, acting through
their agent and representative, the Federal Government, who in fact
acquired the Territory in question, and the Government holds it for
their common use until it shall be associated with the other States as a
member of the Union.
But, until that time arrives, it is
undoubtedly necessary that some Government should be established in
order to organize society and to protect the inhabitants in their
persons and property, and as the people of the United States could act
in this matter only through the Government which represented them and
the through which they spoke and acted when the Territory was obtained,
it was not only within the scope of its powers, but it was its duty, to
pass such laws and establish such a Government as would enable those by
whose authority they acted to reap the advantages anticipated from its
acquisition and to gather there a population which would enable it to
assume the position to which it was destined among the States of the
Union. The power to acquire necessarily carries with it the power to
preserve and apply to the purposes for which it was acquired. The form
of government to be established
[p449]
necessarily rested in the discretion of Congress. It
was their duty to establish the one that would be best suited for the
protection and security of the citizens of the United States and other
inhabitants who might be authorized to take up their abode there, and
that must always depend upon the existing condition of the Territory as
to the number and character of its inhabitants and their situation in
the Territory. In some cases, a Government consisting of persons
appointed by the Federal Government would best subserve the interests of
the Territory when the inhabitants were few and scattered, and new to
one another. In other instances, it would be more advisable to commit
the powers of self-government to the people who had settled in the
Territory, as being the most competent to determine what was best for
their own interests. But some form of civil authority would be
absolutely necessary to organize and preserve civilized society and
prepare it to become a State, and what is the best form must always
depend on the condition of the Territory at the time, and the choice of
the mode must depend upon the exercise of a discretionary power by
Congress, acting within the scope of its constitutional authority, and
not infringing upon the rights of person or rights of property of the
citizen who might go there to reside, or for any other lawful purpose.
It was acquired by the exercise of this discretion, and it must be held
and governed in like manner until it is fitted to be a State.
But the power of Congress over the person or
property of a citizen can never be a mere discretionary power under our
Constitution and form of Government. The powers of the Government and
the rights and privileges of the citizen are regulated and plainly
defined by the Constitution itself. And when the Territory becomes a
part of the United States, the Federal Government enters into possession
in the character impressed upon it by those who created it. It enters
upon it with its powers over the citizen strictly defined, and limited
by the Constitution, from which it derives its own existence and by
virtue of which alone it continues to exist and act as a Government and
sovereignty. It has no power of any kind beyond it, and it cannot, when
it enters a Territory of the United States, put off its character and
assume discretionary or despotic powers which the Constitution has
denied to it. It cannot create for itself a new character separated
from the citizens of the United States and the duties it owes them under
the provisions of the Constitution. The Territory being a part of the
United States, the Government and the citizen both enter it under the
authority of the Constitution, with their respective rights defined and
marked out, and the Federal Government
[p450]
can exercise no power over his person or property
beyond what that instrument confers, nor lawfully deny any right which
it has reserved.
A reference to a few of the provisions of the Constitution will illustrate this proposition.
For example, no one, we presume, will
contend that Congress can make any law in a Territory respecting the
establishment of religion, or the free exercise thereof, or abridging
the freedom of speech or of the press, or the right of the people of the
Territory peaceably to assemble and to petition the Government for the
redress of grievances.
Nor can Congress deny to the people the
right to keep and bear arms, nor the right to trial by jury, nor compel
anyone to be a witness against himself in a criminal proceeding.
These powers, and others in relation to
rights of person which it is not necessary here to enumerate, are, in
express and positive terms, denied to the General Government, and the
rights of private property have been guarded with equal care. Thus, the
rights of property are united with the rights of person, and placed on
the same ground by the fifth amendment to the Constitution, which
provides that no person shall be deprived of life, liberty, and
property, without due process of law. And an act of Congress which
deprives a citizen of the United States of his liberty or property
merely because he came himself or brought his property into a particular
Territory of the United States, and who had committed no offence
against the laws, could hardly be dignified with the name of due process
of law.
So, too, it will hardly be contended that
Congress could by law quarter a soldier in a house in a Territory
without the consent of the owner, in time of peace nor in time of war,
but in a manner prescribed by law. Nor could they by law forfeit the
property of a citizen in a Territory who was convicted of treason, for a
longer period than the life of the person convicted, nor take private
property for public use without just compensation.
The powers over person and property of which
we speak are not only not granted to Congress, but are in express terms
denied, and they are forbidden to exercise them. And this prohibition
is not confined to the States, but the words are general, and extend to
the whole territory over which the Constitution gives it power to
legislate, including those portions of it remaining under Territorial
Government, as well as that covered by States. It is a total absence of
power everywhere within the dominion of the United States, and places
the citizens of a Territory, so far as these rights are
[p451]
concerned, on the same footing with citizens of the
States, and guards them as firmly and plainly against any inroads which
the General Government might attempt under the plea of implied or
incidental powers. And if Congress itself cannot do this -- if it is
beyond the powers conferred on the Federal Government -- it will be
admitted, we presume, that it could not authorize a Territorial
Government to exercise them. It could confer no power on any local
Government established by its authority to violate the provisions of the
Constitution.
It seems, however, to be supposed that there
is a difference between property in a slave and other property and that
different rules may be applied to it in expounding the Constitution of
the United States. And the laws and usages of nations, and the writings
of eminent jurists upon the relation of master and slave and their
mutual rights and duties, and the powers which Governments may exercise
over it have been dwelt upon in the argument.
But, in considering the question before us,
it must be borne in mind that there is no law of nations standing
between the people of the United States and their Government and
interfering with their relation to each other. The powers of the
Government and the rights of the citizen under it are positive and
practical regulations plainly written down. The people of the United
States have delegated to it certain enumerated powers and forbidden it
to exercise others. It has no power over the person or property of a
citizen but what the citizens of the United States have granted. And no
laws or usages of other nations, or reasoning of statesmen or jurists
upon the relations of master and slave, can enlarge the powers of the
Government or take from the citizens the rights they have reserved. And
if the Constitution recognises the right of property of the master in a
slave, and makes no distinction between that description of property
and other property owned by a citizen, no tribunal, acting under the
authority of the United States, whether it be legislative, executive, or
judicial, has a right to draw such a distinction or deny to it the
benefit of the provisions and guarantees which have been provided for
the protection of private property against the encroachments of the
Government.
Now, as we have already said in an earlier
part of this opinion upon a different point, the right of property in a
slave is distinctly and expressly affirmed in the Constitution. The
right to traffic in it, like an ordinary article of merchandise and
property, was guarantied to the citizens of the United States in every
State that might desire it for twenty years. And the Government in
express terms is pledged to protect
[p452]
it in all future time if the slave escapes from his
owner. This is done in plain words -- too plain to be misunderstood.
And no word can be found in the Constitution which gives Congress a
greater power over slave property or which entitles property of that
kind to less protection that property of any other description. The
only power conferred is the power coupled with the duty of guarding and
protecting the owner in his rights.
Upon these considerations, it is the opinion
of the court that the act of Congress which prohibited a citizen from
holding and owning property of this kind in the territory of the United
States north of the line therein mentioned is not warranted by the
Constitution, and is therefore void, and that neither Dred Scott himself
nor any of his family were made free by being carried into this
territory, even if they had been carried there by the owner with the
intention of becoming a permanent resident.
We have so far examined the case, as it
stands under the Constitution of the United States, and the powers
thereby delegated to the Federal Government.
But there is another point in the case which
depends on State power and State law. And it is contended, on the part
of the plaintiff, that he is made free by being taken to Rock Island,
in the State of Illinois, independently of his residence in the
territory of the United States, and being so made free, he was not again
reduced to a state of slavery by being brought back to Missouri.
Our notice of this part of the case will be
very brief, for the principle on which it depends was decided in this
court, upon much consideration, in the case of Strader et al. v. Graham,
reported in 10th Howard 82. In that case, the slaves had been taken
from Kentucky to Ohio, with the consent of the owner, and afterwards
brought back to Kentucky. And this court held that their status or
condition as free or slave depended upon the laws of Kentucky when they
were brought back into that State, and not of Ohio, and that this court
had no jurisdiction to revise the judgment of a State court upon its own
laws. This was the point directly before the court, and the decision
that this court had not jurisdiction turned upon it, as will be seen by
the report of the case.
So in this case. As Scott was a slave when
taken into the State of Illinois by his owner, and was there held as
such, and brought back in that character, his status as free or slave
depended on the laws of Missouri, and not of Illinois.
It has, however, been urged in the argument that, by the laws of Missouri, he was free on his return, and that this case
[p453]
therefore cannot be governed by the case of Strader et al. v. Graham,
where it appeared, by the laws of Kentucky, that the plaintiffs
continued to be slaves on their return from Ohio. But whatever doubts
or opinions may at one time have been entertained upon this subject, we
are satisfied, upon a careful examination of all the cases decided in
the State courts of Missouri referred to, that it is now firmly settled
by the decisions of the highest court in the State that Scott and his
family upon their return were not free, but were, by the laws of
Missouri, the property of the defendant, and that the Circuit Court of
the United States had no jurisdiction when, by the laws of the State,
the plaintiff was a slave and not a citizen.
Moreover, the plaintiff, it appears, brought
a similar action against the defendant in the State court of Missouri,
claiming the freedom of himself and his family upon the same grounds and
the same evidence upon which he relies in the case before the court.
The case was carried before the Supreme Court of the State, was fully
argued there, and that court decided that neither the plaintiff nor his
family were entitled to freedom, and were still the slaves of the
defendant, and reversed the judgment of the inferior State court, which
had given a different decision. If the plaintiff supposed that this
judgment of the Supreme Court of the State was erroneous, and that this
court had jurisdiction to revise and reverse it, the only mode by which
he could legally bring it before this court was by writ of error
directed to the Supreme Court of the State, requiring it to transmit the
record to this court. If this had been done, it is too plain for
argument that the writ must have been dismissed for want of jurisdiction
in this court. The case of Strader and others v. Graham is
directly in point, and, indeed, independent of any decision, the
language of the 25th section of the act of 1789 is too clear and precise
to admit of controversy.
But the plaintiff did not pursue the mode
prescribed by law for bringing the judgment of a State court before this
court for revision, but suffered the case to be remanded to the
inferior State court, where it is still continued, and is, by agreement
of parties, to await the judgment of this court on the point. All of
this appears on the record before us, and by the printed report of the
case.
And while the case is yet open and pending
in the inferior State court, the plaintiff goes into the Circuit Court
of the United States, upon the same case and the same evidence and
against the same party, and proceeds to judgment, and then brings here
the same case from the Circuit Court, which the law would not have
permitted him to bring directly from the
[p454]
State court. And if this court takes jurisdiction in
this form, the result, so far as the rights of the respective parties
are concerned, is in every respect substantially the same as if it had,
in open violation of law, entertained jurisdiction over the judgment of
the State court upon a writ of error, and revised and reversed its
judgment upon the ground that its opinion upon the question of law was
erroneous. It would ill become this court to sanction such an attempt
to evade the law, or to exercise an appellate power in this circuitous
way which it is forbidden to exercise in the direct and regular and
invariable forms of judicial proceedings.
Upon the whole, therefore, it is the
judgment of this court that it appears by the record before us that the
plaintiff in error is not a citizen of Missouri in the sense in which
that word is used in the Constitution, and that the Circuit Court of the
United States, for that reason, had no jurisdiction in the case, and
could give no judgment in it. Its judgment for the defendant must,
consequently, be reversed, and a mandate issued directing the suit to be
dismissed for want of jurisdiction.
TOP Concurrence
WAYNE, J., Concurring Opinion
Mr. Justice WAYNE.
Concurring as I do entirely in the opinion
of the court as it has been written and read by the Chief Justice --
without any qualification of its reasoning or its conclusions -- I shall
neither read nor file an opinion of my own in this case, which I
prepared when I supposed it might be necessary and proper for me to do
so.
The opinion of the court meets fully and
decides every point which was made in the argument of the case by the
counsel on either side of it. Nothing belonging to the case has been
left undecided, nor has any point been discussed and decided which was
not called for by the record or which was not necessary for the judicial
disposition of it in the way that it has been done, by more than a
majority of the court.
In doing this, the court neither sought nor
made the case. It was brought to us in the course of that administration
of the laws which Congress has enacted, for the review of cases from
the Circuit Courts by the Supreme Court.
In our action upon it, we have only
discharged our duty as a distinct and efficient department of the
Government, as the framers of the Constitution meant the judiciary to be
and as the States of the Union and the people of those States intended
it should be when they ratified the Constitution of the United States.
The case involves private rights of value, and constitutional principles of the highest importance about which there had
[p455]
become such a difference of opinion, that the peace and
harmony of the country required the settlement of them by judicial
decision.
It would certainly be a subject of regret
that the conclusions of the court have not been assented to by all of
its members if I did not know from its history and my own experience how
rarely it has happened that the judges have been unanimous upon
constitutional questions of moment and if our decision in this case had
not been made by as large a majority of them as has been usually had on
constitutional questions of importance.
Two of the judges, Mr. Justices McLean and
Curtis, dissent from the opinion of the court. A third, Mr. Justice
Nelson, gives a separate opinion upon a single point in the case with
which I concur, assuming that the Circuit Court had jurisdiction, but he
abstains altogether from expressing any opinion upon the eighth section
of the act of 1820, known commonly as the Missouri Compromise law, and
six of us declare that it was unconstitutional.
But it has been assumed that this court has
acted extrajudicially in giving an opinion upon the eighth section of
the act of 1820 because, as it has decided that the Circuit Court had no
jurisdiction of the case, this court had no jurisdiction to examine the
case upon its merits.
But the error of such an assertion has
arisen in part from a misapprehension of what has been heretofore
decided by the Supreme Court in cases of a like kind with that before
us, in part from a misapplication to the Circuit Courts of the United
States of the rules of pleading concerning pleas to the jurisdiction
which prevail in common law courts, and from its having been forgotten
that this case was not brought to this court by appeal or writ of error
from a State court, but by a writ of error to the Circuit Court of the
United States.
The cases cited by the Chief Justice to show
that this court has now only done what it has repeatedly done before in
other cases, without any question of its correctness, speak for
themselves. The differences between the rules concerning pleas to the
jurisdiction in the courts of the United States and common law courts
have been stated and sustained by reasoning and adjudged cases, and it
has been shown that writs of error to a State court and to the Circuit
Courts of the United States are to be determined by different laws and
principles. In the first, it is our duty to ascertain if this court has
jurisdiction, under the twenty-fifth section of the Judiciary Act, to
review the case from the State court, and if it shall be found that it
has not, the case is at end so far as this court is concerned, for our
power
[p456]
to review the case upon its merits has been made, by
the twenty-fifth section, to depend upon its having jurisdiction, when
it has not, this court cannot criticise, controvert, or give any opinion
upon the merits of a case from a State court.
But in a case brought to this court, by appeal or by writ of error from a Circuit Court of the United States,
we begin a review of it not by inquiring if this court has
jurisdiction, but if that court has it. If the case has been decided by
that court upon its merits, but the record shows it to be deficient in
those averments which by the law of the United States must be made by
the plaintiff in the action to give the court jurisdiction of his case,
we send it back to the court from which it was brought with directions
to be dismissed though it has been decided there upon its merits.
So, in a case containing the averments by
the plaintiff which are necessary to give the Circuit Court
jurisdiction, if the defendant shall file his plea in abatement denying
the truth of them, and the plaintiff shall demur to it, and the court
should erroneously sustain the plaintiff's demurrer, or declare the
plea to be insufficient, and by doing so require the defendant to answer
over by a plea to the merits, and shall decide the case upon such
pleading, this court has the same authority to inquire into the
jurisdiction of that court to do so, and to correct its error in that
regard, that it had in the other case to correct its error, in trying a
case in which the plaintiff had not made those averments which were
necessary to give the court jurisdiction. In both cases, the record is
resorted to to determine the point of jurisdiction, but, as the power of
review of cases from a Federal court by this court is not limited by
the law to a part of the case, this court may correct an error upon the
merits, and there is the same reason for correcting an erroneous
judgment of the Circuit Court where the want of jurisdiction appears
from any part of the record that there is for declaring a want of
jurisdiction for a want of necessary averments. Any attempt to control
the court from doing so by the technical common law rules of pleading in
cases of jurisdiction, when a defendant has been denied his plea to it,
would tend to enlarge the jurisdiction of the Circuit Court by limiting
this court's review of its judgments in that particular. But I will
not argue a point already so fully discussed. I have every confidence
in the opinion of the court upon the point of jurisdiction, and do not
allow myself to doubt that the error of a contrary conclusion will be
fully understood by all who shall read the argument of the Chief
Justice.
I have already said that the opinion of the court has my unqualified assent.
[p457]
TOP Concurrence
CAMPBELL, J., Concurring Opinion
Mr. Justice CAMPBELL.
I concur in the judgment pronounced by the
Chief Justice, but the importance of the cause, the expectation and
interest it has awakened, and the responsibility involved in its
determination, induce me to file a separate opinion.
The case shows that the plaintiff, in the
year 1834, was a negro slave in Missouri, the property of Dr. Emerson, a
surgeon in the army of the United States. In 1834, his master took him
to the military station at Rock Island, on the border of Illinois, and
in 1836 to Fort Snelling, in the present Minnesota, then Wisconsin,
Territory. While at Fort Snelling, the plaintiff married a slave who
was there with her master, and two children have been born of this
connection, one during the journey of the family in returning to
Missouri, and the other after their return to that State.
Since 1838, the plaintiff and the members of
his family have been in Missouri in the condition of slaves. The
object of this suit is to establish their freedom. The defendant, who
claims the plaintiff and his family, under the title of Dr. Emerson,
denied the jurisdiction of the Circuit Court by the plea that the
plaintiff was a negro of African blood, the descendant of Africans who
had been imported and sold in this country as slaves, and thus he had no
capacity as a citizen of Missouri to maintain a suit in the Circuit
Court. The court sustained a demurrer to this plea, a trial was then
had upon the general issue, and special pleas to the effect that the
plaintiff and his family were slaves belonging to the defendant.
My opinion in this case is not affected by
the plea to the jurisdiction, and I shall not discuss the questions it
suggests. The claim of the plaintiff to freedom depends upon the effect
to be given to his absence from Missouri, in company with his master,
in Illinois and Minnesota, and this effect is to be ascertained by a
reference to the laws of Missouri. For the trespass complained of was
committed upon one claiming to be a freeman and a citizen, in that
State, and who had been living for years under the dominion of its laws.
And the rule is that whatever is a justification where the thing is
done, must be a justification in the forum where the case is tried. 20
How.St.Tri., 234, Cowp.S.C. 161.
The Constitution of Missouri recognises slavery as a legal condition, extends guaranties to the masters of slaves, and invites
[p494]
immigrants to introduce them, as property, by a promise
of protection. The laws of the State charge the master with the
custody of the slave, and provide for the maintenance and security of
their relation.
The Federal Constitution and the acts of
Congress provide for the return of escaping slaves within the limits of
the Union. No removal of the slave beyond the limits of the State,
against the consent of the master, nor residence there in another
condition, would be regarded as an effective manumission by the courts
of Missouri, upon his return to the State. "Sicut liberis captis status restituitur sic servus domino."
Nor can the master emancipate the slave within the State except
through the agency of a public authority. The inquiry arises whether
the manumission of the slave is effected by his removal, with the
consent of the master, to a community where the law of slavery does not
exist, in a case where neither the master nor slave discloses a purpose
to remain permanently, and where both parties have continued to maintain
their existing relations. What is the law of Missouri in such a case?
Similar inquiries have arisen in a great number of suits, and the
discussions in the State courts have relieved the subject of much of its
difficulty. 12 B.M.Ky.R. 545, Foster v. Foster, 10 Gratt.Va.R. 485, 4 Har. and McH.Md.R. 295, Scott v. Emerson,
15 Misso. 576, 4 Rich.S.C.R., 186, 17 Misso. 434, 15 Misso. 596, 5 B.M.
173, 8 B.M. 540, 633, 9 B.M. 565, 5 Leigh 614, 1 Raud. 15, 18 Pick.
193.
The result of these discussions is that, in
general, the status or civil and political capacity of a person is
determined in the first instance by the law of the domicil where he is
born; that the legal effect on persons arising from the operation of the
law of that domicil is not indelible, but that a new capacity or status
may be acquired by a change of domicil. That questions of status are
closely connected with considerations arising out of the social and
political organization of the State where they originate, and each
sovereign power must determine them within its own territories.
A large class of cases has been decided upon
the second of the propositions above stated in the Southern and Western
courts -- cases in which the law of the actual domicil was adjudged to
have altered the native condition and status of the slave although he
had never actually possessed the status of freedom in that domicil. Rankin v. Lydia, 2 A.K.M., Herny v. Decker, Walk. 36, 4 Mart. 385, 1 Misso. 472, Hunter v. Fulcher, 1 Leigh.
I do not impugn the authority of these cases. No evidence is found in the record to establish the existence of a domicil
[p495]
acquired by the master and slave either in Illinois or
Minnesota. The master is described as an officer of the army who was
transferred from one station to another along the Western frontier in
the line of his duty and who, after performing the usual tours of
service, returned to Missouri; these slaves returned to Missouri with
him, and had been there for near fifteen years in that condition when
this suit was instituted. But absence in the performance of military
duty, without more, is a fact of no importance in determining a question
of a change of domicil. Questions of that kind depend upon acts and
intentions, and are ascertained from motives, pursuits, the condition of
the family and fortune of the party, and no change will be inferred
unless evidence shows that one domicil was abandoned and there was an
intention to acquire another. 11 L. and Eq. 6, 6 Exch. 217, 6 M. and W.
511, 2 Curt.Ecc.R. 368.
The cases first cited deny the authority of a
foreign law to dissolve relations which have been legally contracted in
the State where the parties are and have their actual domicil --
relations which were never questioned during their absence from that
State -- relations which are consistent with the native capacity and
condition of the respective parties, and with the policy of the State
where they reside, but which relations were inconsistent with the policy
or laws of the State or Territory within which they had been for a
time, and from which they had returned, with these relations
undisturbed. It is upon the assumption that the law of Illinois or
Minnesota was indelibly impressed upon the slave and its consequences
carried into Missouri that the claim of the plaintiff depends. The
importance of the case entitles the doctrine on which it rests to a
careful examination.
It will be conceded that, in countries where
no law or regulation prevails opposed to the existence and consequences
of slavery, persons who are born in that condition in a foreign State
would not be liberated by the accident of their introgression. The
relation of domestic slavery is recognised in the law of nations, and
the interference of the authorities of one State with the rights of a
master belonging to another, without a valid cause, is a violation of
that law. Wheat. Law of Na., 724, 5 Stats. at Large 601, Calh.Sp., 378,
Reports of the Com. U.S. and G.B. 187, 238, 241.
The public law of Europe formerly permitted a
master to reclaim his bondsman, within a limited period, wherever he
could find him, and one of the capitularies of Charlemagne abolishes the
rule of prescription. He directs,
that wheresoever, within the bounds of Italy, either the runaway slave of the king, or of
[p496]
the church, or of any other man shall be found by his
master, he shall be restored without any bar or prescription of years,
yet upon the provision that the master be a Frank or German, or of any
other nation (foreign,) but if he be a Lombard or a Roman, he shall
acquire or receive his slaves by that law which has been established
from ancient times among them.
Without referring for precedents abroad or
to the colonial history for similar instances, the history of the
Confederation and Union affords evidence to attest the existence of this
ancient law. In 1783, Congress directed General Washington to continue
his remonstrances to the commander of the British forces respecting the
permitting negroes belonging to the citizens of these States to leave
New York, and to insist upon the discontinuance of that measure. In
1788, the resident minister of the United States at Madrid was
instructed to obtain from the Spanish Crown orders to its Governors in
Louisiana and Florida
to permit and facilitate the apprehension
of fugitive slaves from the States, promising that the States would
observe the like conduct respecting fugitives from Spanish subjects.
The committee that made the report of this
resolution consisted of Hamilton, Madison, and Sedgwick, 2 Hamilton's
Works, 473, and the clause in the Federal Constitution providing for the
restoration of fugitive slaves is a recognition of this ancient right,
and of the principle that a change of place does not effect a change of
condition. The diminution of the power of a master to reclaim his
escaping bondsman in Europe commenced in the enactment of laws of
prescription in favor of privileged communes. Bremen, Spire, Worms,
Vienna, and Ratisbon, in Germany, Carcassonne, Beziers, Toulouse, and
Paris, in France, acquired privileges on this subject at an early
period. The ordinance of William the Conqueror that a residence of any
of the servile population of England, for a year and a day, without
being claimed, in any city, burgh, walled town, or castle of the King,
should entitle them to perpetual liberty is a specimen of these laws.
The earliest publicist who has discussed
this subject is Bodin, a jurist of the sixteenth century whose work was
quoted in the early discussions of the courts in France and England on
this subject. He says:
In France, although there be some
remembrance of old servitude, yet it is not lawful here to make a slave
or to buy anyone of others, insomuch as the slaves of strangers, so soon
as they set their foot within France, become frank and free, as was
determined by an old decree of the court of Paris against an ambassador
of Spain, who had brought a slave with him into France.
He states another case, which arose in the city of Toulouse, of a Genoese merchant, who had
[p497]
carried a slave into that city on his voyage from Spain, and when the matter was brought before the magistrates, the
procureur of the city, out of the records,
showed certain ancient privileges given unto them of Tholouse, wherein
it was granted that slaves, so soon as they should come into Tholouse,
should be free.
These cases were cited with much approbation
in the discussion of the claims of the West India slaves of Verdelin
for freedom, in 1738, before the judges in admiralty, 15 Causes Celebres
p. 1, 2 Masse Droit Com., sec. 58, and were reproduced before Lord
Mansfield, in the cause of Somersett, in 1772. Of the cases cited by
Bodin, it is to be observed that Charles V of France exempted all the
inhabitants of Paris from serfdom or other feudal incapacities in 1371,
and this was confirmed by several of his successors, 3 Dulaire Hist. de
Par. 546, Broud. Court. de Par. 21, and the ordinance of Toulouse is
preserved as follows:
Civitas Tholosana fuit et erit sine fine libera, adeo ut
servi et ancillae, sclavi et sclavae, dominos sive dominas habentes,
cum rebus vel sine rebus suis, ad Tholosam vel infra terminos extra
urbem terminatos accedentes acquirant libertatem.
Hist. de Langue, tome 3, p. 69; ibid. 6, p. 8, Loysel Inst. b. 1, sec. 6.
The decisions were made upon special
ordinances, or charters, which contained positive prohibitions of
slavery, and where liberty had been granted as a privilege, and the
history of Paris furnishes but little support for the boast that she was
a "sacro sancta civitas," where liberty always had an asylum,
or for the "self-complacent rhapsodies" of the French advocates in the
case of Verdelin, which amused the grave lawyers who argued the case of
Somersett. The case of Verdelin was decided upon a special ordinance,
which prescribed the conditions on which West India slaves might be
introduced into France, and which had been disregarded by the master.
The Case of Somersett was that of a
Virginia slave carried to England by his master in 1770, and who
remained there two years. For some cause, he was confined on a vessel
destined to Jamaica, where he was to be sold. Lord Mansfield, upon a
return to a habeas corpus, states the question involved. "Here, the
person of the slave himself," he says, "is the immediate subject of
inquiry, can any dominion, authority, or coercion be exercised in this
country, according to the American laws?" He answers:
The difficulty of adopting the relation,
without adopting it in all its consequences, is indeed extreme, and yet
many of those consequences are absolutely contrary to the municipal law
of England.
Again, he says:
The return states that the slave departed, and refused to serve, whereupon he was kept to be sold abroad. . . . So high
[p498]
an act of dominion must be recognised by the law of the
country where it is used. The power of the master over his slave has
been extremely different in different countries. . . . The state of
slavery is of such a nature that it is incapable of being introduced on
any reasons, moral or political, but only by positive law, which
preserves its force long after the reasons, occasion, and time itself
from whence it was created are erased from the memory. It is so odious
that nothing can be suffered to support it but positive law.
That there is a difference in the systems of
States which recognise and which do not recognise the institution of
slavery cannot be disguised. Constitutional law, punitive law, police,
domestic economy, industrial pursuits, and amusements, the modes of
thinking and of belief of the population of the respective communities
all show the profound influence exerted upon society by this single
arrangement. This influence was discovered in the Federal Convention,
in the deliberations on the plan of the Constitution. Mr. Madison
observed
that the States were divided into
different interests not by their difference of size, but by other
different interests, not by their difference of size, but by other
circumstances, the most material of which resulted from climate, but
principally from the effects of their having or not having slaves.
These two causes concur in forming the great division of interests in
the United States.
The question to be raised with the opinion
of Lord Mansfield, therefore, is not in respect to the incongruity of
the two systems, but whether slavery was absolutely contrary to the law
of England, for if it was so, clearly, the American laws could not
operate there. Historical research ascertains that, at the date of the
Conquest, the rural population of England were generally in a servile
condition, and under various names denoting noting slight variances in
condition, they were sold with the land like cattle, and were a part of
its living money. Traces of the existence of African slaves are to be
found in the early chronicles. Parliament in the time of Richard II,
and also of Henry VIII, refused to adopt a general law of emancipation.
Acts of emancipation by the last-named monarch and by Elizabeth are
preserved.
The African slave trade had been carried on,
under the unbounded protection of the Crown, for near two centuries
when the case of Somersett was heard, and no motion for its suppression
had ever been submitted to Parliament, while it was forced upon and
maintained in unwilling colonies by the Parliament and Crown of England
at that moment. Fifteen thousand negro slaves were then living in that
island, where they had been introduced under the counsel of the most
illustrious jurists of the realm, and such slaves had been publicly
[p499]
sold for near a century in the markets of London. In
the northern part of the kingdom of Great Britain, there existed a class
of from 30,000 to 40,000 persons, of whom the Parliament said, in 1775,
15 George III, chap. 28,
many colliers, coal-heavers, and salters
are in a state of slavery or bondage, bound to the collieries and salt
works where they work for life, transferable with the collieries and
salt works when their original masters have no use for them, and whereas
the emancipating or setting free the colliers, coal-heavers, and
salters in Scotland, who are now in a state of servitude, gradually and
upon reasonable conditions, would be the means of increasing the number
of colliers, coal-heavers, and salters, to the great benefit of the
public, without doing any injury to the present masters, and would
remove the reproach of allowing such a state of servitude to exist in a
free country,
&c., and again, in 1799, "they declare
that many colliers and coal-heavers still continue in a state of
bondage" No statute, from the Conquest till the 15 George III, had been
passed upon the subject of personal slavery. These facts have led the
most eminent civilian of England to question the accuracy of this
judgment, and to insinuate that, in this judgment, the offence of ampliare jurisdictionem by private authority was committed by the eminent magistrate who pronounced it.
This sentence is distinguishable from those
cited from the French courts in this: that there positive prohibitions
existed against slavery, and the right to freedom was conferred on the
immigrant slave by positive law, whereas here the consequences of
slavery merely -- that is the public policy -- were found to be contrary
to the law of slavery. The case of the slave Grace, 2 Hagg., with four
others, came before Lord Stowell in 1827, by appeals from the West
India vice admiralty courts. They were cases of slaves who had returned
to those islands, after a residence in Great Britain, and where the
claim to freedom was first presented in the colonial forum. The learned
judge in that case said:
This suit fails in its foundation. She
(Grace) was not a free person, no injury is done her by her continuance
in slavery, and she has no pretensions to any other station than that
which was enjoyed by every slave of a family. If she depends upon such
freedom conveyed by a mere residence in England, she complains of a
violation of right which she possessed no longer than whilst she resided
in England, but which totally expired when that residence ceased, and
she was imported into Antigua.
The decision of Lord Mansfield was, "that so
high an act of dominion" as the master exercises over his slave, in
sending him abroad for sale, could not be exercised in England
[p500]
under the American laws, and contrary to the spirit of their own.
The decision of Lord Stowell is that the
authority of the English laws terminated when the slave departed from
England. That the laws of England were not imported into Antigua with
the slave upon her return, and that the colonial forum had no warrant
for applying a foreign code to dissolve relations which had existed
between persons belonging to that island, and which were legal according
to its own system. There is no distinguishable difference between the
case before us and that determined in the admiralty of Great Britain.
The complaint here, in my opinion, amounts
to this: that the judicial tribunals of Missouri have not denounced as
odious the Constitution and laws under which they are organized, and
have not superseded them on their own private authority for the purpose
of applying the laws of Illinois, or those passed by Congress for
Minnesota, in their stead. The eighth section of the act of Congress of
the 6th of March, 1820, 3 Statutes at Large 545, entitled, "An act to
authorize the people of Missouri to form a State Government," &c.,
is referred to as affording the authority to this court to pronounce the
sentence which the Supreme Court of Missouri felt themselves
constrained to refuse. That section of the act prohibits slavery in the
district of country west of the Mississippi, north of thirty-six
degrees thirty minutes north latitude, which belonged to the ancient
province of Louisiana, not included in Missouri.
It is a settled doctrine of this court that
the Federal Government can exercise no power over the subject of slavery
within the States, nor control the intermigration of slaves, other than
fugitives, among the States. Nor can that Government affect the
duration of slavery within the States, other than by a legislation over
the foreign slave trade. The power of Congress to adopt the section of
the act above cited must therefore depend upon some condition of the
Territories which distinguishes them from States, and subjects them to a
control more extended. The third section of the fourth article of the
Constitution is referred to as the only and all-sufficient grant to
support this claim. It is that
new States may be admitted by the Congress
to this Union, but no new State shall be formed or erected within the
jurisdiction of any other State, nor any State be formed by the junction
of two or more States, or parts of State, without the consent of the
Legislatures of the States concerned, as well as of the Congress. The
Congress shall have power to dispose of and make all needful rules and
regulations respecting the territory or other property
[p501]
belonging to the United States, and nothing in this
Constitution shall be so construed as to prejudice any claims of the
United States, or of any particular State.
It is conceded in the decisions of this
court that Congress may secure the rights of the United States in the
public domain, provide for the sale or lease of any part of it, and
establish the validity of the titles of the purchasers, and may organize
Territorial Governments, with powers of legislation. 3 How. 212, 12
How. 1, 1 Pet. 511, 13 P. 436, 16 H. 164.
But the recognition of a plenary power in
Congress to dispose of the public domain or to organize a Government
over it does not imply a corresponding authority to determine the
internal polity or to adjust the domestic relations or the persons who
may lawfully inhabit the territory in which it is situated. A supreme
power to make needful rules respecting the public domain, and a similar
power of framing laws to operate upon persons and things within the
territorial limits where it lies, are distinguished by broad lines of
demarcation in American history. This court has assisted us to define
them. In Johnson v. McIntosh, 8 Wheat. 595-543, they say:
According to the theory of the British
Constitution, all vacant lands are vested in the Crown, and the
exclusive power to grant them is admitted to reside in the Crown, as a
branch of the royal prerogative.
All the lands we hold were originally
granted by the Crown, and the establishment of a royal Government has
never been considered as impairing its right to grant lands within the
chartered limits of such colony.
And the British Parliament did claim a
supremacy of legislation coextensive with the absoluteness of the
dominion of the sovereign over the Crown lands. The American doctrine,
to the contrary, is embodied in two brief resolutions of the people of
Pennsylvania in 1774: 1st.
That the inhabitants of these colonies are
entitled to the same rights and liberties, within the colonies that the
subjects born in England are entitled within the realm.
2d.
That the power assumed by Parliament to
bind the people of these colonies by statutes, in all cases whatever, is
unconstitutional, and therefore the source of these unhappy
difficulties.
The Congress of 1774, in their statement of
rights and grievances, affirm "a free and exclusive power of
legislation" in their several Provincial Legislatures,
in all cases of taxation and internal
polity, subject only to the negative of their sovereign, in such manner
as has been heretofore used and accustomed.
1 Jour.Cong. 32.
The unanimous consent of the people of the colonies, then,
[p502]
to the power of their sovereign, "to dispose of and
make all needful rules and regulations respecting the territory" of the
Crown, in 1774, was deemed by them as entirely consistent with
opposition, remonstrance, the renunciation of allegiance, and
proclamation of civil war, in preference to submission to his claim of
supreme power in the territories.
I pass now to the evidence afforded during
the Revolution and Confederation. The American Revolution was not a
social revolution. It did not alter the domestic condition or capacity
of persons within the colonies, nor was it designed to disturb the
domestic relations existing among them. It was a political revolution,
by which thirteen dependent colonies became thirteen independent States.
"The Declaration of Independence was not," says Justice Chase,
a declaration that the United Colonies
jointly, in a collective capacity, were independent States, &c., but
that each of them was a sovereign and independent State -- that is,
that each of them had a right to govern itself by its own authority and
its own laws, without any control from any other power on earth.
3 Dall. 199, 4 Cr. 212.
These sovereign and independent States,
being united as a Confederation, by various public acts of cession
became jointly interested in territory and concerned to dispose of and
make all needful rules and regulations respecting it. It is a
conclusion not open to discussion in this court
that there was no territory within the
(original) United States that was claimed by them in any other right
than that of some of the confederate States.
Harcourt v. Gaillord, 12 Wh. 523. "The question whether the vacant lands within the United States," says Chief Justice Marshall,
became joint property or belonged to the
separate States was a momentous question which threatened to shake the
American Confederacy to its foundations. This important and dangerous
question has been compromised, and the compromise is not now to be
contested.
6 C.R. 87.
The cessions of the States to the
Confederation were made on the condition that the territory ceded should
be laid out and formed into distinct republican States, which should be
admitted as members to the Federal Union having the same rights of
sovereignty, freedom, and independence as the other States. The first
effort to fulfil this trust was made in 1785 by the offer of a charter
or compact to the inhabitants who might come to occupy the land.
Those inhabitants were to form for
themselves temporary State Governments, founded on the Constitutions of
any of the States but to be alterable at the will of their Legislature,
and
[p503]
permanent Governments were to succeed these whenever
the population became sufficiently numerous to authorize the State to
enter the Confederacy, and Congress assumed to obtain powers from the
States to facilitate this object. Neither in the deeds of cession of
the States nor in this compact was a sovereign power for Congress to
govern the Territories asserted. Congress retained power, by this act,
"to dispose of and to make rules and regulations respecting the public
domain," but submitted to the people to organize a Government harmonious
with those of the confederate States.
The next stage in the progress of colonial
government was the adoption of the Ordinance of 1787 by eight States, in
which the plan of a Territorial Government, established by act of
Congress, is first seen. This was adopted while the Federal Convention
to form the Constitution was sitting. The plan placed the Government in
that hands of a Governor, Secretary, and Judges, appointed by Congress,
and conferred power on them to select suitable laws from the codes of
the States until the population should equal 5,000. A Legislative
Council, elected by the people, was then to be admitted to a share of
the legislative authority, under the supervision of Congress, and States
were to be formed whenever the number of the population should
authorize the measure.
This ordinance was addressed to the
inhabitants as a fundamental compact, and six of its articles define the
conditions to be observed in their Constitution and laws. These
conditions were designed to fulfill the trust in the agreements of
cession that the States to be formed of the ceded Territories should be
"distinct republican States." This ordinance was submitted to Virginia
in 1788, and the 5th article, embodying as it does a summary of the
entire act, was specifically ratified and confirmed by that State. This
was an incorporation of the ordinance into her act of cession. It was
conceded in the argument that the authority of Congress was not adequate
to the enactment of the ordinance, and that it cannot be supported upon
the Articles of Confederation. To a part of the engagements, the
assent of nine States was required, and for another portion no provision
had been made in those articles. Mr. Madison said, in a writing nearly
contemporary, but before the confirmatory act of Virginia,
Congress have proceeded to form new
States, to erect temporary Governments, to appoint officers for them,
and to prescribe the conditions on which such States shall be admitted
into the Confederacy; all this has been done, and done without the least
color of constitutional authority.
Federalist No. 38. Richard Henry Lee, one of the committee who reported the ordinance to Congress,
[p504]
transmitted it to General Washington (15th July, 1787), saying,
It seemed necessary, for the security of
property among uninformed and perhaps licentious people, as the greater
part of those who go there are, that a strong-toned Government should
exist, and the rights of property be clearly defined.
The consent of all the States represented in
Congress, the consent of the Legislature of Virginia, the consent of
the inhabitants of the Territory, all concur to support the authority of
this enactment. It is apparent in the frame of the Constitution that
the Convention recognised its validity, and adjusted parts of their work
with reference to it. The authority to admit new States into the
Union, the omission to provide distinctly for Territorial Governments,
and the clause limiting the foreign slave trade to States then existing,
which might not prohibit it, show that they regarded this Territory as
provided with Government and organized permanently with a restriction on
the subject of slavery. Justice Chase, in the opinion already cited,
says of the Government before, and it is in some measure true during the
Confederation that
the powers of Congress originated from
necessity, and arose out of and were only limited by events, or, in
other words, they were revolutionary in their very nature. Their extent
depended upon the exigencies and necessities of public affairs,
and there is only one rule of construction, in regard to the acts done, which will fully support them, viz.,
that the powers actually exercised were rightfully exercised wherever
they were supported by the implied sanction of the State Legislatures
and by the ratifications of the people.
The clauses in the 3d section of the 4th
article of the Constitution, relative to the admission of new States and
the disposal and regulation of the territory of the United States, were
adopted without debate in the Convention.
There was a warm discussion on the clauses
that relate to the subdivision of the States, and the reservation of the
claims of the United States and each of the States from any prejudice.
The Maryland members revived the controversy in regard to the Crown
lands of the Southwest. There was nothing to indicate any reference to a
government of Territories not included within the limits of the Union,
and the whole discussion demonstrates that the Convention was
consciously dealing with a Territory whose condition, as to government,
had been arranged by a fundamental and unalterable compact.
An examination of this clause of the
Constitution, by the light of the circumstances in which the Convention
was placed, will aid us to determine its significance. The first clause
is "that new States may be admitted by the Congress to this
[p505]
Union." The condition of Kentucky, Vermont, Rhode
Island, and the new States to be formed in the Northwest suggested this
as a necessary addition to the powers of Congress. The next clause,
providing for the subdivision of States and the parties to consent to
such an alteration, was required by the plans on foot for changes in
Massachusetts, New York, Pennsylvania, North Carolina, and Georgia. The
clause which enables Congress to dispose of and make regulations
respecting the public domain was demanded by the exigencies of an
exhausted treasury and a disordered finance, for relief by sales, and
the preparation for sales, of the public lands, and the last clause that
nothing in the Constitution should prejudice the claims of the United
States or a particular State was to quiet the jealousy and irritation of
those who had claimed for the United States all the unappropriated
lands. I look in vain among the discussions of the time for the
assertion of a supreme sovereignty for Congress over the territory then
belonging to the United States, or that they might thereafter acquire. I
seek in vain for an annunciation that a consolidated power had been
inaugurated, whose subject comprehended an empire, and which had no
restriction but the discretion of Congress. This disturbing element of
the Union entirely escaped the apprehensive previsions of Samuel Adams,
George Clinton, Luther Martin, and Patrick Henry, and in respect to
dangers from power vested in a central Government over distant
settlements, colonies, or provinces, their instincts were always alive.
Not a word escaped them to warn their countrymen that here was a power
to threaten the landmarks of this federative Union, and, with them, the
safeguards of popular and constitutional liberty, or that, under this
article, there might be introduced, on our soil, a single Government
over a vast extent of country -- a Government foreign to the persons
over whom it might be exercised and capable of binding those not
represented, by statutes, in all cases whatever. I find nothing to
authorize these enormous pretensions, nothing in the expositions of the
friends of the Constitution, nothing in the expressions of alarm by its
opponents -- expressions which have since been developed as prophecies.
Every portion of the United States was then provided with a municipal
Government, which this Constitution was not designed to supersede, but
merely to modify as to its conditions.
The compacts of cession by North Carolina
and Georgia are subsequent to the Constitution. They adopt the
Ordinance of 1787, except the clause respecting slavery. But the
precautionary repudiation of that article forms an argument quite as
satisfactory to the advocates for Federal power, as its introduction
[p506]
would have done. The refusal of a power to Congress to
legislate in one place seems to justify the seizure of the same power
when another place for its exercise is found.
This proceeds from a radical error which
lies at the foundation of much of this discussion. It is that the
Federal Government may lawfully do whatever is not directly prohibited
by the Constitution. This would have been a fundamental error if no
amendments to the Constitution had been made. But the final expression
of the will of the people of the States, in the 10th amendment, is that
the powers of the Federal Government are limited to the grants of the
Constitution.
Before the cession of Georgia was made,
Congress asserted rights, in respect to a part of her territory, which
require a passing notice. In 1798 and 1800, acts for the settlement of
limits with Georgia, and to establish a Government in the Mississippi
Territory, were adopted. A Territorial Government was organized between
the Chattahoochee and Mississippi rivers. This was within the limits
of Georgia. These acts dismembered Georgia. They established a
separate Government upon her soil, while they rather derisively
professed
that the establishment of that Government
shall in no respects impair the rights of the State of Georgia, either
to the jurisdiction or soil of the Territory.
The Constitution provided that the
importation of such persons as any of the existing States shall think
proper to admit shall not be prohibited by Congress before 1808. By
these enactments, a prohibition was placed upon the importation of
salves into Georgia, although her Legislature had made none.
This court have repeatedly affirmed the
paramount claim of Georgia to this Territory. They have denied the
existence of any title in the United States. 6 C.R. 87, 12 Wh. 523, 3
How. 212, 13 How. 381. Yet these acts were cited in the argument as
precedents to show the power of Congress in the Territories. These
statutes were the occasion of earnest expostulation and bitter
remonstrance on the part of the authorities of the State, and the memory
of their injustice and wrong remained long after the legal settlement
of the controversy by the compact of 1802. A reference to these acts
terminates what I have to say upon the Constitutions of the Territory
within the original limits of the United States. These Constitutions
were framed by the concurrence of the States making the cessions and
Congress, and were tendered to immigrants who might be attracted to the
vacant territory. The legislative powers of the officers of this
Government were limited to the selection of laws from the States, and
provision was made for the introduction of popular institutions, and
their emancipation
[p507]
from Federal control whenever a suitable opportunity
occurred. The limited reservation of legislative power to the officers
of the Federal Government was excused on the plea of necessity,
and the probability is that the clauses respecting slavery embody some
compromise among the statesmen of that time; beyond these, the
distinguishing features of the system which the patriots of the
Revolution had claimed as their birthright from Great Britain
predominated in them.
The acquisition of Louisiana in 1803
introduced another system into the United States. This vast province
was ceded or Spain. To establish a Government constituted on similar
principles, and with like conditions, was not an unnatural proceeding.
But there was great difficulty in finding
constitutional authority for the measure. The third section of the
fourth article of the Constitution was introduced into the Constitution
on the motion of Mr. Gouverneur Morris. In 1803, he was appealed to for
information in regard to its meaning. He answers:
I am very certain I had it not in contemplation to insert a decree de coercendo imperio
in the Constitution of America. . . . I knew then as well as I do now
that all North America must at length be annexed to us. Happy indeed,
if the lust of dominion stop here. It would therefore have been
perfectly utopian to oppose a paper restriction to the violence of
popular sentiment in a popular Government.
3 Mor.Writ. 185. A few days later, he makes another reply to his correspondent. "I perceive," he says,
I mistook the drift of your inquiry, which
substantially is whether Congress can admit, as a new State, territory
which did not belong to the United States when the Constitution was
made. In my opinion, they cannot. I always thought, when we should
acquire Canada and Louisiana, it would be proper to GOVERN THEM AS
PROVINCES, AND ALLOW THEM NO VOICE in our councils. In wording the
third SECTION OF THE fourth article, I went as far as circumstances
would permit to establish the exclusion. CANDOR OBLIGES ME TO ADD MY BELIEF THAT HAD IT BEEN MORE POINTEDLY EXPRESSED, A STRONG OPPOSITION WOULD HAVE BEEN MADE.
3 Mor.Writ. 192. The first Territorial
Government of Louisiana was an Imperial one, founded upon a French or
Spanish model. For a time, the Governor, Judges, Legislative Council,
Marshal, Secretary, and officers of the militia were appointed by the
President.
[n1]
[p508]
Besides these anomalous arrangements, the
acquisition gave rise to jealous inquiries as to the influence it would
exert in determining the men and States that were to be "the arbiters
and rulers" of the destinies of the Union, and unconstitutional
opinions, having for their aim to promote sectional divisions, were
announced and developed. "Something," said an eminent statesman,
something has suggested to the members of
Congress the policy of acquiring geographical majorities. This is a
very direct step towards disunion, for it must foster the geographical
enmities by which alone it can be effected. This something must be a
contemplation of particular advantages to be derived from such
majorities, and is it not notorious that they consist of nothing else
but usurpations over persons and property, by which they can regulate
the internal wealth and prosperity of States and individuals?
The most dangerous of the efforts to employ a
geographical political power to perpetuate a geographical preponderance
in the Union is to be found in the deliberations upon the act of the
6th of March, 1820, before cited. The attempt consisted of a proposal
to exclude Missouri from a place in the Union unless her people would
adopt a Constitution containing a prohibition upon the subject of
slavery according to a prescription of Congress. The sentiment is now
general, if not universal, that Congress had no constitutional power to
impose the restriction. This was frankly admitted at the bar in the
course of this argument. The principles which this court have
pronounced condemn the pretension then made on behalf of the legislative
department. In Groves v. Slaughter, 15 Pet., the Chief Justice said:
The power over this subject is exclusively
with the several States, and each of them has a right to decide for
itself whether it will or will not allow persons of this description to
be brought within its limits.
Justice McLean said:
The Constitution of the United States
operates alike in all the States, and one State has the same power over
the subject of slavery as every other State.
In Pollard's Lessee v. Hagan, 3 How. 212, the court said:
The United States have no constitutional capacity to exercise municipal
[p509]
jurisdiction, sovereignty, or eminent domain within the
limits of a State or elsewhere except in cases where it is delegated,
and the court denies the faculty of the Federal Government to add to its
powers by treaty or compact.
This is a necessary consequence resulting
from the nature of the Federal Constitution, which is a federal compact
among the States establishing a limited Government, with powers
delegated by the people of distinct and independent communities, who
reserved to their State Governments, and to themselves, the powers they
did not grant. This claim to impose a restriction upon the people of
Missouri involved a denial of the constitutional relations between the
people of the States and Congress, and affirmed a concurrent right for
the latter, with their people, to constitute the social and political
system of the new States. A successful maintenance of this claim would
have altered the basis of the Constitution. The new States would have
become members of a Union defined in part by the Constitution and in
part by Congress. They would not have been admitted to "this Union."
Their sovereignty would have been restricted by Congress, as well as the
Constitution. The demand was unconstitutional and subversive, but was
prosecuted with an energy and aroused such animosities among the people
that patriots whose confidence had not failed during the Revolution
began to despair for the Constitution.
[n2]
Amid the utmost violence of this extraordinary
contest, the expedient contained in the eighth section of this act was
proposed to moderate it, and to avert the catastrophe it menaced. It
was not seriously debated, nor were its constitutional aspects severely
scrutinized by Congress. For the first time in the history of the
country has its operation been embodied in a case at law and been
presented to this court for their judgment. The inquiry is whether
there are conditions in the Constitutions of the Territories which
subject the capacity and status of persons within their limits to the
direct action of Congress. Can Congress determine the condition and
status of persons who inhabit the Territories?
The Constitution permits Congress to dispose
of and to make all needful rules and regulations respecting the
territory or other property belonging to the United States. This power
applies as well to territory belonging to the United States within the
States as beyond them. It comprehends all the public domain, wherever
it may be. The argument is that
[p510]
the power to make "ALL needful rules and regulations"
"is a power of legislation," "a full legislative power," "that it
includes all subjects of legislation in the territory," and is without
any limitations, except the positive prohibitions which affect all the
powers of Congress. Congress may then regulate or prohibit slavery upon
the public domain within the new States, and such a prohibition would
permanently affect the capacity of a slave whose master might carry him
to it. And why not? Because no power has been conferred on Congress.
This is a conclusion universally admitted. But the power to "make rules
and regulations respecting the territory" is not restrained by State
lines, nor are there any constitutional prohibitions upon its exercise
in the domain of the United States within the States, and whatever rules
and regulations respecting territory Congress may constitutionally make
are supreme, and are not dependent on the situs of "the territory."
The author of the Farmer's Letters, so
famous in the ante-revolutionary history, thus states the argument made
by the American loyalists in favor of the claim of the British
Parliament to legislate in all cases whatever over the colonies: "It
has been urged with great vehemence against us," he says,
and it seems to be thought their FORT by
our adversaries that a power of regulation is a power of legislation,
and a power of legislation, if constitutional, must be universal and
supreme, in the utmost sense of the word. It is therefore concluded
that the colonies, by acknowledging the power of regulation,
acknowledged every other power.
This sophism imposed upon a portion of the patriots of that day. Chief Justice Marshall, in his life of Washington, says
that many of the best-informed men in
Massachusetts had perhaps adopted the opinion of the parliamentary right
of internal government over the colonies; . . . that the English
statute book furnishes many instances of its exercise; . . . that in no
case recollected was their authority openly controverted;
and "that the General Court of
Massachusetts, on a late occasion, openly recognised the principle."
Marsh.Wash., v. 2, p. 75, 76.
But the more eminent men of Massachusetts
rejected it, and another patriot of the time employs the instance to
warn us of "the stealth with which oppression approaches," and "the
enormities towards which precedents travel." And the people of the
United States, as we have seen, appealed to the last argument, rather
than acquiesce in their authority. Could it have been the purpose of
Washington and his illustrious associates, by the use of ambiguous,
equivocal, and expansive
[p511]
words, such as "rules," "regulations," "territory," to
reestablish in the Constitution of their country that fort which had
been prostrated amid the toils and with the sufferings and sacrifices of
seven years of war? Are these words to be understood as the Norths,
the Grenvilles, Hillsboroughs, Hutchinsons, and Dunmores -- in a word,
as George III would have understood them -- or are we to look for their
interpretation to Patrick Henry or Samuel Adams, to Jefferson, and Jay,
and Dickinson, to the sage Franklin, or to Hamilton, who, from his early
manhood, was engaged in combating British constructions of such words?
We know that the resolution of Congress of 1780 contemplated that the
new States to be formed under their recommendation were to have the same
rights of sovereignty, freedom, and independence, as the old. That
every resolution, cession, compact, and ordinance of the States observed
the same liberal principle. That the Union of the Constitution is a
union formed of equal States, and that new States, when admitted, were
to enter "this Union." Had another union been proposed in "any pointed
manner," it would have encountered not only "strong," but successful,
opposition. The disunion between Great Britain and her colonies
originated in the antipathy of the latter to "rules and regulations"
made by a remote power respecting their internal policy. In forming the
Constitution, this fact was ever present in the minds of its authors.
The people were assured by their most trusted statesmen "that the
jurisdiction of the Federal Government is limited to certain enumerated
objects, which concern all members of the republic," and
that the local or municipal authorities
form distinct portions of supremacy, no more subject within their
respective spheres to the general authority than the general authority
is subject to them within its own sphere.
Still this did not content them. Under the
lead of Hancock and Samuel Adams, of Patrick Henry and George Mason,
they demanded an explicit declaration that no more power was to be
exercised than they had delegated. And the Ninth and Tenth Amendments
to the Constitution were designed to include the reserved rights of the
States, and the people, within all the sanctions of that instrument, and
to bind the authorities, State and Federal, by the judicial oath it
prescribes, to their recognition and observance. Is it probable,
therefore that the supreme and irresponsible power, which is now claimed
for Congress over boundless territories, the use of which cannot fail
to react upon the political system of the States, to its subversion, was
ever within the contemplation of the statesmen who conducted the
counsels of the people in the formation of this Constitution? When
[p512]
the questions that came to the surface upon the acquisition of Louisiana were presented to the mind of Jefferson, he wrote:
I had rather ask an enlargement of power
from the nation, where it is found necessary, than to assume it by a
construction which would make our powers boundless. Our peculiar
security is in the possession of a written Constitution. Let us not
make it blank paper by construction. I say the same as to the opinion
of those who consider the grant of the treaty-making power as boundless.
If it is, then we have no Constitution. If it has bounds, they can be
no others than the definitions of the powers which that instrument
gives. It specifies and delineates the operations permitted to the
Federal Government, and gives the powers necessary to carry them into
execution.
The publication of the journals of the
Federal Convention in 1819, of the debates reported by Mr. Madison in
1840, and the mass of private correspondence of the early statesmen
before and since, enable us to approach the discussion of the aims of
those who made the Constitution with some insight and confidence.
I have endeavored, with the assistance of
these, to find a solution for the grave and difficult question involved
in this inquiry. My opinion is that the claim for Congress of supreme
power in the Territories, under the grant to "dispose of and make all
needful rules and regulations respecting territory," is not supported by
the historical evidence drawn from the Revolution, the Confederation,
or the deliberations which preceded the ratification of the Federal
Constitution. The Ordinance of 1787 depended upon the action of the
Congress of the Confederation, the assent of the State of Virginia, and
the acquiescence of the people who recognised the validity of that plea
of necessity which supported so many of the acts of the Governments of
that time, and the Federal Government accepted the ordinance as a
recognised and valid engagement of the Confederation.
In referring to the precedents of 1798 and
1800, I find the Constitution was plainly violated by the invasion of
the rights of a sovereign State, both of soil and jurisdiction, and in
reference to that of 1804, the wisest statesmen protested against it,
and the President more than doubted its policy and the power of the
Government.
Mr. John Quincy Adams, at a later period, says of the last act
that the President found Congress mounted
to the pitch of passing those acts without inquiring where they acquired
the authority, and he conquered his own scruples as they had done
theirs.
But this court cannot undertake for themselves the same conquest. They acknowledge that our peculiar security
[p513]
is in the possession of a written Constitution, and they cannot make it blank paper by construction.
They look to its delineation of the
operations of the Federal Government, and they must not exceed the
limits it marks out, in their administration. The court have said
that Congress cannot exercise municipal
jurisdiction, sovereignty, or eminent domain, within the limits of a
State or elsewhere, beyond what has been delegated.
We are then to find the authority for
supreme power in the Territories in the Constitution. What are the
limits upon the operations of a Government invested with legislative,
executive, and judiciary powers, and charged with the power to dispose
of and to make all needful rules and regulations respecting a vast
public domain? The feudal system would have recognised the claim made
on behalf of the Federal Government for supreme power over persons and
things in the Territories as an incident to this title -- that is the
title to dispose of and make rules and regulations respecting it.
The Norman lawyers of William the Conqueror
would have yielded an implicit assent to the doctrine that a supreme
sovereignty is an inseparable incident to a grant to dispose of and to
make all needful rules and regulations respecting the public domain.
But an American patriot, in contrasting the European and American
systems, may affirm
that European sovereigns give lands to
their colonists, but reserve to themselves a power to control their
property, liberty, and privileges, but the American Government sells the
lands belonging to the people of the several States (i.e.,
United States) to their citizens, who are already in the possession of
personal and political rights which the Government did not give and
cannot take away.
And the advocates for Government sovereignty
in the Territories have been compelled to abate a portion of the
pretensions originally made in its behalf, and to admit that the
constitutional prohibitions upon Congress operate in the Territories.
But a constitutional prohibition is not requisite to ascertain a
limitation upon the authority of of the several departments of the
Federal Government. Nor are the States or people restrained by any
enumeration or definition of their rights or liberties.
To impair or diminish either, the department
must produce an authority from the people themselves, in their
Constitution, and, as we have seen, a power to make rules and
regulations respecting the public domain does not confer a municipal
sovereignty over persons and things upon it. But as this is "thought
their fort" by our adversaries, I propose a more definite examination of
it. We have seen, Congress does not
[p514]
dispose of or make rules and regulations respecting domain belonging to themselves, but belonging to the United States.
These conferred on their mandatory,
Congress, authority to dispose of the territory which belonged to them
in common, and to accomplish that object beneficially and effectually,
they gave an authority to make suitable rules and regulations respecting
it. When the power of disposition is fulfilled, the authority to make
rules and regulations terminates, for it attaches only upon territory
"belonging to the United States."
Consequently, the power to make rules and
regulations, from the nature of the subject, is restricted to such
administrative and conservatory acts as are needful for the preservation
of the public domain and its preparation for sale or disposition. The
system of land surveys, the reservations for schools, internal
improvements, military sites, and public buildings, the preemption
claims of settlers, the establishment of land offices and boards of
inquiry to determine the validity of land titles, the modes of entry and
sale, and of conferring titles, the protection of the lands from
trespass and waste, the partition of the public domain into municipal
subdivisions, having reference to the erection of Territorial
Governments and States, and perhaps the selection, under their
authority, of suitable laws for the protection of the settlers until
there may be a sufficient number of them to form a self-sustaining
municipal Government -- these important rules and regulations will
sufficiently illustrate the scope and operation of the 3d section of the
4th article of the Constitution. But this clause in the Constitution
does not exhaust the powers of Congress within the territorial
subdivisions, or over the persons who inhabit them. Congress may
exercise there all the powers of Government which belong to them as the
Legislature of the United States, of which these Territories make a
part. Loughborough v. Blake, 5 Wheat. 317. Thus, the laws of
taxation, for the regulation of foreign, Federal, and Indian commerce,
and so for the abolition of the slave trade, for the protection of
copyrights and inventions, for the establishment of postal communication
and courts of justice, and for the punishment of crimes are as
operative there as within the States. I admit that to mark the bounds
for the jurisdiction of the Government of the United States within the
Territory, and of its power in respect to persons and things within the
municipal subdivisions it has created, is a work of delicacy and
difficulty, and in a great measure is beyond the cognizance of the
judiciary department of that Government. How much municipal power may
be exercised by the people of the Territory before their admission to
the Union, the courts of justice cannot decide. This must depend, for
[p515]
the most part, on political considerations, which
cannot enter into the determination of a case of law or equity. I do
not feel called upon to define the jurisdiction of Congress. It is
sufficient for the decision of this case to ascertain whether the
residuary sovereignty of the States or people has been invaded by the
8th section of the act of 6th March, 1820, I have cited, insofar as it
concerns the capacity and status of persons in the condition and
circumstances of the plaintiff and his family.
These States, at the adoption of the Federal
Constitution, were organized communities, having distinct systems of
municipal law, which, though derived from a common source and
recognising in the main similar principles, yet in some respects had
become unlike, and, on a particular subject, promised to be
antagonistic.
Their systems provided protection for life,
liberty, and property among their citizens, and for the determination of
the condition and capacity of the persons domiciled within their
limits. These institutions, for the most part, were placed beyond the
control of the Federal Government. The Constitution allows Congress to
coin money, and regulate its value, to regulate foreign and Federal
commerce, to secure, for a limited period, to authors and inventors a
property in their writings and discoveries, and to make rules concerning
captures in war, and, within the limits of these powers, it has
exercised, rightly, to a greater or less extent, the power to determine
what shall and what shall not be property.
But the great powers of war and negotiation,
finance, postal communication, and commerce, in general, when employed
in respect to the property of a citizen, refer to and depend upon the
municipal laws of the States to ascertain and determine what is
property, and the rights of the owner, and the tenure by which it is
held.
Whatever these Constitutions and laws
validly determine to be property, it is the duty of the Federal
Government, through the domain of jurisdiction merely Federal, to
recognise to be property.
And this principle follows from the
structure of the respective Governments, State and Federal, and their
reciprocal relations. They are different agents and trustees of the
people of the several States, appointed with different powers and with
distinct purposes, but whose acts, within the scope of their respective
jurisdictions, are mutually obligatory. They are, respectively, the
depositories of such powers of legislation as the people were willing to
surrender, and their duty is to cooperate within their several
jurisdictions to maintain the rights of the same citizens under both
Governments unimpaired.
[p516]
A proscription, therefore, of the Constitution and laws
of one or more States, determining property, on the part of the Federal
Government, by which the stability of its social system may be
endangered is plainly repugnant to the conditions on which the Federal
Constitution was adopted, or which that Government was designed to
accomplish. Each of the States surrendered its powers of war and
negotiation, to raise armies and to support a navy, and all of these
powers are sometimes required to preserve a State from disaster and
ruin. The Federal Government was constituted to exercise these powers
for the preservation of the States, respectively, and to secure to all
their citizens the enjoyment of the rights which were not surrendered to
the Federal Government. The provident care of the statesmen who
projected the Constitution was signalized by such a distribution of the
powers of Government as to exclude many of the motives and opportunities
for promoting provocations and spreading discord among the States, and
for guarding against those partial combinations, so destructive of the
community of interest, sentiment, and feeling, which are so essential to
the support of the Union. The distinguishing features of their system
consist in the exclusion of the Federal Government from the local and
internal concerns of, and in the establishment of an independent
internal Government within, the States. And it is a significant fact in
the history of the United States that those controversies which have
been productive of the greatest animosity, and have occasioned most
peril to the peace of the Union, have had their origin in the well
sustained opinion of a minority among the people that the Federal
Government had overstepped its constitutional limits to grant some
exclusive privilege, or to disturb the legitimate distribution of
property or power among the States or individuals. Nor can a more
signal instance of this be found than is furnished by the act before us.
No candid or rational man can hesitate to believe that if the subject
of the eighth section of the act of March, 1820, had never been
introduced into Congress and made the basis of legislation, no interest
common to the Union would have been seriously affected. And certainly
the creation within this Union of large confederacies of unfriendly and
frowning States, which has been the tendency and, to an alarming extent,
the result produced by the agitation arising from it does not commend
it to the patriot or statesman. This court have determined that the
intermigration of slaves was not committed to the jurisdiction or
control of Congress. Wherever a master is entitled to go within the
United States, his slave may accompany him without any impediment from
or fear of Congressional
[p517]
legislation or interference. The question then arises
whether Congress, which can exercise no jurisdiction over the relations
of master and slave within the limits of the Union, and is bound to
recognise and respect the rights and relations that validly exist under
the Constitutions and laws of the States, can deny the exercise of those
rights, and prohibit the continuance of those relations, within the
Territories.
And the citation of State statutes
prohibiting the immigration of slaves, and of the decisions of State
courts enforcing the forfeiture of the master's title in accordance with
their rule, only darkens the discussion. For the question is have
Congress the municipal sovereignty in the Territories which the State
Legislatures have derived from the authority of the people, and exercise
in the States?
And this depends upon the construction of the article in the Constitution before referred to.
And, in my opinion that clause confers no
power upon Congress to dissolve the relations of the master and slave on
the domain of the United States, either within or without any of the
States.
The eighth section of the act of Congress of
the 6th of March, 1820, did not, in my opinion, operate to determine
the domestic condition and status of the plaintiff and his family during
their sojourn in Minnesota Territory, or after their return to
Missouri.
The question occurs as to the judgment to be
given in this case. It appeared upon the trial that the plaintiff, in
1834, was in a state of slavery in Missouri, and he had been in Missouri
for near fifteen years in that condition when this suit was brought.
Nor does it appear that he at any time possessed another state or
condition de facto. His claim to freedom depends upon his
temporary relocation, from the domicil of his origin, in company with
his master, to communities where the law of slavery did not prevail. My
examination is confined to the case as it was submitted upon
uncontested evidence, upon appropriate issues to the jury, and upon the
instructions given and refused by the court upon that evidence. My
opinion is that the opinion of the Circuit Court was correct upon all
the claims involved in those issues, and that the verdict of the jury
was justified by the evidence and instructions.
The jury have returned that the plaintiff and his family are slaves.
Upon this record, it is apparent that this
is not a controversy between citizens of different States, and that the
plaintiff, at no period of the life which has been submitted to the view
of the court, has had a capacity to maintain a suit in the courts
[p518]
of the United States. And in so far as the argument of
the Chief Justice upon the plea in abatement has a reference to the
plaintiff or his family in any of the conditions or circumstances of
their lives as presented in the evidence, I concur in that portion of
his opinion. I concur in the judgment which expresses the conclusion
that the Circuit Court should not have rendered a general judgment.
The capacity of the plaintiff to sue is
involved in the pleas in bar, and the verdict of the jury discloses an
incapacity under the Constitution. Under the Constitution of the United
States, his is an incapacity to sue in their courts, while, by the laws
of Missouri, the operation of the verdict would be more extensive. I
think it a safe conclusion to enforce the lesser disability imposed by
the Constitution of the United States, and leave to the plaintiff all
his rights in Missouri. I think the judgment should be affirmed, on the
ground that the Circuit Court had no jurisdiction, or that the case
should be reversed and remanded that the suit may be dismissed.
1.
Mr. Varnum said: "The bill provided such a Government as had never
been known in the United States." Mr. Eustis: "The Government laid
down in this bill is certainly a new thing in the United States." Mr.
Lucas: "It has been remarked that this bill establishes elementary
principles never previously introduced in the Government of any
Territory of the United States. Granting the truth of this
observation," &c. Mr. Macon: "My first objection to the principle
contained in this section is that it establishes a species of government
unknown to the United States." Mr. Boyle: "Were the President an
angel instead of a man, I would not clothe him with this power." Mr. G.
W. Campbell: "On examining the section, it will appear that it really
establishes a complete despotism." Mr. Sloan: "Can anything be more
repugnant to the principles of just government? Can anything be more
despotic?" -- Annals of Congress, 1803-1804
2. Mr. Jefferson wrote:
The Missouri question is the most
portentous one that ever threatened our Union. In the gloomiest moments
of the revolutionary war, I never had any apprehension equal to that I
feel from this source.
TOP Dissent
MCLEAN, J., Dissenting Opinion
Mr. Justice McLEAN dissenting.
This case is before us on a writ of error from the Circuit Court for the district of Missouri.
An action of trespass was brought which
charges the defendant with an assault and imprisonment of the plaintiff,
and also of Harriet Scott, his wife, Eliza and Lizzie, his two
children, on the ground that they were his slaves, which was without
right on his part and against law.
The defendant filed a plea in abatement,
that said causes of action, and each and
every of them, if any such accrued to the said Dred Scott, accrued out
of the jurisdiction of this court, and exclusively within the
jurisdiction of the courts of the State of Missouri, for that, to-wit,
said plaintiff, Dred Scott, is not a citizen of the State of Missouri,
as alleged in his declaration, because he is a negro of African descent,
his ancestors were of pure African blood, and were brought into this
country and sold as negro slaves, and this the said Sandford is ready to
verify, wherefore he prays judgment whether the court can or will take
further cognizance of the action aforesaid.
To this a demurrer was filed which, on
argument, was sustained by the court, the plea in abatement being held
insufficient; the defendant was ruled to plead over. Under this rule,
he pleaded: 1. Not guilty, 2. That Dred Scott was a negro slave, the
property of the defendant, and 3. That Harriet, the wife, and Eliza and
Lizzie, the daughters of the plaintiff, were the lawful slaves of the
defendant.
Issue was joined on the first plea, and replications of de injuria were filed to the other pleas.
The parties agreed to the following facts:
In the year 1834, the plaintiff was a negro slave belonging to Dr.
Emerson, who was a surgeon in the army of the United States. In that
year, Dr. Emerson took the plaintiff from the State of Missouri to
[p530]
the post of Rock Island, in the State of Illinois, and
held him there as a slave until the month of April or May, 1836. At the
time last mentioned, Dr. Emerson removed the plaintiff from Rock Island
to the military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the territory Known as Upper Louisiana, acquired
by the United States of France, and situate north of latitude thirty-six
degrees thirty minutes north, and north of the State of Missouri. Dr.
Emerson held the plaintiff in slavery, at Fort Snelling from the
last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in
the second count of the plaintiff's declaration, was the negro slave of
Major Taliaferro, who belonged to the army of the United States. In
that year, Major Taliaferro took Harriet to Fort Snelling, a military
post situated as hereinbefore stated, and kept her there as a slave
until the year 1836, and then sold and delivered her as a slave, at Fort
Snelling, unto Dr. Emerson, who held her in slavery at that place until
the year 1838.
In the year 1836, the plaintiff and Harriet
were married at Fort Snelling, with the consent of Dr. Emerson, who
claimed to be their master and owner. Eliza and Lizzie, named in the
third count of the plaintiff's declaration, are the fruit of that
marriage. Eliza is about fourteen years old, and was born on board the
steamboat Gipsey, north of the north line of the State of
Missouri, and upon the river Mississippi. Lizzie is about seven years
old, and was born in the State of Missouri at the military post called
Jefferson Barracks.
In the year 1838, Dr. Emerson removed the
plaintiff and said Harriet and their daughter Eliza from Fort Snelling
to the State of Missouri, where they have ever since resided.
Before the commencement of the suit, Dr.
Emerson sold and conveyed the plaintiff, Harriet, Eliza, and Lizzie, to
the defendant as slaves, and he has ever since claimed to hold them as
slaves.
At the times mentioned in the plaintiff's
declaration, the defendant, claiming to be the owner, laid his hands
upon said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them,
doing in this respect, however, no more than he might lawfully do if
they were of right his slaves at such times.
In the first place, the plea to the
jurisdiction is not before us on this writ of error. A demurrer to the
plea was sustained, which ruled the plea bad, and the defendant, on
leave, pleaded over.
The decision on the demurrer was in favor of
the plaintiff, and, as the plaintiff prosecutes this writ of error, he
does not complain of the decision on the demurrer. The defendant
[p531]
might have complained of this decision, as against him,
and have prosecuted a writ of error to reverse it. But as the case,
under the instruction of the court to the jury, was decided in his
favor, of course he had no ground of complaint.
But it is said, if the court, on looking at
the record, shall clearly perceive that the Circuit Court had no
jurisdiction, it is a ground for the dismissal of the case. This may be
characterized as rather a sharp practice, and one which seldom, if
ever, occurs. No case was cited in the argument as authority, and not a
single case precisely in point is recollected in our reports. The
pleadings do not show a want of jurisdiction. This want of jurisdiction
can only be ascertained by a judgment on the demurrer to the special
plea. No such case, it is believed, can be cited. But if this rule of
practice is to be applied in this case, and the plaintiff in error is
required to answer and maintain as well the points ruled in his favor,
as to show the error of those ruled against him, he has more than an
ordinary duty to perform. Under such circumstances, the want of
jurisdiction in the Circuit Court must be so clear as not to admit of
doubt. Now the plea which raises the question of jurisdiction, in my
judgment, is radically defective. The gravamen of the plea is this:
That the plaintiff is a negro of African
descent, his ancestors being of pure African blood, and were brought
into this country and sold as negro slaves.
There is no averment in this plea which
shows or conduces to show an inability in the plaintiff to sue in the
Circuit Court. It does not allege that the plaintiff had his domicil in
any other State, nor that he is not a free man in Missouri. He is
averred to have had a negro ancestry, but this does not show that he is
not a citizen of Missouri within the meaning of the act of Congress
authorizing him to sue in the Circuit Court. It has never been held
necessary, to constitute a citizen within the act, that he should have
the qualifications of an elector. Females and minors may sue in the
Federal courts, and so may any individual who has a permanent domicil in
the State under whose laws his rights are protected, and to which he
owes allegiance.
Being born under our Constitution and laws,
no naturalization is required, as one of foreign birth, to make him a
citizen. The most general and appropriate definition of the term
citizen is "a freeman." Being a freeman, and having his domicil in a
State different from that of the defendant, he is a citizen within the
act of Congress, and the courts of the Union are open to him.
It has often been held that the jurisdiction, as regards parties, can only be exercised between citizens of different States,
[p532]
and that a mere residence is not sufficient, but this has been said to distinguish a temporary from a permanent residence.
To constitute a good plea to the
jurisdiction, it must negative those qualities and rights which enable
an individual to sue in the Federal courts. This has not been done, and
on this ground the plea was defective, and the demurrer was properly
sustained. No implication can aid a plea in abatement or in bar; it
must be complete in itself; the facts stated, if true, must abate or bar
the right of the plaintiff to sue. This is not the character of the
above plea. The facts stated, if admitted, are not inconsistent with
other facts which may be presumed and which bring the plaintiff within
the act of Congress.
The pleader has not the boldness to allege
that the plaintiff is a slave, as that would assume against him the
matter in controversy, and embrace the entire merits of the case in a
plea to the jurisdiction. But beyond the facts set out in the plea, the
court, to sustain it, must assume the plaintiff to be a slave, which is
decisive on the merits. This is a short and an effectual mode of
deciding the cause, but I am yet to learn that it is sanctioned by any
known rule of pleading.
The defendant's counsel complain that, if
the court take jurisdiction on the ground that the plaintiff is free,
the assumption is against the right of the master. This argument is
easily answered. In the first place, the plea does not show him to be a
slave; it does not follow that a man is not free whose ancestors were
slaves. The reports of the Supreme Court of Missouri show that this
assumption has many exceptions, and there is no averment in the plea
that the plaintiff is not within them.
By all the rules of pleading, this is a
fatal defect in the plea. If there be doubt, what rule of construction
has been established in the slave States? In Jacob v. Sharp,
Meigs's Rep., Tennessee 114, the court held, when there was doubt as to
the construction of a will which emancipated a slave, "it must be
construed to be subordinate to the higher and more important right of
freedom."
No injustice can result to the master from
an exercise of jurisdiction in this cause. Such a decision does not in
any degree affect the merits of the case; it only enables the plaintiff
to assert his claims to freedom before this tribunal. If the
jurisdiction be ruled against him on the ground that he is a slave, it
is decisive of his fate.
It has been argued that, if a colored person
be made a citizen of a State, he cannot sue in the Federal court. The
Constitution declares that Federal jurisdiction "may be exercised
between citizens of different States," and the same is provided
[p533]
in the act of 1789. The above argument is properly met
by saying that the Constitution was intended to be a practical
instrument, and where its language is too plain to be misunderstood, the
argument ends.
In Chirae v. Chirae, 2 Wheat. 261, 4
Curtis 99, this court says: "That the power of naturalization is
exclusively in Congress does not seem to be, and certainly ought not to
be, controverted." No person can legally be made a citizen of a State,
and consequently a citizen of the United States, of foreign birth,
unless he be naturalized under the acts of Congress. Congress has power
"to establish a uniform rule of naturalization."
It is a power which belongs exclusively to
Congress, as intimately connected with our Federal relations. A State
may authorize foreigners to hold real estate within its jurisdiction,
but it has no power to naturalize foreigners, and give them the rights
of citizens. Such a right is opposed to the acts of Congress on the
subject of naturalization, and subversive of the Federal powers. I
regret that any countenance should be given from this bench to a
practice like this in some of the States, which has no warrant in the
Constitution.
In the argument, it was said that a colored
citizen would not be an agreeable member of society. This is more a
matter of taste than of law. Several of the States have admitted
persons of color to the right of suffrage, and, in this view, have
recognised them as citizens, and this has been done in the slave as well
as the free States. On the question of citizenship, it must be
admitted that we have not been very fastidious. Under the late treaty
with Mexico, we have made citizens of all grades, combinations, and
colors. The same was done in the admission of Louisiana and Florida.
No one ever doubted, and no court ever held that the people of these
Territories did not become citizens under the treaty. They have
exercised all the rights of citizens, without being naturalized under
the acts of Congress.
There are several important principles
involved in this case which have been argued, and which may be
considered under the following heads:
1. The locality of slavery, as settled by this court and the courts of the States.
2. The relation which the Federal Government bears to slavery in the States.
3. The power of Congress to establish Territorial Governments and to prohibit the introduction of slavery therein.
4. The effect of taking slaves into a new State or Territory, and so holding them, where slavery is prohibited.
5. Whether the return of a slave under the control of his
[p534]
master, after being entitled to his freedom, reduces him to his former condition.
6. Are the decisions of the Supreme Court of Missouri on the questions before us binding on this court within the rule adopted.
In the course of my judicial duties, I have had occasion to consider and decide several of the above points.
1. As to the locality of slavery. The civil
law throughout the Continent of Europe, it is believed, without an
exception, is that slavery can exist only within the territory where it
is established, and that, if a slave escapes or is carried beyond such
territory, his master cannot reclaim him, unless by virtue of some
express stipulation. Grotius, lib. 2, chap. 15, 5, 1, lib. 10, chap.
10, 2, 1, Wicqueposts Ambassador, lib. 1, p. 418, 4 Martin 385, Case of
the Creole in the House of Lords, 1842, 1 Phillimore on International
Law 316, 335.
There is no nation in Europe which considers
itself bound to return to his master a fugitive slave under the civil
law or the law of nations. On the contrary, the slave is held to be
free where there is no treaty obligation, or compact in some other form,
to return him to his master. The Roman law did now allow freedom to be
sold. An ambassador or any other public functionary could not take a
slave to France, Spain, or any other country of Europe without
emancipating him. A number of slaves escaped from a Florida plantation,
and were received on board of ship by Admiral Cochrane; by the King's
Bench, they were held to be free. 2 Barn. and Cres. 440.
In the great and leading case of Prigg v. The State of Pennsylvania,
16 Peters 594, 14 Curtis 421, this court said that, by the general law
of nations, no nation is bound to recognise the state of slavery, as
found within its territorial dominions, where it is in opposition to its
own policy and institutions, in favor of the subjects of other nations
where slavery is organized. If it does it, it is as a matter of comity,
and not as a matter of international right. The state of slavery is
deemed to be a mere municipal regulation, founded upon and limited to
the range of the territorial laws. This was fully recognised in Somersett's Case, Lafft's Rep. 1, 20 Howell's State Trials, 79, which was decided before the American Revolution.
There was some contrariety of opinion among the judges on certain points ruled in Prigg's Case,
but there was none in regard to the great principle that slavery is
limited to the range of the laws under which it is sanctioned.
No case in England appears to have been more thoroughly examined than that of Somersett. The judgment pronounced
[p535]
by Lord Mansfield was the judgment of the Court of
King's Bench. The cause was argued at great length, and with great
ability, by Hargrave and others, who stood among the most eminent
counsel in England. It was held under advisement from term to term, and
a due sense of its importance was felt and expressed by the Bench.
In giving the opinion of the court, Lord Mansfield said:
The state of slavery is of such a nature
that it is incapable of being introduced on any reasons, moral or
political, but only by positive law, which preserves its force long
after the reasons, occasion, and time itself from whence it was created
is erased from the memory; it is of a nature that nothing can be
suffered to support it but positive law.
He referred to the contrary opinion of Lord
Hardwicke, in October, 1749, as Chancellor: "That he and Lord Talbot,
when Attorney and Solicitor General, were of opinion that no such claim
as here presented, for freedom, was valid."
The weight of this decision is sought to be
impaired from the terms in which it was described by the exuberant
imagination of Curran. The words of Lord Mansfield, in giving the
opinion of the court, were such as were fit to be used by a great judge
in a most important case. It is a sufficient answer to all objections
to that judgment that it was pronounced before the Revolution, and that
it was considered by this court as the highest authority. For near a
century, the decision in Somersett's Case has remained the law of England. The Case of the Slave Grace,
decided by Lord Stowell in 1827, does not, as has been supposed,
overrule the judgment of Lord Mansfield. Lord Stowell held that, during
the residence of the slave in England, "No dominion, authority, or
coercion, can be exercised over him." Under another head, I shall have
occasion to examine the opinion in the Case of Grace.
To the position that slavery can only exist
except under the authority of law, it is objected that in few if in any
instances has it been established by statutory enactment. This is no
answer to the doctrine laid down by the court. Almost all the
principles of the common law had their foundation in usage. Slavery was
introduced into the colonies of this country by Great Britain at an
early period of their history, and it was protected and cherished until
it became incorporated into the colonial policy. It is immaterial
whether a system of slavery was introduced by express law or otherwise,
if it have the authority of law. There is no slave State where the
institution is not recognised and protected by statutory enactments and
judicial decisions. Slaves are made property by the laws of the slave
States, and as such are liable to the claims of creditors;
[p536]
they descend to heirs, are taxed, and, in the South, they are a subject of commerce.
In the case of Rankin v. Lydia, 2 A. K. Marshall's Rep., Judge Mills, speaking for the Court of Appeals of Kentucky, says:
In deciding the question [of slavery], we
disclaim the influence of the general principles of liberty which we all
admire, and conceive it ought to be decided by the law as it is, and
not as it ought to be. Slavery is sanctioned by the laws of this State,
and the right to hold slaves under our municipal regulations is
unquestionable. But we view this as a right existing by positive law of
a municipal character, without foundation in the law of nature or the
unwritten and common law.
I will now consider the relation which the Federal Government bears to slavery in the States:
Slavery is emphatically a State institution. In the ninth section of the first article of the Constitution, it is provided
that the migration or importation of such
persons as any of the States now existing shall think proper to admit
shall not be prohibited by the Congress prior to the year 1808, but a
tax or duty may be imposed on such importation not exceeding ten dollars
for each person.
In the Convention, it was proposed by a
committee of eleven to limit the importation of slaves to the year 1800,
when Mr. Pinckney moved to extend the time to the year 1808. This
motion was carried -- New Hampshire, Massachusetts, Connecticut,
Maryland, North Carolina, South Carolina, and Georgia, voting in the
affirmative, and New Jersey, Pennsylvania, and Virginia, in the
negative. In opposition to the motion, Mr. Madison said:
Twenty years will produce all the mischief
that can be apprehended from the liberty to import slaves, so long a
term will be more dishonorable to the American character than to say
nothing about it in the Constitution.
Madison Papers.
The provision in regard to the slave trade
shows clearly that Congress considered slavery a State institution, to
be continued and regulated by its individual sovereignty; and to
conciliate that interest, the slave trade was continued twenty years not
as a general measure, but for the "benefit of such States as shall
think proper to encourage it."
In the case of Groves v. Slaughter,
15 Peters 499, 14 Curtis 137, Messrs. Clay and Webster contended that,
under the commercial power, Congress had a right to regulate the slave
trade among the several States, but the court held that Congress had no
power to interfere with slavery as it exists in the States, or to
regulate what is called the slave trade among
[p537]
them. If this trade were subject to the commercial
power, it would follow that Congress could abolish or establish slavery
in every State of the Union.
The only connection which the Federal
Government holds with slaves in a State arises from that provision of
the Constitution which declares that
No person held to service or labor in one
State, under the laws thereof, escaping into another, shall, in
consequence of any law or regulation therein, be discharged from such
service or labor, but shall be delivered up on claim of the party to
whom such service or labor may be due.
This being a fundamental law of the Federal
Government, it rests mainly for its execution, as has been held, on the
judicial power of the Union, and so far as the rendition of fugitives
from labor has become a subject of judicial action, the Federal
obligation has been faithfully discharged.
In the formation of the Federal
Constitution, care was taken to confer no power on the Federal
Government to interfere with this institution in the States. In the
provision respecting the slave trade, in fixing the ratio of
representation, and providing for the reclamation of fugitives from
labor, slaves were referred to as persons, and in no other respect are
they considered in the Constitution.
We need not refer to the mercenary spirit
which introduced the infamous traffic in slaves to show the degradation
of negro slavery in our country. This system was imposed upon our
colonial settlements by the mother country, and it is due to truth to
say that the commercial colonies and States were chiefly engaged in the
traffic. But we know as a historical fact that James Madison, that
great and good man, a leading member in the Federal Convention, was
solicitous to guard the language of that instrument so as not to convey
the idea that there could be property in man.
I prefer the lights of Madison, Hamilton,
and Jay as a means of construing the Constitution in all its bearings,
rather than to look behind that period into a traffic which is now
declared to be piracy, and punished with death by Christian nations. I
do not like to draw the sources of our domestic relations from so dark a
ground. Our independence was a great epoch in the history of freedom,
and while I admit the Government was not made especially for the colored
race, yet many of them were citizens of the New England States, and
exercised, the rights of suffrage when the Constitution was adopted, and
it was not doubted by any intelligent person that its tendencies would
greatly ameliorate their condition.
Many of the States, on the adoption of the Constitution, or
[p538]
shortly afterward, took measures to abolish slavery
within their respective jurisdictions, and it is a well known fact that a
belief was cherished by the leading men, South as well as North, that
the institution of slavery would gradually decline until it would become
extinct. The increased value of slave labor, in the culture of cotton
and sugar, prevented the realization of this expectation. Like all
other communities and States, the South were influenced by what they
considered to be their own interests.
But if we are to turn our attention to the
dark ages of the world, why confine our view to colored slavery? On the
same principles, white men were made slaves. All slavery has its
origin in power, and is against right.
The power of Congress to establish
Territorial Governments, and to prohibit the introduction of slavery
therein, is the next point to be considered.
After the cession of western territory by
Virginia and other States to the United States, the public attention was
directed to the best mode of disposing of it for the general benefit.
While in attendance on the Federal Convention, Mr. Madison, in a letter
to Edmund Randolph dated the 22d April, 1787, says:
Congress are deliberating on the plan most
eligible for disposing of the western territory not yet surveyed. Some
alteration will probably be made in the ordinance on that subject.
And in the same letter he says:
The inhabitants of the Illinois complain
of the land jobbers, &c., who are purchasing titles among them.
Those of St. Vincent's complain of the defective criminal and civil
justice among them, as well as of military protection.
And on the next day, he writes to Mr. Jefferson:
The government of the settlements on the
Illinois and Wabash is a subject very perplexing in itself, and rendered
more so by our ignorance of the many circumstances on which a right
judgment depends. The inhabitants at those places claim protection
against the savages, and some provision for both civil and criminal
justice.
In May, 1787, Mr. Edmund Randolph submitted
to the Federal Convention certain propositions as the basis of a Federal
Government, among which was the following:
Resolved, That provision ought to be made for the
admission of States lawfully arising within the limits of the United
States, whether from a voluntary junction of government and territory or
otherwise, with the consent of a number of voices in the National
Legislature less than the whole.
Afterward, Mr. Madison submitted to the
Convention, in order to be referred to the committee of detail, the
following powers, as proper to be added to those of general legislation:
[p539]
To dispose of the unappropriated lands of
the United States. To institute temporary Governments for new States
arising therein. To regulate affairs with the Indians, as well within
as without the limits of the United States.
Other propositions were made in reference to
the same subjects, which it would be tedious to enumerate. Mr.
Gouverneur Morris proposed the following:
The Legislature shall have power to
dispose of and make all needful rules and regulations respecting the
territory or other property belonging to the United States, and nothing
in this Constitution contained shall be so construed as to prejudice any
claims either of the United States or of any particular State.
This was adopted as a part of the
Constitution, with two verbal alterations -- Congress was substituted
for Legislature, and the word either was stricken out.
In the organization of the new Government,
but little revenue for a series of years was expected from commerce.
The public lands were considered as the principal resource of the
country for the payment of the Revolutionary debt. Direct taxation was
the means relied on to pay the current expenses of the Government. The
short period that occurred between the cession of western lands to the
Federal Government by Virginia and other States, and the adoption of the
Constitution, was sufficient to show the necessity of a proper land
system and a temporary Government. This was clearly seen by
propositions and remarks in the Federal Convention, some of which are
above cited, by the passage of the Ordinance of 1787, and the adoption
of that instrument by Congress, under the Constitution, which gave to it
validity.
It will be recollected that the deed of
cession of western territory was made to the United States by Virginia
in 1784, and that it required the territory ceded to be laid out into
States that the land should be disposed of for the common benefit of the
States, and that all right, title, and claim, as well of soil as of
jurisdiction, were ceded, and this was the form of cession from other
States.
On the 13th of July, the Ordinance of 1787
was passed, "for the government of the United States territory northwest
of the river Ohio," with but one dissenting vote. This instrument
provided there should be organized in the territory not less than three
nor more than five States, designating their boundaries. It passed
while the Federal Convention was in session, about two months before the
Constitution was adopted by the Convention. The members of the
Convention must therefore have been well acquainted with the provisions
of the
[p540]
Ordinance. It provided for a temporary Government, as
initiatory to the formation of State Governments. Slavery was
prohibited in the territory.
Can anyone suppose that the eminent men of
the Federal Convention could have overlooked or neglected a matter so
vitally important to the country in the organization of temporary
Governments for the vast territory northwest of the river Ohio? In the
3d section of the 4th article of the Constitution, they did make
provision for the admission of new States, the sale of the public lands,
and the temporary Government of the territory. Without a temporary
Government, new States could not have been formed, nor could the public
lands have been sold.
If the third section were before us now for
consideration for the first time, under the facts stated, I could not
hesitate to say there was adequate legislative power given in it. The
power to make all needful rules and regulations is a power to legislate.
This no one will controvert, as Congress cannot make "rules and
regulations," except by legislation. But it is argued that the word
"territory" is used as synonymous with the word "land," and that the
rules and regulations of Congress are limited to the disposition of
lands and other property belonging to the United States. That this is
not the true construction of the section appears from the fact that, in
the first line of the section, "the power to dispose of the public
lands" is given expressly, and, in addition, to make all needful rules
and regulations. The power to dispose of is complete in itself, and
requires nothing more. It authorizes Congress to use the proper means
within its discretion, and any further provision for this purpose would
be a useless verbiage. As a composition, the Constitution is remarkably
free from such a charge.
In the discussion of the power of Congress to govern a Territory, in the case of the Atlantic Insurance Company v. Canter, 1 Peters 511, 7 Curtis 685, Chief Justice Marshall, speaking for the court, said, in regard to the people of Florida,
they do not, however, participate in
political power, they do not share in the Government till Florida shall
become a State; in the meantime, Florida continues to be a Territory of
the United States, governed by virtue of that clause in the Constitution
which empowers Congress "to make all needful rules and regulations
respecting the territory or other property belonging to the United
States."
And he adds,
perhaps the power of governing a Territory
belonging to the United States, which has not, by becoming a State,
acquired the means of self-government, may result
[p541]
necessarily from the fact that it is not within the
jurisdiction of any particular State, and is within the power and
jurisdiction of the United States. The right to govern may be the
inevitable consequence of the right to acquire territory, whichever may
be the source whence the power is derived, the possession of it is
unquestioned.
And, in the close of the opinion, the court
says, "in legislating for them [the Territories], Congress exercises the
combined powers of the General and State Governments."
Some consider the opinion to be loose and inconclusive, others that it is obiter dicta,
and the last sentence is objected to as recognising absolute power in
Congress over Territories. The learned and eloquent Wirt, who, in the
argument of a cause before the court, had occasion to cite a few
sentences from an opinion of the Chief Justice, observed, "no one can
mistake the style, the words so completely match the thought."
I can see no want of precision in the
language of the Chief Justice; his meaning cannot be mistaken. He
states, first, the third section as giving power to Congress to govern
the Territories, and two other grounds from which the power may also be
implied. The objection seems to be that the Chief Justice did not say
which of the grounds stated he considered the source of the power. He
did not specifically state this, but he did say, "whichever may be the
source whence the power is derived, the possession of it is
unquestioned." No opinion of the court could have been expressed with a
stronger emphasis; the power in Congress is unquestioned. But those
who have undertaken to criticise the opinion consider it without
authority because the Chief Justice did not designate specially the
power. This is a singular objection. If the power be unquestioned, it
can be a matter of no importance on which ground it is exercised.
The opinion clearly was not obiter dicta.
The turning point in the case was whether Congress had power to
authorize the Territorial Legislature of Florida to pass the law under
which the Territorial court was established, whose decree was brought
before this court for revision. The power of Congress, therefore, was
the point in issue.
The word "territory," according to
Worcester, "means land, country, a district of country under a temporary
Government." The words "territory or other property," as used, do
imply, from the use of the pronoun "other" that territory was used as
descriptive of land, but does it follow that it was not used also as
descriptive of a district of country? In both of these senses, it
belonged to the United States -- as land for the purpose of sale, as
territory for the purpose of government.
[p542]
But if it be admitted that the word
territory, as used, means land, and nothing but land, the power of
Congress to organize a temporary Government is clear. It has power to
make all needful regulations respecting the public lands, and the extent
of those "needful regulations" depends upon the direction of Congress,
where the means are appropriate to the end, and do not conflict with any
of the prohibitions of the Constitution. If a temporary Government be
deemed needful, necessary, requisite, or is wanted, Congress has power
to establish it. This court says, in McCulloch v. The State of Maryland, 4 Wheat. 316,
If a certain means to carry into effect
any of the powers expressly given by the Constitution to the Government
of the Union be an appropriate measure, not prohibited by the
Constitution, the degree of its necessity is a question of legislative
discretion, not of judicial cognizance.
The power to establish post offices and post
roads gives power to Congress to make contracts for the transportation
of the mail, and to punish all who commit depredations upon it in its
transit or at its places of distribution. Congress has power to
regulate commerce, and, in the exercise of its discretion, to lay an
embargo, which suspends commerce; so, under the same power, harbors,
lighthouses, breakwaters, &c., are constructed.
Did Chief Justice Marshall, in saying that
Congress governed a Territory by exercising the combined powers of the
Federal and State Governments, refer to unlimited discretion? A
Government which can make white men slaves? Surely such a remark in the
argument must have been inadvertently uttered. On the contrary, there
is no power in the Constitution by which Congress can make either white
or black men slaves. In organizing the Government of a Territory,
Congress is limited to means appropriate to the attainment of the
constitutional object. No powers can be exercised which are prohibited
by the Constitution or which are contrary to its spirit, so that,
whether the object may be the protection of the persons and property of
purchasers of the public lands, or of communities who have been annexed
to the Union by conquest or purchase, they are initiatory to the
establishment of State Governments, and no more power can be claimed or
exercised than is necessary to the attainment of the end. This is the
limitation of all the Federal powers.
But Congress has no power to regulate the
internal concerns of a State, as of a Territory; consequently, in
providing for the Government of a Territory, to some extent the combined
powers of the Federal and State Governments are necessarily exercised.
[p543]
If Congress should deem slaves or free
colored persons injurious to the population of a free Territory, as
conducing to lessen the value of the public lands, or on any other
ground connected with the public interest, they have the power to
prohibit them from becoming settlers in it. This can be sustained on
the ground of a sound national policy, which is so clearly shown in our
history by practical results that it would seem no considerate
individual can question it. And, as regards any unfairness of such a
policy to our Southern brethren, as urged in the argument, it is only
necessary to say that, with one-fourth of the Federal population of the
Union, they have in the slave States a larger extent of fertile
territory than is included in the free States, and it is submitted, if
masters of slaves be restricted from bringing them into free territory,
that the restriction on the free citizens of non-slaveholding States, by
bringing slaves into free territory, is four times greater than that
complained of by the South. But not only so; some three or four hundred
thousand holders of slaves, by bringing them into free territory,
impose a restriction on twenty millions of the free States. The
repugnancy to slavery would probably prevent fifty or a hundred freemen
from settling in a slave Territory, where one slaveholder would be
prevented from settling in a free Territory.
This remark is made in answer to the
argument urged that a prohibition of slavery in the free Territories is
inconsistent with the continuance of the Union. Where a Territorial
Government is established in a slave Territory, it has uniformly
remained in that condition until the people form a State Constitution;
the same course where the Territory is free, both parties acting in good
faith, would be attended with satisfactory results.
The sovereignty of the Federal Government
extends to the entire limits of our territory. Should any foreign power
invade our jurisdiction, it would be repelled. There is a law of
Congress to punish our citizens for crimes committed in districts of
country where there is no organized Government. Criminals are brought
to certain Territories or States, designated in the law, for punishment.
Death has been inflicted in Arkansas and in Missouri on individuals,
for murders committed beyond the limit of any organized Territory or
State, and no one doubts that such a jurisdiction was rightfully
exercised. If there be a right to acquire territory, there necessarily
must be an implied power to govern it. When the military force of the
Union shall conquer a country, may not Congress provide for the
government of such country? This would be an implied power essential to
the acquisition of new territory.
[p544]
This power has been exercised, without doubt of its constitutionality, over territory acquired by conquest and purchase.
And when there is a large district of
country within the United States, and not within any State Government,
if it be necessary to establish a temporary Government to carry out a
power expressly vested in Congress -- as the disposition of the public
lands -- may not such Government be instituted by Congress? How do we
read the Constitution? Is it not a practical instrument?
In such cases, no implication of a power can
arise which is inhibited by the Constitution, or which may be against
the theory of its construction. As my opinion rests on the third
section, these remarks are made as an intimation that the power to
establish a temporary Government may arise, also, on the other two
grounds stated in the opinion of the court in the insurance case,
without weakening the third section.
I would here simply remark that the
Constitution was formed for our whole country. An expansion or
contraction of our territory required no change in the fundamental law.
When we consider the men who laid the foundation of our Government and
carried it into operation, the men who occupied the bench, who filled
the halls of legislation and the Chief Magistracy, it would seem, if any
question could be settled clear of all doubt, it was the power of
Congress to establish Territorial Governments. Slavery was prohibited
in the entire Northwestern Territory, with the approbation of leading
men, South and North, but this prohibition was not retained when this
ordinance was adopted for the government of Southern Territories, where
slavery existed. In a late republication of a letter of Mr. Madison,
dated November 27, 1819, speaking of this power of Congress to prohibit
slavery in a Territory, he infers there is no such power from the fact
that it has not been exercised. This is not a very satisfactory
argument against any power, as there are but few, if any, subjects on
which the constitutional powers of Congress are exhausted. It is true,
as Mr. Madison states that Congress, in the act to establish a
Government in the Mississippi Territory, prohibited the importation of
slaves into it from foreign parts, but it is equally true that, in the
act erecting Louisiana into two Territories, Congress declared,
it shall not be lawful for any person to
bring into Orleans Territory, from any port or place within the limits
of the United States, any slave which shall have been imported since
1798, or which may hereafter be imported, except by a citizen of the
United States who settles in the Territory, under the penalty of the
freedom of such slave.
The inference of Mr. Madison, therefore, against the power of
[p545]
Congress, is of no force, as it was founded on a fact supposed, which did not exist.
It is refreshing to turn to the early
incidents of our history and learn wisdom from the acts of the great men
who have gone to their account. I refer to a report in the House of
Representatives, by John Randolph, of Roanoke, as chairman of a
committee, in March, 1803 -- fifty-four years ago. From the Convention
held at Vincennes, in Indiana, by their President, and from the people
of the Territory, a petition was presented to Congress praying the
suspension of the provision which prohibited slavery in that Territory.
The report stated
that the rapid population of the State of
Ohio sufficiently evinces, in the opinion of your committee, that the
labor of slaves is not necessary to promote the growth and settlement of
colonies in that region. That this labor, demonstrably the dearest of
any, can only be employed to advantage in the cultivation of products
more valuable than any known to that quarter of the United States; that
the committee deem it highly dangerous and inexpedient to impair a
provision wisely calculated to promote the happiness and prosperity of
the Northwestern country, and to give strength and security to that
extensive frontier. In the salutary operation of this sagacious and
benevolent restraint, it is believed that the inhabitants will, at no
very distant day, find ample remuneration for a temporary privation of
labor and of emigration.
1 vol. State Papers, Public Lands 160.
The judicial mind of this country, State and
Federal, has agreed on no subject within its legitimate action with
equal unanimity as on the power of Congress to establish Territorial
Governments. No court, State or Federal, no judge or statesman, is
known to have had any doubts on this question for nearly sixty years
after the power was exercised. Such Governments have been established
from the sources of the Ohio to the Gulf of Mexico, extending to the
Lakes on the north and the Pacific Ocean on the west, and from the lines
of Georgia to Texas.
Great interests have grown up under the
Territorial laws over a country more than five times greater in extent
than the original thirteen States, and these interests, corporate or
otherwise, have been cherished and consolidated by a benign policy
without anyone supposing the law-making power had united with the
Judiciary, under the universal sanction of the whole country, to usurp a
jurisdiction which did not belong to them. Such a discovery at this
late date is more extraordinary than anything which has occurred in the
judicial history of this or any other country. Texas, under a previous
organization,
[p546]
was admitted as a State, but no State can be admitted
into the Union which has not been organized under some form of
government. Without temporary Governments, our public lands could not
have been sold, nor our wildernesses reduced to cultivation and the
population protected, nor could our flourishing States, West and South,
have been formed.
What do the lessons of wisdom and experience
teach under such circumstances if the new light, which has so suddenly
and unexpectedly burst upon us, be true? Acquiescence; acquiescence
under a settled construction of the Constitution for sixty years, though
it may be erroneous, which has secured to the country an advancement
and prosperity beyond the power of computation.
An act of James Madison, when President,
forcibly illustrates this policy. He had made up his opinion that
Congress had no power under the Constitution to establish a National
Bank. In 1815, Congress passed a bill to establish a bank. He vetoed
the bill on objections other than constitutional. In his message, he
speaks as a wise statesman and Chief Magistrate, as follows:
Waiving the question of the constitutional
authority of the Legislature to establish an incorporated bank as being
precluded, in my judgment, by the repeated recognitions under varied
circumstances of the validity of such an institution in acts of the
Legislative, Executive, and Judicial branches of the Government,
accompanied by indications, in different modes, of a concurrence of the
general will of the nation.
Has this impressive lesson of practical wisdom become lost to the present generation?
If the great and fundamental principles of
our Government are never to be settled, there can be no lasting
prosperity. The Constitution will become a floating waif on the billows
of popular excitement.
The prohibition of slavery north of
thirty-six degrees thirty minutes, and of the State of Missouri,
contained in the act admitting that State into the Union, was passed by a
vote of 134 in the House of Representatives to 42. Before Mr. Monroe
signed the act, it was submitted by him to his Cabinet, and they held
the restriction of slavery in a Territory to be within the
constitutional powers of Congress. It would be singular if, in 1804,
Congress had power to prohibit the introduction of slaves in Orleans
Territory from any other part of the Union, under the penalty of freedom
to the slave, if the same power, embodied in the Missouri Compromise,
could not be exercised in 1820.
But this law of Congress, which prohibits slavery north of
[p547]
Missouri and of thirty-six degrees thirty minutes, is
declared to have been null and void by my brethren. And this opinion is
founded mainly, as I understand, on the distinction drawn between the
Ordinance of 1787 and the Missouri Compromise line. In what does the
distinction consist? The ordinance, it is said, was a compact entered
into by the confederated States before the adoption of the Constitution,
and that, in the cession of territory, authority was given to establish
a Territorial Government.
It is clear that the ordinance did not go
into operation by virtue of the authority of the Confederation, but by
reason of its modification and adoption by Congress under the
Constitution. It seems to be supposed in the opinion of the Court that
the articles of cession placed it on a different footing from
territories subsequently acquired. I am unable to perceive the force of
this distinction. That the ordinance was intended for the government
of the Northwestern Territory, and was limited to such Territory, is
admitted. It was extended to Southern Territories, with modifications,
by acts of Congress, and to some Northern Territories. But the
ordinance was made valid by the act of Congress, and, without such act,
could have been of no force. It rested for its validity on the act of
Congress, the same, in my opinion, as the Missouri Compromise line.
If Congress may establish a Territorial
Government in the exercise of its discretion, it is a clear principle
that a court cannot control that discretion. This being the case, I do
not see on what ground the act is held to be void. It did not purport
to forfeit property, or take it for public purposes. It only prohibited
slavery, in doing which it followed the Ordinance of 1787.
I will now consider the fourth head, which
is: "The effect of taking slaves into a State or Territory, and so
holding them where slavery is prohibited."
If the principle laid down in the case of Prigg v. The State of Pennsylvania
is to be maintained, and it is certainly to be maintained until
overruled, as the law of this Court, there can be no difficulty on this
point. In that case, the court says: "The state of slavery is deemed to
be a mere municipal regulation, founded upon and limited to the range
of the territorial laws." If this be so, slavery can exist nowhere
except under the authority of law, founded on usage having the force of
law, or by statutory recognition. And the court further says:
It is manifest from this consideration
that, if the Constitution had not contained the clause requiring the
rendition of fugitives from labor, every non-slaveholding State in the
Union would have been at liberty to have declared free all runaway
slaves
[p548]
coming within its limits, and to have given them entire immunity and protection against the claims of their masters.
Now if a slave abscond, he may be reclaimed,
but if he accompany his master into a State or Territory where slavery
is prohibited, such slave cannot be said to have left the service of his
master where his services were legalized. And if slavery be limited to
the range of the territorial laws, how can the slave be coerced to
serve in a State or Territory not only without the authority of law, but
against its express provisions? What gives the master the right to
control the will of his slave? The local law, which exists in some
form. But where there is no such law, can the master control the will
of the slave by force? Where no slavery exists, the presumption,
without regard to color, is in favor of freedom. Under such a
jurisdiction, may the colored man be levied on as the property of his
master by a creditor? On the decease of the master, does the slave
descend to his heirs as property? Can the master sell him? Any one or
all of these acts may be done to the slave where he is legally held to
service. But where the law does not confer this power, it cannot be
exercised.
Lord Mansfield held that a slave brought
into England was free. Lord Stowell agreed with Lord Mansfield in this
respect, and that the slave could not be coerced in England, but on her
voluntary return to Antigua, the place of her slave domicil, her former
status attached. The law of England did not prohibit slavery, but did
not authorize it. The jurisdiction which prohibits slavery is much
stronger in behalf of the slave within it than where it only does not
authorize it.
By virtue of what law is it that a master
may take his slave into free territory and exact from him the duties of a
slave? The law of the Territory does not sanction it. No authority
can be claimed under the Constitution of the United States, or any law
of Congress. Will it be said that the slave is taken as property, the
same as other property which the master may own? To this I answer that
colored persons are made property by the law of the State, and no such
power has been given to Congress. Does the master carry with him the
law of the State from which he removes into the Territory?, and does
that enable him to coerce his slave in the Territory? Let us test this
theory. If this may be done by a master from one slave State, it may be
done by a master from every other slave State. This right is supposed
to be connected with the person of the master, by virtue of the local
law. Is it transferable? May it be negotiated, as a promissory note or
bill of exchange? If it be assigned to a man from a free State, may he
coerce the slave by virtue of it? What shall this thing be
[p549]
denominated? Is it personal or real property? Or is
it an indefinable fragment of sovereignty which every person carries
with him from his late domicil? One thing is certain -- that its origin
has been very recent, and it is unknown to the laws of any civilized
country.
A slave is brought to England from one of
its islands, where slavery was introduced and maintained by the mother
country. Although there is no law prohibiting slavery in England, yet
there is no law authorizing it, and for near a century, its courts have
declared that the slave there is free from the coercion of the master.
Lords Mansfield and Stowell agree upon this point, and there is no
dissenting authority.
There is no other description of property
which was not protected in England, brought from one of its slave
islands. Does not this show that property in a human being does not
arise from nature or from the common law, but, in the language of this
court, "it is a mere municipal regulation, founded upon and limited to
the range of the territorial laws?" This decision is not a mere
argument, but it is the end of the law, in regard to the extent of
slavery. Until it shall be overturned, it is not a point for argument,
it is obligatory on myself and my brethren, and on all judicial
tribunals over which this court exercises an appellate power.
It is said the Territories are common
property of the States, and that every man has a right to go there with
his property. This is not controverted. But the court says a slave is
not property beyond the operation of the local law which makes him such.
Never was a truth more authoritatively and justly uttered by man.
Suppose a master of a slave in a British island owned a million of
property in England, would that authorize him to take his slaves with
him to England? The Constitution, in express terms, recognises the
status of slavery as founded on the municipal law: "No person held to
service or labor in one State, under the laws thereof, escaping into
another, shall," &c. Now unless the fugitive escape from a place
where, by the municipal law, he is held to labor, this provision affords
no remedy to the master. What can be more conclusive than this?
Suppose a slave escape from a Territory where slavery is not authorized
by law, can he be reclaimed?
In this case, a majority of the court have
said that a slave may be taken by his master into a Territory of the
United States the same as a horse, or any other kind of property. It is
true this was said by the court, as also many other things which are of
no authority. Nothing that has been said by them, which has not a
direct bearing on the jurisdiction of the court, against which they
decided, can be considered as
[p550]
authority. I shall certainly not regard it as such.
The question of jurisdiction, being before the court, was decided by
them authoritatively, but nothing beyond that question. A slave is not a
mere chattel. He bears the impress of his Maker, and is amenable to
the laws of God and man, and he is destined to an endless existence.
Under this head I shall chiefly rely on the
decisions of the Supreme Courts of the Southern States, and especially
of the State of Missouri.
In the first and second sections of the
sixth article of the Constitution of Illinois, it is declared that
neither slavery nor involuntary servitude shall hereafter be introduced
into this State otherwise than for the punishment of crimes whereof the
party shall have been duly convicted, and in the second section it is
declared that any violation of this article shall effect the
emancipation of such person from his obligation to service. In
Illinois, a right of transit through the State is given the master with
his slaves. This is a matter which, as I suppose, belongs exclusively
to the State.
The Supreme Court of Illinois, in the case of Jarrot v. Jarrot, 2 Gilmer 7, said:
After the conquest of this Territory by
Virginia, she ceded it to the United States and stipulated that the
titles and possessions, rights and liberties of the French settlers
should be guarantied to them. This, it has been contended, secured them
in the possession of those negroes as slaves which they held before
that time, and that neither Congress nor the Convention had power to
deprive them of it, or, in other words, that the ordinance and
Constitution should not be so interpreted and understood as applying to
such slaves when it is therein declared that there shall be neither
slavery nor involuntary servitude in the Northwest Territory, nor in the
State of Illinois, otherwise than in the punishment of crimes. But it
was held that those rights could not be thus protected, but must yield
to the ordinance and Constitution.
The first slave case decided by the Supreme Court of Missouri contained in the reports was Winny v. Whitesides,
1 Missouri Rep. 473, at October term, 1824. It appeared that, more
than twenty-five years before, the defendant, with her husband, had
removed from Carolina to Illinois, and brought with them the plaintiff;
that they continued to reside in Illinois three or four years, retaining
the plaintiff as a slave, after which, they removed to Missouri, taking
her with them.
The court held that if a slave be detained
in Illinois until he be entitled to freedom, the right of the owner does
not revive when he finds the negro in a slave State.
[p551]
That when a slave is taken to Illinois by his owner, who takes up his residence there, the slave is entitled to freedom.
In the case of Lagrange v. Chouteau,
2 Missouri Rep. 20, at May Term, 1828, it was decided that the
Ordinance of 1787 was intended as a fundamental law for those who may
choose to live under it, rather than as a penal statute.
That any sort of residence contrived or
permitted by the legal owner of the slave, upon the faith of secret
trusts or contracts, in order to defeat or evade the ordinance, and
thereby introduce slavery de facto, would entitle such slave to freedom.
In Julia v. McKinney, 3 Missouri
Rep. 279, it was held, where a slave was settled in the State of
Illinois, but with an intention on the part of the owner to be removed
at some future day, that hiring said slave to a person to labor for one
or two days, and receiving the pay for the hire, the slave is entitled
to her freedom, under the second section of the sixth article of the
Constitution of Illinois.
Rachel v. Walker, 4 Missouri Rep. 350, June Term,
1836, is a case involving, in every particular, the principles of the
case before us. Rachel sued for her freedom, and it appeared that she
had been bought as a slave in Missouri by Stockton, an officer of the
army, taken to Fort Snelling, where he was stationed, and she was
retained there as a slave a year, and then Stockton removed to Prairie
du Chien, taking Rachel with him as a slave, where he continued to hold
her three years, and then he took her to the State of Missouri, and sold
her as a slave.
Fort Snelling was admitted to be on the
west side of the Mississippi river, and north of the State of Missouri,
in the territory of the United States. That Prairie du Chien was in the
Michigan Territory, on the east side of the Mississippi river. Walker,
the defendant, held Rachel under Stockton.
The court said, in this case:
The officer lived in Missouri Territory,
at the time he bought the slave; he sent to a slaveholding country and
procured her; this was his voluntary act, done without any other reason
than that of his convenience, and he and those claiming under him must
be holden to abide the consequences of introducing slavery both in
Missouri Territory and Michigan, contrary to law; and on that ground
Rachel was declared to be entitled to freedom.
In answer to the argument that, as an
officer of the army, the master had a right to take his slave into free
territory, the court said no authority of law or the Government
compelled him to keep the plaintiff there as a slave.
Shall it be said that, because an officer of the army owns
[p552]
slaves in Virginia, that when, as officer and soldier,
he is required to take the command of a fort in the non-slaveholding
States or Territories, he thereby has a right to take with him as many
slaves as will suit his interests or convenience? It surely cannot be
law. If this be true, the court say, then it is also true that the
convenience or supposed convenience of the officer repeals, as to him
and others who have the same character, the ordinance and the act of
1821 admitting Missouri into the Union, and also the prohibition of the
several laws and Constitutions of the non-slaveholding States.
In Wilson v. Melvin, 4 Missouri R.
592, it appeared the defendant left Tennessee with an intention of
residing in Illinois, taking his negroes with him. After a month's stay
in Illinois, he took his negroes to St. Louis, and hired them, then
returned to Illinois. On these facts, the inferior court instructed the
jury that the defendant was a sojourner in Illinois. This the Supreme
Court held was error, and the judgment was reversed.
The case of Dred Scott v. Emerson,
15 Missouri R. 682, March Term, 1852, will now be stated. This case
involved the identical question before us, Emerson having, since the
hearing, sold the plaintiff to Sandford, the defendant.
Two of the judges ruled the case, the Chief
Justice dissenting. It cannot be improper to state the grounds of the
opinion of the court and of the dissent.
The court say:
Cases of this kind are not strangers in
our court. Persons have been frequently here adjudged to be entitled to
their freedom on the ground that their masters held them in slavery in
Territories or States in which that institution is prohibited. From the
first case decided in our court, it might be inferred that this result
was brought about by a presumed assent of the master, from the fact of
having voluntarily taken his slave to a place where the relation of
master and slave did not exist. But subsequent cases base the right to
"exact the forfeiture of emancipation," as they term it, on the ground,
it would seem, that it was the duty of the courts of this State to carry
into effect the Constitution and laws of other States and Territories,
regardless of the rights, the policy, or the institutions, of the people
of this State.
And the court say that the States of the
Union, in their municipal concerns, are regarded as foreign to each
other; that the courts of one State do not take notice of the laws of
other States, unless proved as facts; and that every State has the right
to determine how far its comity to other States shall extend; and it is
laid down that when there is no act of manumission decreed to the free
State, the courts of the slave States
[p553]
cannot be called to give effect to the law of the free
State. Comity, it alleges, between States depends upon the discretion
of both, which may be varied by circumstances. And it is declared by
the court "that times are not as they were when the former decisions on
this subject were made." Since then, not only individuals but States
have been possession with a dark and fell spirit in relation to slavery,
whose gratification is sought in the pursuit of measures whose
inevitable consequence must be the overthrow and destruction of our
Government. Under such circumstances, it does not behoove the State of
Missouri to show the least countenance to any measure which might
gratify this spirit. She is willing to assume her full responsibility
for the existence of slavery within her limits, nor does she seek to
share or divide it with others.
Chief Justice Gamble dissented from the other two judges. He says:
In every slaveholding State in the Union,
the subject of emancipation is regulated by statute, and the forms are
prescribed in which it shall be effected. Whenever the forms required
by the laws of the State in which the master and slave are resident are
complied with, the emancipation is complete, and the slave is free. If
the right of the person thus emancipated is subsequently drawn in
question in another State, it will be ascertained and determined by the
law of the State in which the slave and his former master resided, and
when it appears that such law has been complied with, the right to
freedom will be fully sustained in the courts of all the slaveholding
States, although the act of emancipation may not be in the form required
by law in which the court sits.
In all such cases, courts continually
administer the law of the country where the right was acquired, and when
that law becomes known to the court, it is just as much a matter of
course to decide the rights of the parties according to its requirements
as it is to settle the title of real estate situated in our State by
its own laws.
This appears to me a most satisfactory answer to the argument of the court. Chief Justice continues:
The perfect equality of the different
States lies at the foundation of the Union. As the institution of
slavery in the States is one over which the Constitution of the United
States gives no power to the General Government, it is left to be
adopted or rejected by the several States, as they think best, nor can
any one State, or number of States, claim the right to interfere with
any other State upon the question of admitting or excluding this
institution.
A citizen of Missouri who removes with his slave to Illinois
[p554]
has no right to complain that the fundamental law of
that State to which he removes, and in which he makes his residence,
dissolves the relation between him and his slave. It is as much his own
voluntary act as if he had executed a deed of emancipation. No one can
pretend ignorance of this constitutional provision, and,
he says,
the decisions which have heretofore been
made in this State and in many other slaveholding States give effect to
this and other similar provisions on the ground that the master, by
making the free State the residence of his slave, has submitted his
right to the operation of the law of such State, and this,
he says, "is the same in law as a regular deed of emancipation."
He adds:
I regard the question as conclusively
settled by repeated adjudications of this court, and if I doubted or
denied the propriety of those decisions, I would not feel myself any
more at liberty to overturn them than I would any other series of
decisions by which the law of any other question was settled. There is
with me,
he says,
nothing in the law relating to slavery
which distinguishes it from the law on any other subject or allows any
more accommodation to the temporary public excitements which are
gathered around it.
"In this State," he says,
it has been recognised from the beginning
of the Government as a correct position in law that a master who takes
his slave to reside in a State or Territory where slavery is prohibited
thereby emancipates his slave.
These decisions, which come down to the year
1837, seemed to have so fully settled the question that, since that
time, there has been no case bringing it before the court for any
reconsideration until the present. In the case of Winny v. Whitesides,
the question was made in the argument "whether one nation would execute
the penal laws of another," and the court replied in this language,
Huberus, quoted in 4 Dallas, which says,
personal rights or disabilities obtained
or communicated by the laws of any particular place are of a nature
which accompany the person wherever he goes,
and the Chief Justice observed, in the case of Rachel v. Walker, the act of Congress called the Missouri Compromise was held as operative as the Ordinance of 1787.
When Dred Scott, his wife and children, were
removed from Fort Snelling to Missouri in 1838, they were free, as the
law was then settled, and continued for fourteen years afterwards, up to
1852, when the above decision was made. Prior to this, for nearly
thirty years, as Chief Justice Gamble declares, the residence of a
master with his slave in the State of Illinois, or in the Territory
north of Missouri, where slavery was prohibited
[p555]
by the act called the Missouri Compromise, would
manumit the slave as effectually as if he had executed a deed of
emancipation, and that an officer of the army who takes his slave into
that State or Territory and holds him there as a slave liberates him the
same as any other citizen -- and, down to the above time, it was
settled by numerous and uniform decisions; and that, on the return of
the slave to Missouri, his former condition of slavery did not attach.
Such was the settled law of Missouri until the decision of Scott and Emerson.
In the case of Sylvia v. Kirby, 17 Misso.Rep. 434, the court followed the above decision, observing it was similar in all respects to the case of Scott and Emerson.
This court follows the established
construction of the statutes of a State by its Supreme Court. Such a
construction is considered as a part of the statute, and we follow it to
avoid two rules of property in the same State. But we do not follow
the decisions of the Supreme Court of a State beyond a statutory
construction as a rule of decision for this court. State decisions are
always viewed with respect and treated as authority, but we follow the
settled construction of the statutes not because it is of binding
authority, but in pursuance of a rule of judicial policy.
But there is no pretence that the case of Dred Scott v. Emerson
turned upon the construction of a Missouri statute, nor was there any
established rule of property which could have rightfully influenced the
decision. On the contrary, the decision overruled the settled law for
near thirty years.
This is said by my brethren to be a Missouri
question, but there is nothing which gives it this character except
that it involves the right to persons claimed as slaves who reside in
Missouri, and the decision was made by the Supreme Court of that State.
It involves a right claimed under an act of Congress and the
Constitution of Illinois, and which cannot be decided without the
consideration and construction of those laws. But the Supreme Court of
Missouri held, in this case that it will not regard either of those
laws, without which there was no case before it, and Dred Scott, having
been a slave, remains a slave. In this respect, it is admitted this is a
Missouri question -- a case which has but one side if the act of
Congress and the Constitution of Illinois are not recognised.
And does such a case constitute a rule of
decision for this court -- a case to be followed by this court? The
course of decision so long and so uniformly maintained established a
comity or law between Missouri and the free States and Territories where
slavery was prohibited, which must be somewhat regarded in this case.
Rights sanctioned for twenty-eight years
[p556]
ought not and cannot be repudiated, with any semblance
of justice, by one or two decisions, influenced, as declared, by a
determination to counteract the excitement against slavery in the free
States.
The courts of Louisiana having held for a
series of years that, where a master took his slave to France, or any
free State, he was entitled to freedom, and that, on bringing him back,
the status of slavery did not attach, the Legislature of Louisiana
declared by an act that the slave should not be made free under such
circumstances. This regulated the rights of the master from the time
the act took effect. But the decision of the Missouri court, reversing a
former decision, affects all previous decisions, technically, made on
the same principles, unless such decisions are protected by the lapse of
time or the statute of limitations. Dred Scott and his family, beyond
all controversy, were free under the decisions made for twenty-eight
years, before the case of Scott v. Emerson. This was the
undoubted law of Missouri for fourteen years after Scott and his family
were brought back to that State. And the grave question arises whether
this law may be so disregarded as to enslave free persons. I am
strongly inclined to think that a rule of decision so well settled as
not to be questioned cannot be annulled by a single decision of the
court. Such rights may be inoperative under the decision in future, but
I cannot well perceive how it can have the same effect in prior cases.
It is admitted that, when a former decision
is reversed, the technical effect of the judgment is to make all
previous adjudications on the same question erroneous. But the case
before us was not that the law had been erroneously construed, but that,
under the circumstances which then existed, that law would not be
recognised, and the reason for this is declared to be the excitement
against the institution of slavery in the free States. While I lament
this excitement as much as anyone, I cannot assent that it shall be made
a basis of judicial action.
In 1816, the common law, by statute, was
made a part of the law of Missouri, and that includes the great
principles of international law. These principles cannot be abrogated
by judicial decisions. It will require the same exercise of power to
abolish the common law as to introduce it. International law is founded
in the opinions generally received and acted on by civilized nations,
and enforced by moral sanctions. It becomes a more authoritative system
when it results from special compacts, founded on modified rules,
adapted to the exigencies of human society; it is, in fact, an
international morality, adapted to the best interests of nations. And
in regard to the States
[p557]
of this Union, on the subject of slavery, it is
eminently fitted for a rule of action subject to the Federal
Constitution. "The laws of nations are but the natural rights of man
applied to nations." Vattel.
If the common law have the force of a
statutory enactment in Missouri, it is clear, as it seems to me, that a
slave who, by a residence in Illinois in the service of his master,
becomes entitled to his freedom, cannot again be reduced to slavery by
returning to his former domicil in a slave State. It is unnecessary to
say what legislative power might do by a general act in such a case, but
it would be singular if a freeman could be made a slave by the exercise
of a judicial discretion. And it would be still more extraordinary if
this could be done not only in the absence of special legislation, but
in a State where the common law is in force.
It is supposed by some that the third
article in the treaty of cession of Louisiana to this country by France
in 1803 may have some bearing on this question. The article referred to
provides
that the inhabitants of the ceded
territory shall be incorporated into the Union, and enjoy all the
advantages of citizens of the United States, and in the meantime they
shall be maintained and protected in the free enjoyment of their
liberty, property, and the religion they profess.
As slavery existed in Louisiana at the time
of the cession, it is supposed this is a guaranty that there should be
no change in its condition.
The answer to this is, in the first place,
that such a subject does not belong to the treaty-making power, and any
such arrangement would have been nugatory. And, in the second place, by
no admissible construction can the guaranty be carried further than the
protection of property in slaves at that time in the ceded territory.
And this has been complied with. The organization of the slave States
of Louisiana, Missouri, and Arkansas embraced every slave in Louisiana
at the time of the cession. This removes every ground of objection
under the treaty. There is therefore no pretence growing out of the
treaty that any part of the territory of Louisiana, as ceded, beyond the
organized States, is slave territory.
Under the fifth head, we were to consider
whether the status of slavery attached to the plaintiff and wife on
their return to Missouri.
This doctrine is not asserted in the late
opinion of the Supreme Court of Missouri, and, up to 1852, the contrary
doctrine was uniformly maintained by that court.
In its late decision, the court say that it will not give effect in Missouri to the laws of Illinois, or the law of Congress
[p558]
called the Missouri Compromise. This was the effect of
the decision, though its terms were that the court would not take
notice, judicially, of those laws.
In 1851, the Court of Appeals of South
Carolina recognised the principle that a slave, being taken to a free
State, became free. Commonwealth v. Pleasants, 10 Leigh Rep. 697. In Betty v. Horton,
the Court of Appeals held that the freedom of the slave was acquired by
the action of the laws of Massachusetts by the said slave's being taken
there. 5 Leigh Rep. 615.
The slave States have generally adopted the
rule that, where the master, by a residence with his slave in a State or
Territory where slavery is prohibited, the slave was entitled to his
freedom everywhere. This was the settled doctrine of the Supreme Court
of Missouri. It has been so held in Mississippi, in Virginia, in
Louisiana, formerly in Kentucky, Maryland, and in other States.
The law where a contract is made and is to
be executed governs it. This does not depend upon comity, but upon the
law of the contract. And if, in the language of the Supreme Court of
Missouri, the master, by taking his slave to Illinois and employing him
there as a slave, emancipates him as effectually as by a deed of
emancipation, is it possible that such an act is not matter for
adjudication in any slave State where the master may take him? Does not
the master assent to the law when he places himself under it in a free
State?
The States of Missouri and Illinois are
bounded by a common line. The one prohibits slavery; the other admits
it. This has been done by the exercise of that sovereign power which
appertains to each. We are bound to respect the institutions of each,
as emanating from the voluntary action of the people. Have the people
of either any right to disturb the relations of the other? Each State
rests upon the basis of its own sovereignty, protected by the
Constitution. Our Union has been the foundation of our prosperity and
national glory. Shall we not cherish and maintain it? This can only be
done by respecting the legal rights of each State.
If a citizen of a free State shall entice or
enable a slave to escape from the service of his master, the law holds
him responsible not only for the loss of the slave, but he is liable to
be indicted and fined for the misdemeanor. And I am bound here to say
that I have never found a jury in the four States which constitute my
circuit which have not sustained this law where the evidence required
them to sustain it. And it is proper that I should also say that more
cases have arisen in my circuit, by reason of its extent and locality,
than in all
[p559]
other parts of the Union. This has been done to
vindicate the sovereign rights of the Southern States and protect the
legal interests of our brethren of the South.
Let these facts be contrasted with the case
now before the court. Illinois has declared in the most solemn and
impressive form that there shall be neither slavery nor involuntary
servitude in that State, and that any slave brought into it with a view
of becoming a resident shall be emancipated. And effect has been given
to this provision of the Constitution by the decision of the Supreme
Court of that State. With a full knowledge of these facts, a slave is
brought from Missouri to Rock Island, in the State of Illinois, and is
retained there as a slave for two years, and then taken to Fort
Snelling, where slavery is prohibited by the Missouri Compromise Act,
and there he is detained two years longer in a state of slavery.
Harriet, his wife, was also kept at the same place four years as a
slave, having been purchased in Missouri. They were then removed to the
State of Missouri, and sold as slaves, and, in the action before us,
they are not only claimed as slaves, but a majority of my brethren have
held that, on their being returned to Missouri, the status of slavery
attached to them.
I am not able to reconcile this result with
the respect due to the State of Illinois. Having the same rights of
sovereignty as the State of Missouri in adopting a Constitution, I can
perceive no reason why the institutions of Illinois should not receive
the same consideration as those of Missouri. Allowing to my brethren
the same right of judgment that I exercise myself, I must be permitted
to say that it seems to me the principle laid down will enable the
people of a slave State to introduce slavery into a free State, for a
longer or shorter time, as may suit their convenience, and by returning
the slave to the State whence he was brought, by force or otherwise, the
status of slavery attaches, and protects the rights of the master, and
defies the sovereignty of the free State. There is no evidence before
us that Dred Scott and his family returned to Missouri voluntarily. The
contrary is inferable from the agreed case:
In the year 1838, Dr. Emerson removed the
plaintiff and said Harriet, and their daughter Eliza, from Fort Snelling
to the State of Missouri, where they have ever since resided.
This is the agreed case, and can it be
inferred from this that Scott and family returned to Missouri
voluntarily? He was "removed," which shows that he was passive, as a
slave, having exercised no volition on the subject. He did not resist
the master by absconding or force. But that was not sufficient to bring
him within Lord Stowell's decision; he must have acted voluntarily. It
would be a
[p560]
mockery of law and an outrage on his rights to coerce
his return and then claim that it was voluntary, and, on that ground,
that his former status of slavery attached.
If the decision be placed on this ground, it
is a fact for a jury to decide whether the return was voluntary, or
else the fact should be distinctly admitted. A presumption against the
plaintiff in this respect, I say with confidence, is not authorized from
the facts admitted.
In coming to the conclusion that a voluntary
return by Grace to her former domicil, slavery attached, Lord Stowell
took great pains to show that England forced slavery upon her colonies,
and that it was maintained by numerous acts of Parliament and public
policy, and, in short, that the system of slavery was not only
established by Great Britain in her West Indian colonies, but that it
was popular and profitable to many of the wealthy and influential people
of England who were engaged in trade, or owned and cultivated
plantations in the colonies. No one can read his elaborate views and
not be struck with the great difference between England and her colonies
and the free and slave States of this Union. While slavery in the
colonies of England is subject to the power of the mother country, our
States, especially in regard to slavery, are independent, resting upon
their own sovereignties and subject only to international laws, which
apply to independent States.
In the case of Williams, who was a slave in Granada, having run away, came to England, Lord Stowell said:
The four judges all concur in this -- that
he was a slave in Granada, though a free man in England, and he would
have continued a free man in all other parts of the world except
Granada.
Strader v. Graham, 10 Howard 82 and 18 Curtis 305, has been cited as having a direct bearing in the case before us. In that case, the court say:
It was exclusively in the power of
Kentucky to determine for itself whether the employment of slaves in
another State should or should not make them free on their return.
No question was before the court in that case except that of jurisdiction. And any opinion given on any other point is obiter dictum,
and of no authority. In the conclusion of his opinion, the Chief
Justice said: "In every view of the subject, therefore, this court has
no jurisdiction of the case, and the writ of error must on that ground
be dismissed."
In the case of Spencer v. Negro Dennis, 8 Gill's Rep. 321, the court say:
Once free, and always free, is the maxim
of Maryland law upon the subject. Freedom having once vested, by no
compact between the master and the the liberated slave,
[p561]
nor by any condition subsequent attached by the master to the gift of freedom can a state of slavery be reproduced.
In Hunter v. Bulcher, 1 Leigh 172:
By a statute of Maryland of 1796, all
slaves brought into that State to reside are declared free; a
Virginian-born slave is carried by his master to Maryland; the master
settled there, and keeps the slave there in bondage for twelve years;
the statute in force all the time; then he brings him as a slave to
Virginia, and sells him there. Adjudged, in an action brought by the
man against the purchaser, that he is free.
Judge Kerr, in the case, says:
Agreeing, as I do, with the general view
taken in this case by my brother Green, I would not add a word but to
mark the exact extent to which I mean to go. The law of Maryland having
enacted that slaves carried into that State for sale or to reside shall
be free, and the owner of the slave here having carried him to
Maryland, and voluntarily submitting himself and the slave to that law,
it governs the case.
In every decision of a slave case prior to that of Dred Scott v. Emerson,
the Supreme Court of Missouri considered it as turning upon the
Constitution of Illinois, the Ordinance of 1787, or the Missouri
Compromise Act of 1820. The court treated these acts as in force, and
held itself bound to execute them by declaring the slave to be free who
had acquired a domicil under them with the consent of his master.
The late decision reversed this whole line
of adjudication, and held that neither the Constitution and laws of the
States nor acts of Congress in relation to Territories could be
judicially noticed by the Supreme Court of Missouri. This is believed
to be in conflict with the decisions of all the courts in the Southern
States, with some exceptions of recent cases.
In Marie Louise v. Morat et al., 9
Louisiana Rep. 475, it was held, where a slave having been taken to the
kingdom of France or other country by the owner, where slavery is not
tolerated, operates on the condition of the slave, and produces
immediate emancipation, and that, where a slave thus becomes free, the
master cannot reduce him again to slavery.
Josephine v. Poultney, Louisiana Annual Rep. 329,
where the owner removes with a slave into a
State in which slavery is prohibited, with the intention of residing
there, the slave will be thereby emancipated, and their subsequent
return to the State of Louisiana cannot restore the relation of master
and slave.
To the same import are the cases of Smith v. Smith, 13 Louisiana Rep. 441, Thomas v. Generis, Louisiana Rep. 483, Harry et al. v. Decker and Hopkins, Walker's Mississippi Rep. 36. It was held that
slaves within the jurisdiction
[p562]
of the Northwestern Territory became freemen by virtue
of the Ordinance of 1787, and can assert their claim to freedom in the
courts of Mississippi.
Griffith v. Fanny, 1 Virginia Rep. 143. It was
decided that a negro held in servitude in Ohio, under a deed executed in
Virginia, is entitled to freedom by the Constitution of Ohio.
The case of Rhodes v. Bell, 2
Howard 307, 15 Curtis 152, involved the main principle in the case
before us. A person residing in Washington city purchased a slave in
Alexandria, and brought him to Washington. Washington continued under
the law of Maryland, Alexandria under the law of Virginia. The act of
Maryland of November, 1796, 2 Maxcy's Laws 351, declared anyone who
shall bring any negro, mulatto, or other slave, into Maryland, such
slave should be free. The above slave, by reason of his being brought
into Washington city, was declared by this court to be free. This, it
appears to me, is a much stronger case against the slave than the facts
in the case of Scott.
In Bush v. White, 3 Monroe 104, the court say:
That the ordinance was paramount to the
Territorial laws, and restrained the legislative power there as
effectually as a Constitution in an organized State. It was a public
act of the Legislature of the Union, and a part of the supreme law of
the land, and, as such, this court is as much bound to take notice of it
as it can be of any other law.
In the case of Rankin v. Lydia, before cited, Judge Mills, speaking for the Court of Appeals of Kentucky, says:
If, by the positive provision in our code,
we can and must hold our slaves in the one case, and statutory
provisions equally positive decide against that right in the other, and
liberate the slave, he must, by an authority equally imperious, be
declared free. Every argument which supports the right of the master on
one side, based upon the force of written law, must be equally
conclusive in favor of the slave, when he can point out in the statute
the clause which secures his freedom.
And he further said:
Free people of color in all the States are, it is believed, quasi
citizens, or, at least, denizens. Although none of the States may
allow them the privilege of office and suffrage, yet all other civil and
conventional rights are secured to them, at least such rights were
evidently secured to them by the ordinance in question for the
government of Indiana. If these rights are vested in that or any other
portion of the United States, can it be compatible with the spirit of
our confederated Government to deny their existence in any other part?
Is there less comity existing between State and State, or State
[p563]
and Territory, than exists between the despotic Governments of Europe?
These are the words of a learned and great judge, born and educated in a slave State.
I now come to inquire, under the sixth and
last head, "whether the decisions of the Supreme Court of Missouri on
the question before us are binding on this court."
While we respect the learning and high
intelligence of the State courts, and consider their decisions, with
others, as authority, we follow them only where they give a construction
to the State statutes. On this head, I consider myself fortunate in
being able to turn to the decision of this court, given by Mr. Justice
Grier, in Pease v. Peck, a case from the State of Michigan, 18 Howard, 589, decided in December Term, 1855. Speaking for the court, Judge Grier said:
We entertain the highest respect for that
learned court (the Supreme Court of Michigan), and, in any question
affecting the construction of their own laws where we entertain any
doubt, would be glad to be relieved from doubt and responsibility by
reposing on their decision. There are, it is true, many dicta to be
found in our decisions averring that the courts of the United States are
bound to follow the decisions of the State courts on the construction
of their own laws. But although this may be correct, yet a rather
strong expression of a general rule, it cannot be received as the
annunciation of a maxim of universal application. Accordingly, our
reports furnish many cases of exceptions to it. In all cases where
there is a settled construction of the laws of the a State by its
highest judicature established by admitted precedent, it is the practice
of the courts of the United States to receive and adopt it without
criticism or further inquiry. When the decisions of the State court are
not consistent, we do not feel bound to follow the last if it is
contrary to our own convictions, and much more is this the case where,
after a long course of consistent decisions, some new light suddenly
springs up, or an excited public opinion has elicited new doctrines
subversive of former safe precedent.
These words, it appears to me, have a
stronger application to the case before us than they had to the cause in
which they were spoken as the opinion of this court, and I regret that
they do not seem to be as fresh in the recollection of some of my
brethren as in my own. For twenty-eight years, the decisions of the
Supreme Court of Missouri were consistent on all the points made in this
case. But this consistent course was suddenly terminated, whether by
some new light suddenly springing up, or an excited public opinion, or
both, it is not
[p564]
necessary to say. In the case of Scott v. Emerson, in 1852, they were overturned and repudiated.
This, then, is the very case in which seven
of my brethren declared they would not follow the last decision. On
this authority I may well repose. I can desire no other or better
basis.
But there is another ground which I deem conclusive, and which I will restate.
The Supreme Court of Missouri refused to
notice the act of Congress or the Constitution of Illinois under which
Dred Scott, his wife, and children claimed that they are entitled to
freedom.
This being rejected by the Missouri court,
there was no case before it, or least it was a case with only one side.
And this is the case which, in the opinion of this court, we are bound
to follow. The Missouri court disregards the express provisions of an
act of Congress and the Constitution of a sovereign State, both of which
laws for twenty-eight years it had not only regarded, but carried into
effect.
If a State court may do this, on a question
involving the liberty of a human being, what protection do the laws
afford? So far from this being a Missouri question, it is a question,
as it would seem, within the twenty-fifth section of the Judiciary Act,
where a right to freedom being set up under the act of Congress, and the
decision being against such right, it may be brought for revision
before this court, from the Supreme Court of Missouri.
I think the judgment of the court below should be reversed.
TOP Dissent
CURTIS, J., Dissenting Opinion
Mr. Justice CURTIS dissenting.
I dissent from the opinion pronounced by the
Chief Justice, and from the judgment which the majority of the court
think it proper to render in this case. The plaintiff alleged in his
declaration that he was a citizen of the State of Missouri, and that the
defendant was a citizen of the State of New York. It is not doubted
that it was necessary to make each of these allegations to sustain the
jurisdiction of the Circuit Court. The defendant denied, by a plea to
the jurisdiction either sufficient or insufficient, that the plaintiff
was a citizen of the State of Missouri. The plaintiff demurred to that
plea. The Circuit Court adjudged the plea insufficient, and the first
question for our consideration is whether the sufficiency of that plea
is before this court for judgment upon this writ of error. The part of
the judicial power of the United States, conferred by Congress on the
Circuit Courts, being limited to certain described cases and
controversies, the question whether a particular
[p565]
case is within the cognizance of a Circuit Court may be
raised by a plea to the jurisdiction of such court. When that question
has been raised, the Circuit Court must, in the first instance, pass
upon and determine it. Whether its determination be final or subject to
review by this appellate court must depend upon the will of Congress,
upon which body the Constitution has conferred the power, with certain
restrictions, to establish inferior courts, to determine their
jurisdiction, and to regulate the appellate power of this court. The
twenty-second section of the Judiciary Act of 1789, which allows a writ
of error from final judgments of Circuit Courts, provides that there
shall be no reversal in this court, on such writ of error, for error in
ruling any plea in abatement other than a plea to the jurisdiction of
the court. Accordingly it has been held from the origin of the court to
the present day that Circuit Courts have not been made by Congress the
final judges of their own jurisdiction in civil cases. And that when a
record comes here upon a writ of error or appeal, and on its inspection,
it appears to this court that the Circuit Court had not jurisdiction,
its judgment must be reversed and the cause remanded to be dismissed for
want of jurisdiction.
It is alleged by the defendant in error in
this case that the plea to the jurisdiction was a sufficient plea; that
it shows, on inspection of its allegations, confessed by the demurrer,
that the plaintiff was not a citizen of the State of Missouri; that,
upon this record, it must appear to this court that the case was not
within the judicial power of the United States as defined and granted by
the Constitution, because it was not a suit by a citizen of one State
against a citizen of another State.
To this it is answered first that the
defendant, by pleading over after the plea to the jurisdiction was
adjudged insufficient, finally waived all benefit of that plea.
When that plea was adjudged insufficient,
the defendant was obliged to answer over. He held no alternative. He
could not stop the further progress of the case in the Circuit Court by a
writ of error, on which the sufficiency of his plea to the jurisdiction
could be tried in this court, because the judgment on that plea was not
final, and no writ of error would lie. He was forced to plead to the
merits. It cannot be true, then, that he waived the benefit of his plea
to the jurisdiction by answering over. Waiver includes consent. Here,
there was no consent. And if the benefit of the plea was finally lost,
it must be not by any waiver, but because the laws of the United States
have not provided any mode of reviewing the decision of the Circuit
Court on such a plea when that decision is against the defendant. This
is not the
[p566]
law. Whether the decision of the Circuit Court on a
plea to the jurisdiction be against the plaintiff or against the
defendant, the losing party may have any alleged error in law, in ruling
such a plea, examined in this court on a writ of error when the matter
in controversy exceeds the sum or value of two thousand dollars. If the
decision be against the plaintiff, and his suit dismissed for want of
jurisdiction, the judgment is technically final, and he may at once sue
out his writ of error. Mollan v. Torrance, 9 Wheat. 537. If
the decision be against the defendant, though he must answer over and
wait for a final judgment in the cause, he may then have his writ of
error, and upon it obtain the judgment of this court on any question of
law apparent on the record touching the jurisdiction. The fact that he
pleaded over to the merits, under compulsion, can have no effect on his
right to object to the jurisdiction. If this were not so, the condition
of the two parties would be grossly unequal. For if a plea to the
jurisdiction were ruled against the plaintiff, he could at once take his
writ of error and have the ruling reviewed here, while, if the same
plea were ruled against the defendant, he must not only wait for a final
judgment, but could in no event have the ruling of the Circuit Court
upon the plea reviewed by this court. I know of no ground for saying
that the laws of the United States have thus discriminated between the
parties to a suit in its courts.
It is further objected that, as the judgment
of the Circuit Court was in favor of the defendant and the writ of
error in this cause was sued out by the plaintiff, the defendant is not
in a condition to assign any error in the record, and therefore this
court is precluded from considering the question whether the Circuit
Court had jurisdiction.
The practice of this court does not require a technical assignment of errors. See
the rule. Upon a writ of error, the whole record is open for
inspection, and if any error be found in it, the judgment is reversed. Bank of United States v. Smith, 11 Wheat. 171.
It is true, as a general rule, that the
court will not allow a party to rely on anything as cause for reversing a
judgment which was for his advantage. In this, we follow an ancient
rule of the common law. But so careful was that law of the preservation
of the course of its courts that it made an exception out of that
general rule, and allowed a party to assign for error that which was for
his advantage if it were a departure by the court itself from its
settled course of procedure. The cases on this subject are collected in
Bac.Ab., Error H. 4. And this court followed this practice in Capron v. Van Noorden,
[p567]
2 Cranch 126, where the plaintiff below procured the
reversal of a judgment for the defendant on the ground that the
plaintiff's allegations of citizenship had not shown jurisdiction.
But it is not necessary to determine whether
the defendant can be allowed to assign want of jurisdiction as an error
in a judgment in his own favor. The true question is not what either
of the parties may be allowed to do, but whether this court will affirm
or reverse a judgment of the Circuit Court on the merits when it appears
on the record by a plea to the jurisdiction that it is a case to which
the judicial power of the United States does not extend. The course of
the court is where no motion is made by either party, on its own motion,
to reverse such a judgment for want of jurisdiction, not only in cases
where it is shown, negatively, by a plea to the jurisdiction that
jurisdiction does not exist, but even where it does not appear,
affirmatively that it does exist. Pequignot v. The Pennsylvania R.R. Co.,
16 How. 104. It acts upon the principle that the judicial power of the
United States must not be exerted in a case to which it does not
extend, even if both parties desire to have it exerted. Cutler v. Rae,
7 How. 729. I consider, therefore, that, when there was a plea to the
jurisdiction of the Circuit Court in a case brought here by a writ of
error, the first duty of this court is sua sponte, if not moved
to it by either party, to examine the sufficiency of that plea, and
thus to take care that neither the Circuit Court nor this court shall
use the judicial power of the United States in a case to which the
Constitution and laws of the United States have not extended that power.
I proceed, therefore, to examine the plea to the jurisdiction.
I do not perceive any sound reason why it is
not to be judged by the rules of the common law applicable to such
pleas. It is true, where the jurisdiction of the Circuit Court depends
on the citizenship of the parties, it is incumbent on the plaintiff to
allege on the record the necessary citizenship, but when he has done so,
the defendant must interpose a plea in abatement the allegations
whereof show that the court has not jurisdiction, and it is incumbent on
him to prove the truth of his plea.
In Sheppard v. Graves, 14 How. 27, the rules on this subject are thus stated in the opinion of the court:
That although, in the courts of the United
States, it is necessary to set forth the grounds of their cognizance as
courts of limited jurisdiction, yet wherever jurisdiction shall be
averred in the pleadings, in conformity with the laws creating those
courts, it must be taken, prima facie, as existing, and it is incumbent
[p568]
on him who would impeach that jurisdiction for causes dehors
the pleading, to allege and prove such causes that the necessity for
the allegation, and the burden of sustaining it by proof, both rest upon
the party taking the exception.
These positions are sustained by the authorities there cited, as well as by Wickliffe v. Owings, 17 How. 47.
When, therefore, as in this case, the
necessary averments as to citizenship are made on the record, and
jurisdiction is assumed to exist, and the defendant comes by a plea to
the jurisdiction to displace that presumption, he occupies, in my
judgment, precisely the position described in Bacon Ab., Abatement:
Abatement, in the general acceptation of
the word, signifies a plea, put in by the defendant, in which he shows
cause to the court why he should not be impleaded, or, if at all, not in
the manner and form he now is.
This being, then, a plea in abatement to the
jurisdiction of the court, I must judge of its sufficiency by those
rules of the common law applicable to such pleas.
The plea was as follows:
And the said John F. A. Sandford, in his
own proper person, comes and says that this court ought not to have or
take further cognizance of the action aforesaid, because he says that
said cause of action, and each and every of them (if any such have
accrued to the said Dred Scott), accrued to the said Dred Scott out of
the jurisdiction of this court, and exclusively within the jurisdiction
of the courts of the State of Missouri, for that, to-wit, the said
plaintiff, Dred Scott, is not a citizen of the State of Missouri, as
alleged in his declaration, because he is a negro of African descent,
his ancestors were of pure African blood, and were brought into this
country and sold as negro slaves, and this the said Sandford is ready to
verify. Wherefore, he prays judgment whether this court can or will
take further cognizance of the action aforesaid.
The plaintiff demurred, and the judgment of the Circuit Court was that the plea was insufficient.
I cannot treat this plea as a general
traverse of the citizenship alleged by the plaintiff. Indeed, if it
were so treated, the plea was clearly bad, for it concludes with a
verification, and not to the country, as a general traverse should. And
though this defect in a plea in bar must be pointed out by a special
demurrer, it is never necessary to demur specially to a plea in
abatement; all matters, though of form only, may be taken advantage of
upon a general demurrer to such a plea. Chitty on Pl. 465.
The truth is that, though not drawn with the utmost technical accuracy, it is a special traverse of the plaintiff's allegation
[p569]
of citizenship, and was a suitable and proper mode of
traverse under the circumstances. By reference to Mr. Stephen's
description of the uses of such a traverse contained in his excellent
analysis of pleadings, Steph. on Pl. 176, it will be seen how precisely
this plea meets one of his descriptions. No doubt the defendant might
have traversed, by a common or general traverse, the plaintiff's
allegation that he was a citizen of the State of Missouri, concluding to
the country. The issue thus presented being joined, would have
involved matter of law on which the jury must have passed under the
direction of the court. But, by traversing the plaintiff's citizenship
specially -- that is, averring those facts on which the defendant relied
to show that, in point of law, the plaintiff was not a citizen, and
basing the traverse on those facts as a deduction therefrom --
opportunity was given to do what was done -- that is, to present
directly to the court, by a demurrer, the sufficiency of those facts to
negative, in point of law, the plaintiff's allegation of citizenship.
This, then, being a special, and not a general or common, traverse, the
rule is settled that the facts thus set out in the plea as the reason or
ground of the traverse must of themselves constitute, in point of law, a
negative of the allegation thus traversed. Stephen on Pl. 183, Ch. on
Pl. 620. And upon a demurrer to this plea, the question which arises is
whether the facts that the plaintiff is a negro of African descent,
whose ancestors were of pure African blood and were brought into this
country and sold as negro slaves, may all be true, and yet the plaintiff
be a citizen of the State of Missouri within the meaning of the
Constitution and laws of the United States which confer on citizens of
one State the right to sue citizens of another State in the Circuit
Courts. Undoubtedly, if these facts, taken together, amount to an
allegation that, at the time of action brought, the plaintiff was
himself a slave, the plea is sufficient. It has been suggested that the
plea, in legal effect, does so aver, because, if his ancestors were
sold as slaves, the presumption is they continued slaves, and, if so,
the presumption is the plaintiff was born a slave, and, if so, the
presumption is he continued to be a slave to the time of action brought.
I cannot think such presumptions can be
resorted to to help out defective averments in pleading, especially in
pleading in abatement, where the utmost certainty and precision are
required. Chitty on Pl. 457. That the plaintiff himself was a slave at
the time of action brought is a substantive fact having no necessary
connection with the fact that his parents were sold as slaves. For they
might have been sold after he was born, or the plaintiff himself, if
once a slave, might have
[p570]
became a freeman before action brought. To aver that
his ancestors were sold as slaves is not equivalent, in point of law, to
an averment that he was a slave. If it were, he could not even confess
and avoid the averment of the slavery of his ancestors, which would be
monstrous, and if it be not equivalent in point of law, it cannot be
treated as amounting thereto when demurred to, for a demurrer confesses
only those substantive facts which are well pleaded, and not other
distinct substantive facts which might be inferred therefrom by a jury.
To treat an averment that the plaintiff's ancestors were Africans,
brought to this country and sold as slaves, as amounting to an averment
on the record that he was a slave because it may lay some foundation for
presuming so is to hold that the facts actually alleged may be treated
as intended as evidence of another distinct facts not alleged. But it
is a cardinal rule of pleading, laid down in Dowman's Case, 9
Rep. 9b, and in even earlier authorities therein referred to, "that
evidence shall never be pleaded, for it only tends to prove matter of
fact, and therefore the matter of fact shall be pleaded." Or, as the
rule is sometimes stated, pleadings must not be argumentative. Stephen
on Pleading 384, and authorities cited by him. In Com.Dig., Pleader E.
3, and Bac. Abridgement, Pleas I, 5, and Stephen on Pl., many decisions
under this rule are collected. In trover, for an indenture whereby A
granted a manor, it is no plea that A did not grant the manor, for it
does not answer the declaration except by argument. Yelv. 223.
So, in trespass for taking and carrying away
the plaintiff's goods, the defendant pleaded that the plaintiff never
had any goods. The court said, "this is an infallible argument that the
defendant is not guilty, but it is no plea." Dyer a 43.
In ejectment, the defendant pleaded a
surrender of a copyhold by the hand of Fosset, the steward. The
plaintiff replied that Fosset was not steward. The court held this no
issue, for it traversed the surrender only agrumentatively. Cro.Elis.
260.
In these cases and many others reported in
the books, the inferences from the facts stated were irresistible. But
the court held they did not, when demurred to, amount to such inferable
facts. In the case at bar, the inference that the defendant was a slave
at the time of action brought, even if it can be made at all from the
fact that his parents were slaves, is certainly not a necessary
inference. This case, therefore, is like that of Digby v. Alexander,
8 Bing. 116. In that case, the defendant pleaded many facts strongly
tending to show that he was once Earl of Stirling, but as there was no
positive allegation
[p571]
that he was so at the time of action brought, and, as
every fact averred might be true and yet the defendant not have been
Earl of Stirling at the time of action brought, the plea was held to be
insufficient.
A lawful seizin of land is presumed to continue. But if, in an action of trespass quare clausum, the defendant were to plead that he was lawfully seized of the locus in quo one month before the time of the alleged trespass, I should have no doubt it would be a bad plea. See Mollan v. Torrance,
9 Wheat. 537. So if a plea to the jurisdiction, instead of alleging
that the plaintiff was a citizen of the same State as the defendant,
were to allege that the plaintiff's ancestors were citizens of that
State, I think the plea could not be supported. My judgment would be,
as it is in this case, that if the defendant meant to aver a particular
substantive fact as existing at the time of action brought, he must do
it directly and explicitly, and not by way of inference from certain
other averments which are quite consistent with the contrary hypothesis.
I cannot, therefore, treat this plea as containing an averment that
the plaintiff himself was a slave at the time of action brought, and the
inquiry recurs whether the facts that he is of African descent, and
that his parents were once slaves, are necessarily inconsistent with his
own citizenship in the State of Missouri within the meaning of the
Constitution and laws of the United States.
In Gassies v. Ballon, 6 Pet. 761,
the defendant was described on the record as a naturalized citizen of
the United States, residing in Louisiana. The court held this
equivalent to an averment that the defendant was a citizen of Louisiana,
because a citizen of the United States, residing in any State of the
Union, is, for purposes of jurisdiction, a citizen of that State. Now
the plea to the jurisdiction in this case does not controvert the fact
that the plaintiff resided in Missouri at the date of the writ. If he
did then reside there, and was also a citizen of the United States, no
provisions contained in the Constitution or laws of Missouri can deprive
the plaintiff of his right to sue citizens of States other than
Missouri in the courts of the United States.
So that, under the allegations contained in
this plea and admitted by the demurrer, the question is whether any
person of African descent, whose ancestors were sold as slaves in the
United States, can be a citizen of the United States. If any such
person can be a citizen, this plaintiff has the right to the judgment of
the court that he is so, for no cause is shown by the plea why he is
not so, except his descent and the slavery of his ancestors.
The first section of the second article of the Constitution
[p572]
uses the language, "a citizen of the United States at
the time of the adoption of the Constitution." One mode of approaching
this question is to inquire who were citizens of the United States at
the time of the adoption of the Constitution.
Citizens of the United States at the time of
the adoption of the Constitution can have been no other than citizens
of the United States under the Confederation. By the Articles of
Confederation, a Government was organized, the style whereof was "The
United States of America." This Government was in existence when the
Constitution was framed and proposed for adoption, and was to be
superseded by the new Government of the United States of America,
organized under the Constitution. When, therefore, the Constitution
speaks of citizenship of the United States existing at the time of the
adoption of the Constitution, it must necessarily refer to citizenship
under the Government which existed prior to and at the time of such
adoption.
Without going into any question concerning
the powers of the Confederation to govern the territory of the United
States out of the limits of the States, and consequently to sustain the
relation of Government and citizen in respect to the inhabitants of such
territory, it may safely be said that the citizens of the several
States were citizens of the United States under the Confederation.
That Government was simply a confederacy of
the several States, possessing a few defined powers over subjects of
general concern, each State retaining every power, jurisdiction, and
right, not expressly delegated to the United States in Congress
assembled. And no power was thus delegated to the Government of the
Confederation to act on any question of citizenship or to make any rules
in respect thereto. The whole matter was left to stand upon the action
of the several States, and to the natural consequence of such action
that the citizens of each State should be citizens of that Confederacy
into which that State had entered, the style whereof was, "The United
States of America."
To determine whether any free persons,
descended from Africans held in slavery, were citizens of the United
States under the Confederation, and consequently at the time of the
adoption of the Constitution of the United States, it is only necessary
to know whether any such persons were citizens of either of the States
under the Confederation at the time of the adoption of the Constitution.
Of this there can be no doubt. At the time
of the ratification of the Articles of Confederation, all free
native-born inhabitants of the States of New Hampshire, Massachusetts,
New
[p573]
York, New Jersey, and North Carolina, though descended
from African slaves, were not only citizens of those States, but such of
them as had the other necessary qualifications possessed the franchise
of electors, on equal terms with other citizens.
The Supreme Court of North Carolina, in the case of the State v. Manuel,
4 Dev. and Bat. 20, has declared the law of that State on this subject
in terms which I believe to be as sound law in the other States I have
enumerated, as it was in North Carolina.
"According to the laws of this State," says Judge Gaston, in delivering the opinion of the court,
all human beings within it, who are not
slaves, fall within one of two classes. Whatever distinctions may have
existed in the Roman laws between citizens and free inhabitants, they
are unknown to our institutions. Before our Revolution, all free
persons born within the dominions of the King of Great Britain, whatever
their color or complexion, were native-born British subjects -- those
born out of his allegiance were aliens. Slavery did not exist in
England, but it did in the British colonies. Slaves were not, in legal
parlance persons, but property. The moment the incapacity, the
disqualification of slavery, was removed, they became persons, and were
then either British subjects or not British subjects, according as they
were or were not born within the allegiance of the British King. Upon
the Revolution, no other change took place in the laws of North Carolina
than was consequent on the transition from a colony dependent on a
European King to a free and sovereign State. Slaves remained slaves.
British subjects in North Carolina became North Carolina freemen.
Foreigners, until made members of the State, remained aliens. Slaves,
manumitted here, became freemen, and therefore, if born within North
Carolina, are citizens of North Carolina, and all free persons born
within the State are born citizens of the State. The Constitution
extended the elective franchise to every freeman who had arrived at the
age of twenty-one and paid a public tax, and it is a matter of universal
notoriety that, under it, free persons, without regard to color,
claimed and exercised the franchise until it was taken from free men of
color a few years since by our amended Constitution.
In the State v. Newcomb, 5 Iredell's R. 253, decided in 1844, the same court referred to this case of the State v. Manuel, and said:
That case underwent a very laborious
investigation, both by the bar and the bench. The case was brought here
by appeal, and was felt to be one of great importance in principle. It
was considered with an anxiety and care worthy of the principle
involved, and which give it a controlling
[p574]
influence and authority on all questions of a similar character.
An argument from speculative premises,
however well chosen, that the then state of opinion in the Commonwealth
of Massachusetts was not consistent with the natural rights of people of
color who were born on that soil, and that they were not, by the
Constitution of 1780 of that State, admitted to the condition of
citizens, would be received with surprise by the people of that State
who know their own political history. It is true, beyond all
controversy that persons of color, descended from African slaves, were
by that Constitution made citizens of the State, and such of them as
have had the necessary qualifications have held and exercised the
elective franchise, as citizens, from that time to the present. See Com. v. Aves, 18 Pick. R. 210.
The Constitution of New Hampshire conferred
the elective franchise upon "every inhabitant of the State having the
necessary qualifications," of which color or descent was not one.
The Constitution of New York gave the right
to vote to "every male inhabitant, who shall have resided," &c.,
making no discrimination between free colored persons and others. See Con. of N.Y., Art. 2, Rev.Stats. of N.Y., vol. 1, p. 126.
That of New Jersey, to "all inhabitants of this colony, of full age, who are worth £ 50 proclamation money, clear estate."
New York, by its Constitution of 1820,
required colored persons to have some qualifications as prerequisites
for voting, which white persons need not possess. And New Jersey, by
its present Constitution, restricts the right to vote to white male
citizens. But these changes can have no other effect upon the present
inquiry except to show that, before they were made, no such restrictions
existed, and colored, in common with white, persons, were not only
citizens of those States, but entitled to the elective franchise on the
same qualifications as white persons, as they now are in New Hampshire
and Massachusetts. I shall not enter into an examination of the
existing opinions of that period respecting the African race, nor into
any discussion concerning the meaning of those who asserted, in the
Declaration of Independence, that all men are created equal; that they
are endowed by their Creator with certain inalienable rights; that among
these are life, liberty, and the pursuit of happiness. My own opinion
is that a calm comparison of these assertions of universal abstract
truths and of their own individual opinions and acts would not leave
[p575]
these men under any reproach of inconsistency; that the
great truths they asserted on that solemn occasion, they were ready and
anxious to make effectual, wherever a necessary regard to
circumstances, which no statesman can disregard without producing more
evil than good, would allow; and that it would not be just to them nor
true in itself to allege that they intended to say that the Creator of
all men had endowed the white race, exclusively, with the great natural
rights which the Declaration of Independence asserts. But this is not
the place of vindicate their memory. As I conceive, we should deal here
not with such disputes, if there can be a dispute concerning this
subject, but with those substantial facts evinced by the written
Constitutions of States and by the notorious practice under them. And
they show, in a manner which no argument can obscure, that, in some of
the original thirteen States, free colored persons, before and at the
time of the formation of the Constitution, were citizens of those
States.
The fourth of the fundamental articles of the Confederation was as follows:
The free inhabitants of each of these
States, paupers, vagabonds, and fugitives from justice, excepted, shall
be entitled to all the privileges and immunities of free citizens in the
several States.
The fact that free persons of color were
citizens of some of the several States, and the consequence that this
fourth article of the Confederation would have the effect to confer on
such persons the privileges and immunities of general citizenship, were
not only known to those who framed and adopted those articles, but the
evidence is decisive that the fourth article was intended to have that
effect, and that more restricted language, which would have excluded
such persons, was deliberately and purposely rejected.
On the 25th of June, 1778, the Articles of
Confederation being under consideration by the Congress, the delegates
from South Carolina moved to amend this fourth article by inserting
after the word "free," and before the word "inhabitants," the word
"white," so that the privileges and immunities of general citizenship
would be secured only to white persons. Two States voted for the
amendment, eight States against it, and the vote of one State was
divided. The language of the article stood unchanged, and both by its
terms of inclusion, "free inhabitants," and the strong implication from
its terms of exclusion, "paupers, vagabonds, and fugitives from
justice," who alone were excepted, it is clear that under the
Confederation, and at the time of the adoption of the Constitution, free
colored persons of African descent might be, and, by reason of their
citizenship in certain States, were, entitled to the
[p576]
privileges and immunities of general citizenship of the United States.
Did the Constitution of the United States deprive them or their descendants of citizenship?
That Constitution was ordained and
established by the people of the United States, through the action, in
each State, or those persons who were qualified by its laws to act
thereon in behalf of themselves and all other citizens of that State.
In some of the States, as we have seen, colored persons were among those
qualified by law to act on this subject. These colored persons were
not only included in the body of "the people of the United States" by
whom the Constitution was ordained and established, but, in at least
five of the States, they had the power to act, and doubtless did act, by
their suffrages, upon the question of its adoption. It would be
strange if we were to find in that instrument anything which deprived of
their citizenship any part of the people of the United States who were
among those by whom it was established.
I can find nothing in the Constitution which, proprio vigore,
deprives of their citizenship any class of persons who were citizens of
the United States at the time of its adoption, or who should be
native-born citizens of any State after its adoption, nor any power
enabling Congress to disfranchise persons born on the soil of any State,
and entitled to citizenship of such State by its Constitution and laws.
And my opinion is that, under the Constitution of the United States,
every free person born on the soil of a State, who is a citizen of that
State by force of its Constitution or laws, is also a citizen of the
United States.
I will proceed to state the grounds of that opinion.
The first section of the second article of
the Constitution uses the language, "a natural-born citizen." It thus
assumes that citizenship may be acquired by birth. Undoubtedly, this
language of the Constitution was used in reference to that principle of
public law, well understood in this country at the time of the adoption
of the Constitution, which referred citizenship to the place of birth.
At the Declaration of Independence, and ever since, the received general
doctrine has been in conformity with the common law that free persons
born within either of the colonies were subjects of the King that by the
Declaration of Independence, and the consequent acquisition of
sovereignty by the several States, all such persons ceased to be
subjects, and became citizens of the several States, except so far as
some of them were disfranchised by the legislative power of the States,
or availed themselves, seasonably, of the right to adhere to the British
Crown in the civil contest,
[p577]
and thus to continue British subjects. McIlvain v. Coxe's Lessee, 4 Cranch 209; Inglis v. Sailors' Snug Harbor, 3 Peters, p. 99; Shanks v. Dupont, ibid., p. 242.
The Constitution having recognised the rule
that persons born within the several States are citizens of the United
States, one of four things must be true:
First. That the Constitution itself has described what native-born persons shall or shall not be citizens of the United States, or
Second. That it has empowered Congress to do so, or
Third. That all free persons born within the several States are citizens of the United States, or
Fourth. That it is left to each State to determine
what free persons born within its limits shall be citizens of such
State, and thereby be citizens of the United States.
If there be such a thing as citizenship of
the United States acquired by birth within the States, which the
Constitution expressly recognises, and no one denies, then these four
alternatives embrace the entire subject, and it only remains to select
that one which is true.
That the Constitution itself has defined
citizenship of the United States by declaring what persons born within
the several States shall or shall not be citizens of the United States
will not be pretended. It contains no such declaration. We may dismiss
the first alternative as without doubt unfounded.
Has it empowered Congress to enact what free
persons, born within the several States, shall or shall not be citizens
of the United States?
Before examining the various provisions of
the Constitution which may relate to this question, it is important to
consider for a moment the substantial nature of this inquiry. It is, in
effect, whether the Constitution has empowered Congress to create
privileged classes within the States who alone can be entitled to the
franchises and powers of citizenship of the United States. If it be
admitted that the Constitution has enabled Congress to declare what free
persons born within the several States shall be citizens of the United
States, it must at the same time be admitted that it is an unlimited
power. If this subject is within the control of Congress, it must
depend wholly on its discretion. For certainly no limits of that
discretion can be found in the Constitution, which is wholly silent
concerning it, and the necessary consequence is that the Federal
Government may select classes of persons within the several States who
alone can be entitled to the political privileges of citizenship of the
United States. If this power exists, what persons born within the
States may be President or Vice President
[p578]
of the United States, or members of either House of
Congress, or hold any office or enjoy any privilege whereof citizenship
of the United States is a necessary qualification must depend solely on
the will of Congress. By virtue of it, though Congress can grant no
title of nobility, they may create an oligarchy in whose hands would be
concentrated the entire power of the Federal Government.
It is a substantive power, distinct in its
nature from all others, capable of affecting not only the relations of
the States to the General Government, but of controlling the political
condition of the people of the United States. Certainly we ought to find
this power granted by the Constitution, at least by some necessary
inference, before we can say it does not remain to the States or the
people. I proceed therefore to examine all the provisions of the
Constitution which may have some bearing on this subject.
Among the powers expressly granted to
Congress is "the power to establish a uniform rule of naturalization."
It is not doubted that this is a power to prescribe a rule for the
removal of the disabilities consequent on foreign birth. To hold that
it extends further than this would do violence to the meaning of the
term naturalization, fixed in the common law, Co.Lit. 8a, 129a; 2 Ves.
sen. 286; 2 Bl.Com. 293, and in the minds of those who concurred in
framing and adopting the Constitution. It was in this sense of
conferring on an alien and his issue the rights and powers of a
native-born citizen that it was employed in the Declaration of
Independence. It was in this sense it was expounded in the Federalist
No. 42; has been understood by Congress, by the Judiciary, 2 Wheat. 259,
269, 3 Wash.R. 313, 322, 12 Wheat. 277, and by commentators on the
Constitution. 3 Story's Com. on Con., 1-3; 1 Rawle on Con. 84-88; 1
Tucker's Bl.Com. App. 255-259.
It appears, then that the only power
expressly granted to Congress to legislate concerning citizenship is
confined to the removal of the disabilities of foreign birth.
Whether there be anything in the
Constitution from which a broader power may be implied will best be seen
when we come to examine the two other alternatives, which are whether
all free persons, born on the soil of the several States, or only such
of them as may be citizens of each State, respectively, are thereby
citizens of the United States. The last of these alternatives, in my
judgment, contains the truth.
Undoubtedly, as has already been said, it is
a principle of public law, recognised by the Constitution itself, that
birth on the soil of a country both creates the duties and confers the
rights of citizenship. But it must be remembered that, though
[p579]
the Constitution was to form a Government, and under it
the United States of America were to be one united sovereign nation to
which loyalty and obedience, on the one side, and from which protection
and privileges, on the other, would be due, yet the several sovereign
States whose people were then citizens were not only to continue in
existence, but with powers unimpaired except so far as they were granted
by the people to the National Government.
Among the powers unquestionably possessed by
the several States was that of determining what persons should and what
persons should not be citizens. It was practicable to confer on the
Government of the Union this entire power. It embraced what may well
enough, for the purpose now in view, be divided into three parts. First:
the power to remove the disabilities of alienage, either by special
acts in reference to each individual case or by establishing a rule of
naturalization to be administered and applied by the courts. Second:
determining what persons should enjoy the privileges of citizenship in
respect to the internal affairs of the several States. Third: what native-born persons should be citizens of the United States.
The first-named power -- that of
establishing a uniform rule of naturalization -- was granted, and here
the grant, according to its terms, stopped. Construing a Constitution
containing only limited and defined powers of government, the argument
derived from this definite and restricted power to establish a rule of
naturalization must be admitted to be exceedingly strong. I do not say
it is necessarily decisive. It might be controlled by other parts of
the Constitution. But when this particular subject of citizenship was
under consideration, and in the clause specially intended to define the
extent of power concerning it, we find a particular part of this entire
power separated from the residue and conferred on the General
Government, there arises a strong presumption that this is all which is
granted, and that the residue is left to the States and to the people.
And this presumption is, in my opinion, converted into a certainty by an
examination of all such other clauses of the Constitution as touch this
subject.
I will examine each which can have any possible bearing on this question.
The first clause of the second section of the third article of the Constitution is
The judicial power shall extend to
controversies between a State and citizens of another State, between
citizens of different States, between citizens of the same State,
claiming lands under grants of different States, and between States, or
the citizens thereof, and foreign States,
[p580]
citizens, or subjects.
I do not think this clause has any
considerable bearing upon the particular inquiry now under
consideration. Its purpose was to extend the judicial power to those
controversies into which local feelings or interests might to enter as
to disturb the course of justice, or give rise to suspicions that they
had done so, and thus possibly give occasion to jealousy or ill will
between different States, or a particular State and a foreign nation.
At the same time, I would remark in passing that it has never been held
-- I do not know that it has ever been supposed -- that any citizen of a
State could bring himself under this clause and the eleventh and
twelfth sections of the Judiciary Act of 1789, passed in pursuance of
it, who was not a citizen of the United States. But I have referred to
the clause only because it is one of the places where citizenship is
mentioned by the Constitution. Whether it is entitled to any weight in
this inquiry or not, it refers only to citizenship of the several
States; it recognises that, but it does not recognise citizenship of the
United States as something distinct therefrom.
As has been said, the purpose of this clause
did not necessarily connect it with citizenship of the United States,
even if that were something distinct from citizenship of the several
States in the contemplation of the Constitution. This cannot be said of
other clauses of the Constitution, which I now proceed to refer to.
"The citizens of each State shall be
entitled to all the privileges and immunities of citizens of the several
States." Nowhere else in the Constitution is there anything concerning
a general citizenship, but here, privileges and immunities to be
enjoyed throughout the United States, under and by force of the national
compact, are granted and secured. In selecting those who are to enjoy
these national rights of citizenship, how are they described? As
citizens of each State. It is to them these national rights are
secured. The qualification for them is not to be looked for in any
provision of the Constitution or laws of the United States. They are to
be citizens of the several States, and as such, the privileges and
immunities of general citizenship, derived from and guarantied by the
Constitution, are to be enjoyed by them. It would seem that, if it had
been intended to constitute a class of native-born persons within the
States who should derive their citizenship of the United States from the
action of the Federal Government, this was an occasion for referring to
them. It cannot be supposed that it was the purpose of this article to
confer the privileges and immunities of citizens in all the States upon
persons not citizens of the United States.
[p581]
And if it was intended to secure these
rights only to citizens of the United States, how has the Constitution
here described such persons? Simply as citizens of each State.
But, further: though, as I shall presently
more fully state, I do not think the enjoyment of the elective franchise
essential to citizenship, there can be no doubt it is one of the
chiefest attributes of citizenship under the American Constitutions, and
the just and constitutional possession of this right is decisive
evidence of citizenship. The provisions made by a Constitution on this
subject must therefore be looked to as bearing directly on the question
what persons are citizens under that Constitution, and as being
decisive, to this extent -- that all such persons as are allowed by the
Constitution to exercise the elective franchise, and thus to participate
in the Government of the United States, must be deemed citizens of the
United States.
Here, again, the consideration presses
itself upon us that, if there was designed to be a particular class of
native-born persons within the States, deriving their citizenship from
the Constitution and laws of the United States, they should at least
have been referred to as those by whom the President and House of
Representatives were to be elected, and to whom they should be
responsible.
Instead of that, we again find this subject
referred to the laws of the several States. The electors of President
are to be appointed in such manner as the Legislature of each State may
direct, and the qualifications of electors of members of the House of
Representatives shall be the same as for electors of the most numerous
branch of the State Legislature.
Laying aside, then, the case of aliens,
concerning which the Constitution of the United States has provided, and
confining our view to free persons born within the several States, we
find that the Constitution has recognised the general principle of
public law that allegiance and citizenship depend on the place of birth;
that it has not attempted practically to apply this principle by
designating the particular classes of persons who should or should not
come under it; that, when we turn to the Constitution for an answer to
the question what free persons born within the several States are
citizens of the United States, the only answer we can receive from any
of its express provisions is the citizens of the several States are to
enjoy the privileges and immunities of citizens in every State, and
their franchise as electors under the Constitution depends on their
citizenship in the several States. Add to this that the Constitution
was ordained by the citizens of the several States that they were "the
people of the United States," for whom
[p582]
and whose posterity the Government was declared in the
preamble of the Constitution to be made; that each of them was "a
citizen of the United States at the time of the adoption of the
Constitution" within the meaning of those words in that instrument; that
by them the Government was to be and was in fact organized; and that no
power is conferred on the Government of the Union to discriminate
between them, or to disfranchise any of them -- the necessary conclusion
is that those persons born within the several States who, by force of
their respective Constitutions and laws, are citizens of the State are
thereby citizens of the United States.
It may be proper here to notice some supposed objections to this view of the subject.
It has been often asserted that the
Constitution was made exclusively by and for the white race. It has
already been shown that, in five of the thirteen original States,
colored persons then possessed the elective franchise, and were among
those by whom the Constitution was ordained and established. If so, it
is not true, in point of fact, that the Constitution was made
exclusively by the white race. And that it was made exclusively for the
white race is, in my opinion, not only an assumption not warranted by
anything in the Constitution, but contradicted by its opening
declaration that it was ordained and established by the people of the
United States, for themselves and their posterity. And as free colored
persons were then citizens of at least five States, and so in every
sense part of the people of the United States, they were among those for
whom and whose posterity the Constitution was ordained and established.
Again, it has been objected that if the
Constitution has left to the several States the rightful power to
determine who of their inhabitants shall be citizens of the United
States, the States may make aliens citizens.
The answer is obvious. The Constitution has
left to the States the determination what persons, born within their
respective limits, shall acquire by birth citizenship of the United
States; it has not left to them any power to prescribe any rule for the
removal of the disabilities of alienage. This power is exclusively in
Congress.
It has been further objected that, if free
colored persons, born within a particular State and made citizens of
that State by its Constitution and laws, are thereby made citizens of
the United States, then, under the second section of the fourth article
of the Constitution, such persons would be entitled to all the
privileges and immunities of citizens in the several States, and, if so,
then colored persons could vote, and be
[p583]
eligible to not only Federal offices, but offices even
in those States whose Constitution and laws disqualify colored persons
from voting or being elected to office.
But this position rests upon an assumption
which I deem untenable. Its basis is that no one can be deemed a
citizen of the United States who is not entitled to enjoy all the
privileges and franchises which are conferred on any citizen. See 1 Lit.Kentucky R. 326. That this is not true under the Constitution of the United States seems to me clear.
A naturalized citizen cannot be President of
the United States, nor a Senator till after the lapse of nine years,
nor a Representative till after the lapse of seven years, from his
naturalization. Yet as soon as naturalized, he is certainly a citizen
of the United States. Nor is any inhabitant of the District of
Columbia, or of either of the Territories, eligible to the office of
Senator or Representative in Congress, though they may be citizens of
the United States. So, in all the States, numerous persons, though
citizens, cannot vote, or cannot hold office, either on account of their
age, or sex, or the want of the necessary legal qualifications. The
truth is that citizenship, under the Constitution of the United States,
is not dependent on the possession of any particular political or even
of all civil rights, and any attempt so to define it must lead to error.
To what citizens the elective franchise shall be confided is a
question to be determined by each State in accordance with its own views
of the necessities or expediencies of its condition. What civil rights
shall be enjoyed by its citizens, and whether all shall enjoy the same,
or how they may be gained or lost, are to be determined in the same
way.
One may confine the right of suffrage to
white male citizens; another may extend it to colored persons and
females; one may allow all persons above a prescribed age to convey
property and transact business; another may exclude married women. But
whether native-born women, or persons under age, or under guardianship
because insane or spendthrifts, be excluded from voting or holding
office, or allowed to do so, I apprehend no one will deny that they are
citizens of the United States. Besides, this clause of the Constitution
does not confer on the citizens of one State, in all other States,
specific and enumerated privileges and immunities. They are entitled to
such as belong to citizenship, but not to such as belong to particular
citizens attended by other qualifications. Privileges and immunities
which belong to certain citizens of a State by reason of the operation
of causes other than mere citizenship are not conferred. Thus, if the
laws of a State require, in addition to
[p584]
citizenship of the State, some qualification for office
or the exercise of the elective franchise, citizens of all other States
coming thither to reside and not possessing those qualifications cannot
enjoy those privileges, not because they are not to be deemed entitled
to the privileges of citizens of the State in which they reside, but
because they, in common with the native-born citizens of that State,
must have the qualifications prescribed by law for the enjoyment of such
privileges under its Constitution and laws. It rests with the States
themselves so to frame their Constitutions and laws as not to attach a
particular privilege or immunity to mere naked citizenship. If one of
the States will not deny to any of its own citizens a particular
privilege or immunity -- if it confer it on all of them by reason of
mere naked citizenship -- then it may be claimed by every citizen of
each State by force of the Constitution, and it must be borne in mind
that the difficulties which attend the allowance of the claims of
colored persons to be citizens of the United States are not avoided by
saying that, though each State may make them its citizens, they are not
thereby made citizens of the United States, because the privileges of
general citizenship are secured to the citizens of each State. The
language of the Constitution is "The citizens of each State shall be
entitled to all privileges and immunities of citizens in the several
States." If each State may make such persons its citizens, they became,
as such, entitled to the benefits of this article if there be a
native-born citizenship of the United States distinct from a native-born
citizenship of the several States.
There is one view of this article entitled
to consideration in this connection. It is manifestly copied from the
fourth of the Articles of Confederation, with only slight changes of
phraseology which render its meaning more precise, and dropping the
clause which excluded paupers, vagabonds, and fugitives from justice,
probably because these cases could be dealt with under the police powers
of the States, and a special provision therefor was not necessary. It
has been suggested that, in adopting it into the Constitution, the words
"free inhabitants" were changed for the word "citizens." An
examination of the forms of expression commonly used in the State papers
of that day, and an attention to the substance of this article of the
Confederation, will show that the words "free inhabitants," as then
used, were synonymous with citizens. When the Articles of Confederation
were adopted, we were in the midst of the war of the Revolution, and
there were very few persons then embraced in the words "free
inhabitants" who were not born on our soil. It was not a time when many
save the
[p585]
children of the soil were willing to embark their
fortunes in our cause, and though there might be an inaccuracy in the
uses of words to call free inhabitants citizens, it was then a
technical, rather than a substantial, difference. If we look into the
Constitutions and State papers of that period, we find the inhabitants
or people of these colonies, or the inhabitants of this State or
Commonwealth, employed to designate those whom we should now denominate
citizens. The substance and purpose of the article prove it was in this
sense it used these words; it secures to the free inhabitants of each
State the privileges and immunities of free citizens in every State. It
is not conceivable that the States should have agreed to extend the
privileges of citizenship to persons not entitled to enjoy the
privileges of citizens in the States where they dwelt that, under this
article, there was a class of persons in some of the States, not
citizens, to whom were secured all the privileges and immunities of
citizens when they went into other States; and the just conclusion is
that, though the Constitution cured an inaccuracy of language, it left
the substance of this article in the National Constitution the same as
it was in the Articles of Confederation.
The history of this fourth article,
respecting the attempt to exclude free persons of color from its
operation, has been already stated. It is reasonable to conclude that
this history was known to those who framed and adopted the Constitution.
That, under this fourth article of the Confederation, free persons of
color might be entitled to the privileges of general citizenship, if
otherwise entitled thereto, is clear. When this article was, in
substance, placed in and made part of the Constitution of the United
States, with no change in its language calculated to exclude free
colored persons from the benefit of its provisions, the presumption is,
to say the least, strong that the practical effect which it was designed
to have, and did have, under the former Government, it was designed to
have, and should have, under the new Government.
It may be further objected that, if free
colored persons may be citizens of the United States, it depends only on
the will of a master whether he will emancipate his slave and thereby
make him a citizen. Not so. The master is subject to the will of the
State. Whether he shall be allowed to emancipate his slave at all; if
so, on what conditions; and what is to be the political status of the
freed man depend, not on the will of the master, but on the will of the
State, upon which the political status of all its native-born
inhabitants depends. Under the Constitution of the United States, each
State has retained this power of determining the political status of its
native-born
[p586]
inhabitants, and no exception thereto can be found in
the Constitution. And if a master in a slaveholding State should carry
his slave into a free State, and there emancipate him, he would not
thereby make him a native-born citizen of that State, and consequently
no privileges could be claimed by such emancipated salve as a citizen of
the United States. For whatever powers the States may exercise to
confer privileges of citizenship on persons not born on their soil, the
Constitution of the United States does not recognise such citizens. As
has already been said, it recognises the great principle of public law
that allegiance and citizenship spring from the place of birth. It
leaves to the States the application of that principle to individual
cases. It secured to the citizens of each State the privileges and
immunities of citizens in every other State. But it does not allow to
the States the power to make aliens citizens, or permit one State to
take persons born on the soil of another State, and contrary to the laws
and policy of the State where they were born, make them its citizens,
and so citizens of the United States. No such deviation from the great
rule of public law was contemplated by the Constitution, and when any
such attempt shall be actually made, it is to be met by applying to it
those rules of law and those principles of good faith which will be
sufficient to decide it, and not, in my judgment, by denying that all
the free native-born inhabitants of a State who are its citizens under
its Constitution and laws are also citizens of the United States.
It has sometimes been urged that colored
persons are shown not to be citizens of the United States by the fact
that the naturalization laws apply only to white persons. But whether a
person born in the United States be or be not a citizen cannot depend
on laws which refer only to aliens, and do not affect the status of
persons born in the United States. The utmost effect which can be
attributed to them is to show that Congress has not deemed it expedient
generally to apply the rule to colored aliens. That they might do so,
if though fit, is clear. The Constitution has not excluded them. And
since that has conferred the power on Congress to naturalize colored
aliens, it certainly shows color is not a necessary qualification for
citizenship under the Constitution of the United States. It may be
added that the power to make colored persons citizens of the United
States under the Constitution has been actually exercised in repeated
and important instances. See the Treaties with the Choctaws,
of September 27, 1830, art. 14; with the Cherokees, of May 23, 1836,
art. 12; Treaty of Guadalupe Hidalgo, February 2, 1848, art. 8.
I do not deem it necessary to review at length the legislation
[p587]
of Congress having more or less bearing on the
citizenship of colored persons. It does not seem to me to have any
considerable tendency to prove that it has been considered by the
legislative department of the Government that no such persons are
citizens of the United States. Undoubtedly they have been debarred from
the exercise of particular rights or privileges extended to white
persons, but, I believe, always in terms which, by implication, admit
they may be citizens. Thus, the act of May 17, 1792, for the
organization of the militia directs the enrollment of "every free,
able-bodied, white male citizen." An assumption that none but white
persons are citizens would be as inconsistent with the just import of
this language as that all citizens are able-bodied, or males.
So the Act of February 28, 1803, 2 Stat. at
Large 205, to prevent the importation of certain persons into States
when by the laws thereof their admission is prohibited, in its first
section, forbids all masters of vessels to import or bring "any negro,
mulatto, or other person of color, not being a native, a citizen, or registered seaman of the United States," &c.
The Acts of March 3, 1813, section 1, 2
Stat. at Large 809, and March 1, 1817, section 3, 3 Stat. at Large 351,
concerning seamen, certainly imply there may be persons of color,
natives of the United States who are not citizens of the United States.
This implication is undoubtedly in accordance with the fact. For not
only slaves, but free persons of color, born in some of the States, are
not citizens. But there is nothing in these laws inconsistent with the
citizenship of persons of color in others of the States, nor with their
being citizens of the United States.
Whether much or little weight should be
attached to the particular phraseology of these and other laws, which
were not passed with any direct reference to this subject, I consider
their tendency to be, as already indicated, to show that, in the
apprehension of their framers, color was not a necessary qualification
of citizenship. It would be strange if laws were found on our statute
book to that effect when, by solemn treaties, large bodies of Mexican
and North American Indians as well as free colored inhabitants of
Louisiana have been admitted to citizenship of the United States.
In the legislative debates which preceded
the admission of the State of Missouri into the Union, this question was
agitated. Its result is found in the resolution of Congress of March
5, 1821, for the admission of that State into the Union. The
Constitution of Missouri, under which that State applied for admission
into the Union, provided that it should be the duty
[p588]
of the Legislature "to pass laws to prevent free
negroes and mulattoes from coming to and settling in the State under any
pretext whatever." One ground of objection to the admission of the
State under this Constitution was that it would require the Legislature
to exclude free persons of color, who would be entitled, under the
second section of the fourth article of the Constitution, not only to
come within the State, but to enjoy there the privileges and immunities
of citizens. The resolution of Congress admitting the State was upon
the fundamental condition
that the Constitution of Missouri shall
never be construed to authorize the passage of any law, and that no law
shall be passed in conformity thereto, by which any citizen of either of
the States of this Union shall be excluded from the enjoyment of any of
the privileges and immunities to which such citizen is entitled under
the Constitution of the United States.
It is true that neither this legislative
declaration nor anything in the Constitution or laws of Missouri could
confer or take away any privilege or immunity granted by the
Constitution. But it is also true that it expresses the then conviction
of the legislative power of the United States that free negroes, as
citizens of some of the States, might be entitled to the privileges and
immunities of citizens in all the States.
The conclusions at which I have arrived on this part of the case are:
First. That the free native-born citizens of each State are citizens of the United States.
Second. That, as free colored persons born within
some of the States are citizens of those States, such persons are also
citizens of the United States.
Third. That every such citizen, residing in any
State, has the right to sue and is liable to be sued in the Federal
courts, as a citizen of that State in which he resides.
Fourth. That, as the plea to the jurisdiction in
this case shows no facts, except that the plaintiff was of African
descent, and his ancestors were sold as slaves, and as these facts are
not inconsistent with his citizenship of the United States and his
residence in the State of Missouri, the plea to the jurisdiction was
bad, and the judgment of the Circuit Court overruling it was correct.
I dissent, therefore, from that part of the
opinion of the majority of the court in which it is held that a person
of African descent cannot be a citizen of the United States, and I
regret I must go further and dissent both from what I deem their
assumption of authority to examine the constitutionality of the act of
Congress commonly called the Missouri Compromise
[p589]
Act and the grounds and conclusions announced in their opinion.
Having first decided that they were bound to
consider the sufficiency of the plea to the jurisdiction of the Circuit
Court, and having decided that this plea showed that the Circuit Court
had not jurisdiction, and consequently that this is a case to which the
judicial power of the United States does not extend, they have gone on
to examine the merits of the case as they appeared on the trial before
the court and jury on the issues joined on the pleas in bar, and so have
reached the question of the power of Congress to pass the act of 1820.
On so grave a subject as this, I feel obliged to say that, in my
opinion, such an exertion of judicial power transcends the limits of the
authority of the court as described by its repeated decisions, and as I
understand, acknowledged in this opinion of the majority of the court.
In the course of that opinion, it became necessary to comment on the case of Legrand v. Darnall,
reported in 2 Peters' R. 664. In that case, a bill was filed, by one
alleged to be a citizen of Maryland against one alleged to be a citizen
of Pennsylvania. The bill stated that the defendant was the son of a
white man by one of his slaves, and that the defendant's father devised
to him certain lands, the title to which was put in controversy by the
bill. These facts were admitted in the answer, and upon these and other
facts, the court made its decree, founded on the principle that a
devise of land by a master to a slave was, by implication, also a
bequest of his freedom. The facts that the defendant was of African
descent and was born a slave were not only before the court, but entered
into the entire substance of its inquiries. The opinion of the
majority of my brethren in this case disposes of the case of Legrand v. Darnall
by saying, among other things, that as the fact that the defendant was
born a slave only came before this court on the bill and answer; it was
then too late to raise the question of the personal disability of the
party, and therefore that decision is altogether inapplicable in this
case.
In this I concur. Since the decision of this court in Livingston v. Story,
11 Pet. 351, the law has been settled that, when the declaration or
bill contains the necessary averments of citizenship, this court cannot
look at the record to see whether those averments are true except so far
as they are put in issue by a plea to the jurisdiction. In that case,
the defendant denied by his answer that Mr. Livingston was a citizen of
New York, as he had alleged in the bill. Both parties went into proofs.
The court refused to examine those proofs with reference to the
personal disability of the plaintiff. This is the
[p590]
settled law of the court, affirmed so lately as Shepherd v. Graves, 14 How. 27, and Wickliff v. Owings, 17 How. 51. See also De Wolf v. Rabaud,
1 Pet. 476. But I do not understand this to be a rule which the court
may depart from at its pleasure. If it be a rule, it is as binding on
the court as on the suitors. If it removes from the latter the power to
take any objection to the personal disability of a party alleged by the
record to be competent, which is not shown by a plea to the
jurisdiction, it is because the court are forbidden by law to consider
and decide on objections so taken. I do not consider it to be within
the scope of the judicial power of the majority of the court to pass
upon any question respecting the plaintiff's citizenship in Missouri
save that raised by the plea to the jurisdiction, and I do not hold any
opinion of this Court, or any court, binding, when expressed on a
question not legitimately before it. Carroll v. Carroll, 16
How. 275. The judgment of this Court is that the case is to be
dismissed for want of jurisdiction because the plaintiff was not a
citizen of Missouri, as he alleged in his declaration. Into that
judgment, according to the settled course of this Court, nothing
appearing after a plea to the merits can enter. A great question of
constitutional law, deeply affecting the peace and welfare of the
country, is not, in my opinion, a fit subject to be thus reached.
But as, in my opinion, the Circuit Court had
jurisdiction, I am obliged to consider the question whether its
judgment on the merits of the case should stand or be reversed.
The residence of the plaintiff in the State
of Illinois, and the residence of himself and his wife in the territory
acquired from France lying north of latitude thirty-six degrees thirty
minutes and north of the State of Missouri, are each relied on by the
plaintiff in error. As the residence in the territory affects the
plaintiff's wife and children as well as himself, I must inquire what
was its effect.
The general question may be stated to be
whether the plaintiff's status as a slave was so changed by his
residence within that territory that he was not a slave in the State of
Missouri at the time this action was brought.
In such cases, two inquiries arise which may be confounded, but should be kept distinct.
The first is what was the law of the Territory into which the master and slave went respecting the relation between them?
The second is whether the State of Missouri
recognises and allows the effect of that law of the Territory on the
status of the slave on his return within its jurisdiction.
As to the first of these questions, the will of States and nations,
[p591]
by whose municipal law slavery is not recognised, has been manifested in three different ways.
One is absolutely to dissolve the relation,
and terminate the rights of the master existing under the law of the
country whence the parties came. This is said by Lord Stowell, in the Case of the Slave Grace, 2 Hag.Ad.R. 94, and by the Supreme Court of Louisiana in the Case of Maria Louise v. Marot,
9 Louis.R. 473, to be the law of France, and it has been the law of
several States of this Union, in respect to slaves introduced under
certain conditions. Wilson v. Isabel, 5 Call's R. 430; Hunter v. Hulcher, 1 Leigh 172; Stewart v. Oaks, 5 Har. and John. 107.
The second is where the municipal law of a
country not recognising slavery, it is the will of the State to refuse
the master all aid to exercise any control over his slave, and if he
attempt to do so, in a manner justifiable only by that relation, to
prevent the exercise of that control. But no law exists designed to
operate directly on the relation of master and slave, and put an end to
that relation. This is said by Lord Stowell, in the case above
mentioned, to be the law of England, and by Mr. Chief Justice Shaw, in
the case of the Commonwealth v. Aves, 18 Pick. 193, to be the law of Massachusetts.
The third is to make a distinction between the case of a master and his slave only temporarily in the country, animo non manendi,
and those who are there to reside for permanent or indefinite purposes.
This is said by Mr. Wheaton to be the law of Prussia, and was formerly
the statute law of several States of our Union. It is necessary in
this case to keep in view this distinction between those countries whose
laws are designed to act directly on the status of a slave, and make
him a freeman, and those where his master can obtain no aid from the
laws to enforce his rights.
It is to the last case only that the
authorities, out of Missouri, relied on by defendant, apply when the
residence in the nonslaveholding Territory was permanent. In the Commonwealth v. Aves, 18 Pick. 218, Mr. Chief Justice Shaw said:
From the principle above stated, on which a
slave brought here becomes free, to-wit, that he becomes entitled to
the protection of our laws, it would seem to follow as a necessary
conclusion that, if the slave waives the protection of those laws and
returns to the State where he is held as a slave, his condition is not
changed.
It was upon this ground, as is apparent from his whole reasoning, that Sir William Scott rests his opinion in the Case of the Slave Grace.
To use one of his expressions, the effect of the law of England was to
put the liberty of the slave into a parenthesis. If there had been an
[p592]
act of Parliament declaring that a slave coming to
England with his master should thereby be deemed no longer to be a
slave, it is easy to see that the learned judge could not have arrived
at the same conclusion. This distinction is very clearly stated and
shown by President Tucker in his opinion in the case of Betty v. Horton, 5 Leigh's Virginia R. 615. See also Hunter v. Fletcher, 1 Leigh's Va.R. 172; Maria Louise v. Marot, 9 Louisiana R.; Smith v. Smith, 13 ib. 441; Thomas v. Genevieve, 16 ib. 483; Rankin v. Lydia, 2 A. K. Marshall 467; Davies v. Tingle, 8 B.Munroe 539; Griffeth v. Fanny, Gilm.Va.R. 143; Lumford v. Coquillon, 14 Martin's La.R. 405; Josephine v. Poultney, 1 Louis.Ann.R. 329.
But if the acts of Congress on this subject
are valid, the law of the Territory of Wisconsin, within whose limits
the residence of the plaintiff and his wife and their marriage and the
birth of one or both of their children took place, falls under the first
category, and is a law operating directly on the status of the slave.
By the eighth section of the Act of March 6, 1820, 3 Stat. at Large 548,
it was enacted that, within this Territory,
slavery and involuntary servitude,
otherwise than in the punishment of crimes, whereof the parties shall
have been duly convicted, shall be, and is hereby, forever prohibited: Provided always
that any person escaping into the same, from whom labor or service is
lawfully claimed in any State or Territory of the United States, such
fugitive may be lawfully reclaimed, and conveyed to the person claiming
his or her labor or service, as aforesaid.
By the Act of April 20, 1836, 4 Stat. at
Large 10, passed in the same month and year of the removal of the
plaintiff to Fort Snelling, this part of the territory ceded by France,
where Fort Snelling is, together with so much of the territory of the
United States east of the Mississippi as now constitutes the State of
Wisconsin, was brought under a Territorial Government under the name of
the Territory of Wisconsin. By the eighteenth section of this act, it
was enacted
That the inhabitants of this Territory
shall be entitled to and enjoy all and singular the rights, privileges,
and advantages, granted and secured to the people of the Territory of
the United States northwest of the river Ohio, by the articles of
compact contained in the ordinance for the government of said Territory,
passed on the 13th day of July, 1787, and shall be subject to all the
restrictions and prohibitions in said articles of compact imposed upon
the people of the said Territory.
The sixth article of that compact is
there shall be neither slavery nor involuntary servitude in the said Territory, otherwise than in
[p593]
the punishment of crimes, whereof the party shall have been duly convicted. Provided always
that any person escaping into the same, from whom labor or service is
lawfully claimed in anyone of the original States, such fugitive may be
lawfully reclaimed, and conveyed to the person claiming his or her labor
or service, as aforesaid.
By other provisions of this act establishing
the Territory of Wisconsin, the laws of the United States, and the then
existing laws of the State of Michigan, are extended over the
Territory, the latter being subject to alteration and repeal by the
legislative power of the Territory created by the act.
Fort Snelling was within the Territory of
Wisconsin, and these laws were extended over it. The Indian title to
that site for a military post had been acquired from the Sioux nation as
early as September 23, 1805, Am.State Papers, Indian Affairs, vol. 1,
p. 744, and until the erection of the Territorial Government, the
persons at that post were governed by the rules and articles of war, and
such laws of the United States, including the eighth section of the Act
of March 6, 1820, prohibiting slavery, as were applicable to their
condition; but after the erection of the Territory, and the extension of
the laws of the United States and the laws of Michigan over the whole
of the Territory, including this military post, the persons residing
there were under the dominion of those laws in all particulars to which
the rules and articles of war did not apply.
It thus appears that, by these acts of
Congress, not only was a general system of municipal law borrowed from
the State of Michigan, which did not tolerate slavery, but it was
positively enacted that slavery and involuntary servitude, with only one
exception, specifically described, should not exist there. It is not
simply that slavery is not recognised and cannot be aided by the
municipal law. It is recognised for the purpose of being absolutely
prohibited and declared incapable of existing within the Territory, save
in the instance of a fugitive slave.
It would not be easy for the Legislature to
employ more explicit language to signify its will that the status of
slavery should not exist within the Territory than the words found in
the Act of 1820, and in the Ordinance of 1787, and if any doubt could
exist concerning their application to cases of masters coming into the
Territory with their slaves to reside that doubt must yield to the
inference required by the words of exception. That exception is of
cases of fugitive slaves. An exception from a prohibition marks the
extent of the prohibition, for it would be absurd, as well as useless,
to except from a prohibition
[p594]
a case not contained within it. 9 Wheat. 200. I must
conclude, therefore that it was the will of Congress that the state of
involuntary servitude of a slave coming into the Territory with his
master should cease to exist. The Supreme Court of Missouri so held in Rachel v. Walker, 4 Misso.R., 350, which was the case of a military officer going into the Territory with two slaves.
But it is a distinct question whether the
law of Missouri recognised and allowed effect to the change wrought in
the status of the plaintiff by force of the laws of the Territory of
Wisconsin.
I say the law of Missouri because a judicial
tribunal in one State or nation can recognise personal rights acquired
by force of the law of any other State or nation only so far as it is
the law of the former State that those rights should be recognised.
But, in the absence of positive law to the contrary, the will of every
civilized State must be presumed to be to allow such effect to foreign
laws as is in accordance with the settled rules of international law.
And legal tribunals are bound to act on this presumption. It may be
assumed that the motive of the State in allowing such operation to
foreign laws is what has been termed comity. But, as has justly been
said per Chief Justice Taney, 13 Pet. 589, it is the comity of the
State, not of the court. The judges have nothing to do with the motive
of the State. Their duty is simply to ascertain and give effect to its
will. And when it is found by them that its will to depart from a rule
of international law has not been manifested by the State, they are
bound to assume that its will is to give effect to it. Undoubtedly,
every sovereign State may refuse to recognise a change, wrought by the
law of a foreign State, on the status of a person while within such
foreign State, even in cases where the rules of international law
require that recognition. Its will to refuse such recognition may be
manifested by what we term statute law, or by the customary law of the
State. It is within the province of its judicial tribunals to inquire
and adjudge whether it appears, from the statute or customary law of the
State, to be the will of the State to refuse to recognise such changes
of status by force of foreign law, as the rules of the law of nations
require to be recognised. But, in my opinion, it is not within the
province of any judicial tribunal to refuse such recognition from any
political considerations, or any view it may take of the exterior
political relations between the State and one or more foreign States, or
any impressions it may have that a change of foreign opinion and action
on the subject of slavery may afford a reason why the State should
change its own action. To understand and give
[p595]
just effect to such considerations, and to change the
action of the State in consequence of them, are functions of
diplomatists and legislators, not of judges.
The inquiry to be made on this part of the
case is therefore whether the State of Missouri has, by its statute, or
its customary law, manifested its will to displace any rule of
international law, applicable to a change of the status of a slave, by
foreign law.
I have not heard it suggested that there was
any statute of the State of Missouri bearing on this question. The
customary law of Missouri is the common law, introduced by statute in
1816. 1 Ter.Laws, 436. And the common law, as Blackstone says, 4 Com.
67, adopts, in its full extent, the law of nations, and holds it to be a
part of the law of the land.
I know of no sufficient warrant for
declaring that any rule of international law concerning the recognition,
in that State, of a change of status wrought by an extraterritorial law
has been displaced or varied by the will of the State of Missouri.
I proceed then to inquire what the rules of
international law prescribe concerning the change of status of the
plaintiff wrought by the law of the Territory of Wisconsin.
It is generally agreed by writers upon
international law, and the rule has been judicially applied in a great
number of cases, that wherever any question may arise concerning the
status of a person, it must be determined according to that law which
has next previously rightfully operated on and fixed that status. And
further, that the laws of a country do not rightfully operate upon and
fix the status of persons who are within its limits in itinere,
or who are abiding there for definite temporary purposes, as for
health, curiosity, or occasional business; that these laws, known to
writers on public and private international law as personal statutes,
operate only on the inhabitants of the country. Not that it is or can
be denied that each independent nation may, if it thinks fit, apply them
to all persons within their limits. But when this is done not in
conformity with the principles of international law, other States are
not understood to be willing to recognise or allow effect to such
applications of personal statutes.
It becomes necessary, therefore, to inquire
whether the operation of the laws of the Territory of Wisconsin upon the
status of the plaintiff was or was not such an operation as these
principles of international law require other States to recognise and
allow effect to.
And this renders it needful to attend to the particular facts and circumstances of this case.
[p596]
It appears that this case came on for trial
before the Circuit Court and a jury upon an issue, in substance, whether
the plaintiff, together with his wife and children, were the slaves of
the defendant.
The court instructed the jury that, "upon
the facts in this case, the law is with the defendant." This withdrew
from the jury the consideration and decision of every matter of fact.
The evidence in the case consisted of written admissions, signed by the
counsel of the parties. If the case had been submitted to the judgment
of the court upon an agreed statement of facts, entered of record, in
place of a special verdict, it would have been necessary for the court
below, and for this court, to pronounce its judgment solely on those
facts, thus agreed, without inferring any other facts therefrom. By the
rules of the common law applicable to such a case, and by force of the
seventh article of the amendments of the Constitution, this court is
precluded from finding any fact not agreed to by the parties on the
record. No submission to the court on a statement of facts was made.
It was a trial by jury, in which certain admissions, made by the
parties, were the evidence. The jury were not only competent, but were
bound to draw from that evidence every inference which, in their
judgment, exercised according to the rules of law, it would warrant.
The Circuit Court took from the jury the power to draw any inferences
from the admissions made by the parties, and decided the case for the
defendant. This course can be justified here, if at all, only by its
appearing that, upon the facts agreed and all such inferences of fact
favorable to the plaintiff's case as the jury might have been warranted
in drawing from those admissions, the law was with the defendant.
Otherwise, the plaintiff would be deprived of the benefit of his trial
by jury, by whom, for aught we can know, those inferences favorable to
his case would have been drawn.
The material facts agreed bearing on this
part of the case are that Dr. Emerson, the plaintiff's master, resided
about two years at the military post of Fort Snelling, being a surgeon
in the army of the United States, his domicil of origin being unknown,
and what, if anything, he had done to preserve or change his domicil
prior to his residence at Rock Island being also unknown.
Now it is true that, under some
circumstances the residence of a military officer at a particular place
in the discharge of his official duties does not amount to the
acquisition of a technical domicil. But it cannot be affirmed with
correctness that it never does. There being actual residence, and this
being presumptive evidence of domicil, all the circumstances
[p597]
of the case must be considered before a legal
conclusion can be reached that his place of residence is not his
domicil. If a military officer stationed at a particular post should
entertain an expectation that his residence there would be indefinitely
protracted, and in consequence should remove his family to the place
where his duties were to be discharged, form a permanent domestic
establishment there, exercise there the civil rights and discharge the
civil duties of an inhabitant, while he did not act and manifested no
intent to have a domicil elsewhere, I think no one would say that the
mere fact that he was himself liable to be called away by the orders of
the Government would prevent his acquisition of a technical domicil at
the place of the residence of himself and his family. In other words, I
do not think a military officer incapable of acquiring a domicil. Bruce v. Bruce, 2 Bos. and Pul. 230; Munroe v. Douglass,
5 Mad.Ch.R. 232. This being so, this case stands thus: there was
evidence before the jury that Emerson resided about two years at Fort
Snelling, in the Territory of Wisconsin. This may or may not have been
with such intent as to make it his technical domicil. The presumption
is that it was. It is so laid down by this court, in Ennis v. Smith,
14 How. and the authorities in support of the position are there
referred to. His intent was a question of fact for the jury. Fitchburg v. Winchendon, 4 Cush. 190.
The case was taken from the jury. If they
had power to find that the presumption of the necessary intent had not
been rebutted, we cannot say, on this record that Emerson had not his
technical domicil at Fort Snelling. But, for reasons which I shall now
proceed to give, I do not deem it necessary in this case to determine
the question of the technical domicil of Dr. Emerson.
It must be admitted that the inquiry whether
the law of a particular country has rightfully fixed the status of a
person, so that in accordance with the principles of international law
that status should be recognised in other jurisdictions, ordinarily
depends on the question whether the person was domiciled in the country
whose laws are asserted to have fixed his status. But, in the United
States, questions of this kind may arise where an attempt to decide
solely with reference to technical domicil, tested by the rules which
are applicable to changes of places of abode from one country to
another, would not be consistent with sound principles. And, in my
judgment, this is one of those cases.
The residence of the plaintiff, who was
taken by his master, Dr. Emerson, as a slave, from Missouri to the State
of Illinois, and thence to the Territory of Wisconsin, must be deemed
to
[p598]
have been for the time being, and until he asserted his
own separate intention, the same as the residence of his master, and
the inquiry whether the personal statutes of the Territory were
rightfully extended over the plaintiff, and ought, in accordance with
the rules of international law, to be allowed to fix his status, must
depend upon the circumstances under which Dr. Emerson went into that
Territory and remained there, and upon the further question whether
anything was there rightfully done by the plaintiff to cause those
personal statutes to operate on him.
Dr. Emerson was an officer in the army of
the United States. He went into the Territory to discharge his duty to
the United States. The place was out of the jurisdiction of any
particular State, and within the exclusive jurisdiction of the United
States. It does not appear where the domicil of origin of Dr. Emerson
was, nor whether or not he had lost it, and gained another domicil, nor
of what particular State, if any, he was a citizen.
On what ground can it be denied that all
valid laws of the United States, constitutionally enacted by Congress
for the government of the Territory, rightfully extended over an officer
of the United States and his servant who went into the Territory to
remain there for an indefinite length of time, to take part in its civil
or military affairs? They were not foreigners, coming from abroad.
Dr. Emerson was a citizen of the country which had exclusive
jurisdiction over the Territory, and not only a citizen, but he went
there in a public capacity, in the service of the same sovereignty which
made the laws. Whatever those laws might be, whether of the kind
denominated personal statutes or not, so far as they were intended by
the legislative will, constitutionally expressed, to operate on him and
his servant, and on the relations between them, they had a rightful
operation, and no other State or country can refuse to allow that those
laws might rightfully operate on the plaintiff and his servant, because
such a refusal would be a denial that the United States could, by laws
constitutionally enacted, govern their own servants, residing on their
own Territory, over which the United States had the exclusive control,
and in respect to which they are an independent sovereign power.
Whether the laws now in question were constitutionally enacted, I repeat
once more, is a separate question. But, assuming that they were, and
that they operated directly on the status of the plaintiff, I consider
that no other State or country could question the rightful power of the
United States so to legislate, or, consistently with the settled rules
of international law, could refuse to recognise the effects
[p599]
of such legislation upon the status of their officers and servants, as valid everywhere.
This alone would, in my apprehension, be sufficient to decide this question.
But there are other facts stated on the
record which should not be passed over. It is agreed that, in the year
1836, the plaintiff, while residing in the Territory, was married, with
the consent of Dr. Emerson, to Harriet, named in the declaration as his
wife, and that Eliza and Lizzie were the children of that marriage, the
first named having been born on the Mississippi river, north of the line
of Missouri, and the other having been born after their return to
Missouri. And the inquiry is whether, after the marriage of the
plaintiff in the Territory, with the consent of Dr. Emerson, any other
State or country can, consistently with the settled rules of
international law, refuse to recognise and treat him as a free man when
suing for the liberty of himself, his wife, and the children of the
marriage. It is in reference to his status as viewed in other States
and countries that the contract of marriage and the birth of children
becomes strictly material. At the same time, it is proper to observe
that the female to whom he was married having been taken to the same
military post of Fort Snelling as a slave, and Dr. Emerson claiming also
to be her master at the time of her marriage, her status, and that of
the children of the marriage, are also affected by the same
considerations.
If the laws of Congress governing the
Territory of Wisconsin were constitutional and valid laws, there can be
no doubt these parties were capable of contracting a lawful marriage,
attended with all the usual civil rights and obligations of that
condition. In that Territory, they were absolutely free persons, having
full capacity to enter into the civil contract of marriage.
It is a principle of international law,
settled beyond controversy in England and America, that a marriage,
valid by the law of the place where it was contracted, and not in fraud
of the law of any other place, is valid everywhere, and that no
technical domicil at the place of the contract is necessary to make it
so. See Bishop on Mar. and Div. 125-129, where the cases are collected.
If, in Missouri, the plaintiff were held to
be a slave, the validity and operation of his contract of marriage must
be denied. He can have no legal rights, of course, not those of a
husband and father. And the same is true of his wife and children. The
denial of his rights is the denial of theirs. So that, though lawfully
married in the Territory, when they came out of it, into the State of
Missouri, they were no longer
[p600]
husband and wife, and a child of that lawful marriage,
though born under the same dominion where its parents contracted a
lawful marriage, is not the fruit of that marriage, nor the child of its
father, but subject to the maxim partus sequitur ventrem.
It must be borne in mind that, in this case,
there is no ground for the inquiry whether it be the will of the State
of Missouri not to recognise the validity of the marriage of a fugitive
slave, who escapes into a State or country where slavery is not allowed
and there contracts a marriage, or the validity of such a marriage where
the master, being a citizen of the State of Missouri, voluntarily goes
with his slave, in itinere, into a State or country which does
not permit slavery to exist, and the slave there contracts marriage
without the consent of his master, for in this case, it is agreed, Dr.
Emerson did consent, and no further question can arise concerning his
rights so far as their assertion is inconsistent with the validity of
the marriage. Nor do I know of any ground for the assertion that this
marriage was in fraud of any law of Missouri. It has been held by this
court that a bequest of property by a master to his slave by necessary
implication entitles the slave to his freedom, because only as a freeman
could he take and hold the bequest. Legrand v. Darnall, 2
Pet.R. 664. It has also been held that, when a master goes with his
slave to reside for an indefinite period in a State where slavery is not
tolerated, this operates as an act of manumission, because it is
sufficiently expressive of the consent of the master that the slave
should be free. 2 Marshall's Ken.R. 470, 14 Martin's Louis.R. 401.
What, then, shall we say of the consent of
the master that the slave may contract a lawful marriage, attended with
all the civil rights and duties which belong to that relation; that he
may enter into a relation which none but a free man can assume -- a
relation which involves not only the rights and duties of the slave, but
those of the other party to the contract, and of their descendants to
the remotest generation? In my judgment, there can be no more effectual
abandonment of the legal rights of a master over his slave than by the
consent of the master that the slave should enter into a contract of
marriage in a free State, attended by all the civil rights and
obligations which belong to that condition.
And any claim by Dr. Emerson, or anyone
claiming under him the effect of which is to deny the validity of this
marriage and the lawful paternity of the children born from it, wherever
asserted, is, in my judgment, a claim inconsistent with good faith and
sound reason, as well as with the rules of international law. And I go
further: in my opinion, a law of the State
[p601]
of Missouri which should thus annul a marriage,
lawfully contracted by these parties while resident in Wisconsin, not in
fraud of any law of Missouri, or of any right of Dr. Emerson, who
consented thereto, would be a law impairing the obligation of a
contract, and within the prohibition of the Constitution of the United
States. See 4 Wheat. 629, 695, 696.
To avoid misapprehension on this important
and difficult subject, I will state distinctly the conclusions at which I
have arrived. They are:
First. The rules of international law respecting
the emancipation of slaves, by the rightful operation of the laws of
another State or country upon the status of the slave, while resident in
such foreign State or country, are part of the common law of Missouri,
and have not been abrogated by any statute law of that State.
Second. The laws of the United States,
constitutionally enacted, which operated directly on and changed the
status of a slave coming into the Territory of Wisconsin with his
master, who went thither to reside for an indefinite length of time, in
the performance of his duties as an officer of the United States, had a
rightful operation on the status of the slave, and it is in conformity
with the rules of international law that this change of status should be
recognised everywhere.
Third. The laws of the United States, in operation
in the Territory of Wisconsin at the time of the plaintiff's residence
there, did act directly on the status of the plaintiff, and change his
status to that of a free man.
Fourth. The plaintiff and his wife were capable of
contracting, and, with the consent of Dr. Emerson, did contract a
marriage in that Territory, valid under its laws, and the validity of
this marriage cannot be questioned in Missouri, save by showing that it
was in fraud of the laws of that State or of some right derived from
them, which cannot be shown in this case, because the master consented
to it.
Fifth. That the consent of the master that his
slave, residing in a country which does not tolerate slavery, may enter
into a lawful contract of marriage, attended with the civil rights and
duties which being to that condition, is an effectual act of
emancipation. And the law does not enable Dr. Emerson, or anyone
claiming under him, to assert a title to the married persons as slaves,
and thus destroy the obligation of the contract of marriage and
bastardize their issue and reduce them to slavery.
But it is insisted that the Supreme Court of Missouri has settled this case by its decision in Scott v. Emerson, 15 Missouri Reports 576, and that this decision is in conformity
[p602]
with the weight of authority elsewhere, and with sound
principles. If the Supreme Court of Missouri had placed its decision on
the ground that it appeared Dr. Emerson never became domiciled in the
Territory, and so its laws could not rightfully operate on him and his
slave, and the facts that he went there to reside indefinitely as an
officer of the United States, and that the plaintiff was lawfully
married there with Dr. Emerson's consent, were left out of view, the
decision would find support in other cases, and I might not be prepared
to deny its correctness. But the decision is not rested on this ground.
The domicil of Dr. Emerson in that Territory is not questioned in that
decision, and it is placed on a broad denial of the operation, in
Missouri, of the law of any foreign State or country upon the status of a
slave, going with his master from Missouri into such foreign State or
country, even though they went thither to become, and actually became,
permanent inhabitants of such foreign State or country, the laws whereof
acted directly on the status of the slave, and changed his status to
that of a freeman.
To the correctness of such a decision I
cannot assent. In my judgment, the opinion of the majority of the court
in that case is in conflict with its previous decisions, with a great
weight of judicial authority in other slaveholding States, and with
fundamental principles of private international law. Mr. Chief Justice
Gamble, in his dissenting opinion in that case, said:
I regard the question as conclusively
settled by repeated adjudications of this court, and if I doubted or
denied the propriety of those decisions, I would not feel myself any
more at liberty to overturn them than I would any other series of
decisions by which the law upon any other question had been settled.
There is with me nothing in the law of slavery which distinguishes it
from the law on any other subject, or allows any more accommodation to
the temporary excitements which have gathered around it. . . . But, in
the midst of all such excitement, it is proper that the judicial mind,
calm and self-balanced, should adhere to principles established when
there was no feeling to disturb the view of the legal questions upon
which the rights of parties depend.
In this State, it has been recognized from
the beginning of the Government as a correct position in law that the
master who takes his slave to reside in a State or Territory where
slavery is prohibited, thereby emancipates his slave.
Winney v. Whitesides, 1 Mo. 473; Le Grange v. Chouteau, 2 Mo. 20; Milley v. Smith, ib. 36; Ralph v. Duncan, 3 Mo. 194; Julia v. McKinney, ib. 270; Nat v. Ruddle, ib. 400; Rachel v. Walker, 4 Mo. 350; Wilson v. Melvin, 592.
[p603]
Chief Justice Gamble has also examined the
decisions of the courts of other States in which slavery is established,
and finds them in accordance with these preceding decisions of the
Supreme Court of Missouri, to which he refers.
It would be a useless parade of learning for me to go over the ground which he has so fully and ably occupied.
But it is further insisted we are bound to
follow this decision. I do not think so. In this case, it is to be
determined what laws of the United States were in operation in the
Territory of Wisconsin, and what was their effect on the status of the
plaintiff. Could the plaintiff contract a lawful marriage there? Does
any law of the State of Missouri impair the obligation of that contract
of marriage, destroy his rights as a husband, bastardize the issue of
the marriage, and reduce them to a state of slavery?
These questions, which arise exclusively
under the Constitution and laws of the United States, this Court, under
the Constitution and laws of the United States, has the rightful
authority finally to decide. And if we look beyond these questions, we
come to the consideration whether the rules of international law, which
are part of the laws of Missouri until displaced by some statute not
alleged to exist, do or do not require the status of the plaintiff, as
fixed by the laws of the Territory of Wisconsin, to be recognised in
Missouri. Upon such a question, not depending on any statute or local
usage, but on principles of universal jurisprudence, this court has
repeatedly asserted it could not hold itself bound by the decisions of
State courts, however great respect might be felt for their learning,
ability, and impartiality. See Swift v. Tyson, 16 Peters's R. 1; Carpenter v. The Providence Ins. Co., ib. 495; Foxcroft v. Mallet, 4 How. 353; Rowan v. Runnels, 5 How. 134.
Some reliance has been placed on the fact
that the decision in the Supreme Court of Missouri was between these
parties, and the suit there was abandoned to obtain another trial in the
courts of the United States.
In Homer v. Brown, 16 How. 354,
this court made a decision upon the construction of a devise of lands,
in direct opposition to the unanimous opinion of the Supreme Court of
Massachusetts, between the same parties, respecting the same subject
matter -- the claimant having become nonsuit in the State court in order
to bring his action in the Circuit Court of the United States. I did
not sit in that case, having been of counsel for one of the parties
while at the bar, but, on examining the report of the argument of the
counsel for the plaintiff in error, I find they made the point that this
court ought to give effect to the construction put upon the will by the
State
[p604]
court, to the end that rights respecting lands may be
governed by one law, and that the law of the place where the lands are
situated that they referred to the State decision of the case, reported
in 3 Cushing 390, and to many decisions of this court. But this court
does not seem to have considered the point of sufficient importance to
notice it in their opinions. In Millar v. Austin, 13 How. 218,
an action was brought by the endorsee of a written promise. The
question was whether it was negotiable under a statute of Ohio. The
Supreme Court of that State having decided it was not negotiable, the
plaintiff became nonsuit, and brought his action in the Circuit Court of
the United States. The decision of the Supreme Court of the State,
reported in 4 Ves.L.J. 527, was relied on. This court unanimously held
the paper to be negotiable.
When the decisions of the highest court of a
State are directly in conflict with each other, it has been repeatedly
held here that the last decision is not necessarily to be taken as the
rule. State Bank v. Knoop, 16 How. 369; Pease v. Peck, 18 How. 599.
To these considerations I desire to add that
it was not made known to the Supreme Court of Missouri, so far as
appears, that the plaintiff was married in Wisconsin with the consent of
Dr. Emerson, and it is not made known to us that Dr. Emerson was a
citizen of Missouri, a fact to which that court seem to have attached
much importance.
Sitting here to administer the law between
these parties, I do not feel at liberty to surrender my own convictions
of what the law requires, to the authority of the decision in 15
Missouri Reports.
I have thus far assumed, merely for the
purpose of the argument that the laws of the United States respecting
slavery in this Territory were constitutionally enacted by Congress. It
remains to inquire whether they are constitutional and binding laws.
In the argument of this part of the case at
bar, it was justly considered by all the counsel to be necessary to
ascertain the source of the power of Congress over the territory
belonging to the United States. Until this is ascertained, it is not
possible to determine the extent of that power. On the one side, it was
maintained that the Constitution contains no express grant of power to
organize and govern what is now known to the laws of the United States
as a Territory. That whatever power of this kind exists is derived by
implication from the capacity of the United States to hold and acquire
territory out of the limits of any State, and the necessity for its
having some government.
[p605]
On the other side, it was insisted that the
Constitution has not failed to make an express provision for this end,
and that it is found in the third section of the fourth article of the
Constitution.
To determine which of these is the correct
view, it is needful to advert to some facts respecting this subject
which existed when the Constitution was framed and adopted. It will be
found that these facts not only shed much light on the question whether
the framers of the Constitution omitted to make a provision concerning
the power of Congress to organize and govern Territories, but they will
also aid in the construction of any provision which may have been made
respecting this subject.
Under the Confederation, the unsettled
territory within the limits of the United States had been a subject of
deep interest. Some of the States insisted that these lands were within
their chartered boundaries, and that they had succeeded to the title of
the Crown to the soil. On the other hand, it was argued that the
vacant lands had been acquired by the United States by the war carried
on by them under a common Government and for the common interest.
This dispute was further complicated by
unsettled questions of boundary among several States. It not only
delayed the accession of Maryland to the Confederation, but at one time
seriously threatened its existence. 5 Jour. of Cong. 208, 442. Under
the pressure of these circumstances, Congress earnestly recommended to
the several States a cession of their claims and rights to the United
States. 5 Jour. of Cong. 442. And before the Constitution was framed,
it had been begun. That by New York had been made on the 1st day of
March, 1781; that of Virginia on the 1st day of March, 1784; that of
Massachusetts on the 19th day of April, 1785; that of Connecticut on the
14th day of September, 1786; that of South Carolina on the 8th day of
August, 1787, while the Convention for framing the Constitution was in
session.
It is very material to observe in this
connection that each of these acts cedes, in terms, to the United States
as well the jurisdiction as the soil.
It is also equally important to note that,
when the Constitution was framed and adopted, this plan of vesting in
the United States, for the common good, the great tracts of ungranted
lands claimed by the several States, in which so deep an interest was
felt, was yet incomplete. It remained for North Carolina and Georgia to
cede their extensive and valuable claims. These were made by North
Carolina on the 25th day of February, 1790, and by Georgia on the 24th
day of April,
[p606]
1802. The terms of these last-mentioned cessions will
hereafter be noticed in another connection, but I observe here that each
of them distinctly shows upon its face that they were not only in
execution of the general plan proposed by the Congress of the
Confederation, but of a formed purpose of each of these States existing
when the assent of their respective people was given to the Constitution
of the United States.
It appears, then, that when the Federal
Constitution was framed and presented to the people of the several
States for their consideration, the unsettled territory was viewed as
justly applicable to the common benefit so far as it then had or might
attain thereafter a pecuniary value, and so far as it might become the
seat of new States, to be admitted into the Union upon an equal footing
with the original States. And also that the relations of the United
States to that unsettled territory were of different kinds. The titles
of the States of New York, Virginia, Massachusetts, Connecticut, and
South Carolina, as well of soil as of jurisdiction, had been transferred
to the United States. North Carolina and Georgia had not actually made
transfers, but a confident expectation, founded on their appreciation
of the justice of the general claim and fully justified by the results,
was entertained that these cessions would be made. The Ordinance of
1787 had made provision for the temporary government of so much of the
territory actually ceded as lay northwest of the river Ohio.
But it must have been apparent both to the
framers of the Constitution and the people of the several States who
were to act upon it that the Government thus provided for could not
continue unless the Constitution should confer on the United States the
necessary powers to continue it. That temporary Government, under the
ordinance, was to consist of certain officers, to be appointed by and
responsible to the Congress of the Confederation, their powers had been
conferred and defined by the ordinance. So far as it provided for the
temporary government of the Territory, it was an ordinary act of
legislation, deriving its force from the legislative power of Congress
and depending for its vitality upon the continuance of that legislative
power. But the officers to be appointed for the Northwestern Territory,
after the adoption of the Constitution, must necessarily be officers of
the United States, and not of the Congress of the Confederation,
appointed and commissioned by the President and exercising powers
derived from the United States under the Constitution.
Such was the relation between the United
States and the Northwestern Territory which all reflecting men must have
foreseen would exist when the Government created by the
[p607]
Constitution should supersede that of the
Confederation. That if the new Government should be without power to
govern this Territory, it could not appoint and commission officers, and
send them into the Territory to exercise there legislative, judicial,
and executive power, and that this Territory, which was even then
foreseen to be so important, both politically and financially, to all
the existing States, must be left not only without the control of the
General Government in respect to its future political relations to the
rest of the States, but absolutely without any Government, save what its
inhabitants, acting in their primary capacity, might from time to time
create for themselves.
But this Northwestern Territory was not the
only territory the soil and jurisdiction whereof were then understood to
have been ceded to the United States. The cession by South Carolina,
made in August, 1787, was of
all the territory included within the
river Mississippi, and a line beginning at that part of the said river
which is intersected by the southern boundary of North Carolina, and
continuing along the said boundary line until it intersects the ridge or
chain of mountains which divides the Eastern from the Western waters,
then to be continued along the top of the said ridge of mountains until
it intersects a line to be drawn due west from the head of the southern
branch of the Tugaloo river, to the said mountains, and thence to run a
due west course to the river Mississippi.
It is true that, by subsequent explorations,
it was ascertained that the source of the Tugaloo river, upon which the
title of South Carolina depended, was so far to the northward that the
transfer conveyed only a narrow slip of land, about twelve miles wide,
lying on the top of the ridge of mountains, and extending from the
northern boundary of Georgia to the southern boundary of North Carolina.
But this was a discovery made long after the cession, and there can be
no doubt that the State of South Carolina, in making the cession, and
the Congress, in accepting it, viewed it as a transfer to the United
States of the soil and jurisdiction of an extensive and important part
of the unsettled territory ceded by the Crown of Great Britain by the
treaty of peace, though its quantity or extent then remained to be
ascertained.
[n1]
It must be remembered also, as has been already stated that not only was there a confident expectation entertained by the
[p608]
other States that North Carolina and Georgia would
complete the plan already so far executed by New York, Virginia,
Massachusetts, Connecticut, and South Carolina, but that the opinion was
in no small degree prevalent that the just title to this "back
country," as it was termed, had vested in the United States by the
treaty of peace, and could not rightfully be claimed by any individual
State.
There is another consideration applicable to this part of the subject, and entitled, in my judgment, to great weight.
The Congress of the Confederation had
assumed the power not only to dispose of the lands ceded, but to
institute Governments and make laws for their inhabitants. In other
words, they had proceeded to act under the cession, which, as we have
seen, was as well of the jurisdiction as of the soil. This ordinance
was passed on the 13th of July, 1787. The Convention for framing the
Constitution was then in session at Philadelphia. The proof is direct
and decisive that it was known to the Convention.
[n2]
It is equally clear that it was admitted and
understood not to be within the legitimate powers of the Confederation
to pass this ordinance. Jefferson's Works, vol. 9, pp. 251, 276;
Federalist, Nos. 38, 43.
The importance of conferring on the new
Government regular powers commensurate with the objects to be attained,
and thus avoiding the alternative of a failure to execute the trust
assumed by the acceptance of the cessions made and expected, or its
execution by usurpation, could scarcely fail to be perceived. That it
was in fact perceived is clearly shown by the Federalist, No. 38, where
this very argument is made use of in commendation of the Constitution.
Keeping these facts in view, it may
confidently be asserted that there is very strong reason to believe,
before we examine the Constitution itself, that the necessity for a
competent grant of power to hold, dispose of, and govern territory ceded
and expected to be ceded could not have escaped the attention of those
who framed or adopted the Constitution, and that, if it did not escape
their attention, it could not fail to be adequately provided for.
Any other conclusion would involve the
assumption that a subject of the gravest national concern, respecting
which the small States felt so much jealousy that it had been almost an
insurmountable obstacle to the formation of the Confederation, and as to
which all the States had deep pecuniary and political interests, and
which had been so recently and constantly agitated,
[p609]
was nevertheless overlooked, or that such a subject was
not overlooked, but designedly left unprovided for, though it was
manifestly a subject of common concern which belonged to the care of the
General Government, and adequate provision for which could not fail to
be deemed necessary and proper.
The admission of new States, to be framed
out of the ceded territory, early attracted the attention of the
Convention. Among the resolutions introduced by Mr. Randolph, on the
29th of May, was one on this subject, Res.No. 10, 5 Elliot 128, which,
having been affirmed in Committee of the Whole, on the 5th of June, 5
Elliot 156, and reported to the Convention on the 13th of June, 5 Elliot
190, was referred to the Committee of Detail, to prepare the
Constitution, on the 26th of July, 5 Elliot 376. This committee
reported an article for the admission of new States "lawfully
constituted or established." Nothing was said concerning the power of
Congress to prepare or form such States. This omission struck Mr.
Madison, who, on the 18th of August, 5 Elliot 439, moved for the
insertion of power to dispose of the unappropriated lands of the United
States, and to institute temporary Governments for new States arising
therein.
On the 29th of August, 5 Elliot 492, the
report of the committee was taken up, and after debate, which exhibited
great diversity of views concerning the proper mode of providing for the
subject, arising out of the supposed diversity of interests of the
large and small States, and between those which had and those which had
not unsettled territory, but no difference of opinion respecting the
propriety and necessity of some adequate provision for the subject,
Gouverneur Morris moved the clause as it stands in the Constitution.
This met with general approbation, and was at once adopted. The whole
section is as follows:
New States may be admitted by the Congress
into this Union, but no new State shall be formed or erected within the
jurisdiction of any other State, nor any State be formed by the
junction of two or more States, or parts of States, without the consent
of the Legislatures of the States concerned, as well as of Congress.
The Congress shall have power to dispose
of and make all needful rules and regulations respecting the territory
or other property belonging to the United States, and nothing in this
Constitution shall be so construed as to prejudice any claims of the
United States or any particular State.
That Congress has some power to institute
temporary Governments over the territory, I believe all agree, and if it
be admitted that the necessity of some power to govern the territory
[p610]
of the United States could not and did not escape the
attention of the Convention and the people, and that the necessity is so
great that, in the absence of any express grant, it is strong enough to
raise an implication of the existence of that power, it would seem to
follow that it is also strong enough to afford material aid in
construing an express grant of power respecting that territory, and that
they who maintain the existence of the power, without finding any words
at all in which it is conveyed, should be willing to receive a
reasonable interpretation of language of the Constitution, manifestly
intended to relate to the territory, and to convey to Congress some
authority concerning it.
It would seem, also that when we find the
subject matter of the growth and formation and admission of new States,
and the disposal of the territory for these ends, were under
consideration, and that some provision therefor was expressly made, it
is improbable that it would be, in its terms, a grossly inadequate
provision, and that an indispensably necessary power to institute
temporary Governments, and to legislate for the inhabitants of the
territory, was passed silently by, and left to be deduced from the
necessity of the case.
In the argument at the bar, great attention has been paid to the meaning of the word "territory."
Ordinarily, when the territory of a
sovereign power is spoken of, it refers to that tract of country which
is under the political jurisdiction of that sovereign power. Thus,
Chief Justice Marshall, in United States v. Bevans, 3 Wheat. 386, says:
What, then, is the extent of jurisdiction
which a State possesses? We answer without hesitation the jurisdiction
of a State is coextensive with its territory.
Examples might easily be multiplied of this
use of the word, but they are unnecessary, because it is familiar. But
the word "territory" is not used in this broad and general sense in this
clause of the Constitution.
At the time of the adoption of the
Constitution, the United States held a great tract of country northwest
of the Ohio, another tract, then of unknown extent, ceded by South
Carolina, and a confident expectation was then entertained, and
afterwards realized, that they then were or would become the owners of
other great tracts claimed by North Carolina and Georgia. These ceded
tracts lay within the limits of the United States and out of the limits
of any particular State, and the cessions embraced the civil and
political jurisdiction and so much of the soil as had not previously
been granted to individuals.
These words, "territory belonging to the United States"
[p611]
were not used in the Constitution to describe an
abstraction, but to identify and apply to these actual subjects matter
then existing and belonging to the United States and other similar
subjects which might afterwards be acquired, and, this being so, all the
essential qualities and incidents attending such actual subjects are
embraced within the words "territory belonging to the United States" as
fully as if each of those essential qualities and incidents had been
specifically described.
I say, the essential qualities and
incidents. But in determining what were the essential qualities and
incidents of the subject with which they were dealing, we must take into
consideration not only all the particular facts which were immediately
before them, but the great consideration, ever present to the minds of
those who framed and adopted the Constitution, that they were making a
frame of government for the people of the United States and their
posterity under which they hoped the United States might be what they
have now become -- a great and powerful nation, possessing the power to
make war and to conclude treaties, and thus to acquire territory. See Cerre v. Pitot, 6 Cr. 336; Am. Ins. Co. v. Canter, 1 Pet. 542. With these in view, I turn to examine the clause of the article now in question.
It is said this provision has no application
to any territory save that then belonging to the United States. I have
already shown that, when the Constitution was framed, a confident
expectation was entertained, which was speedily realized, that North
Carolina and Georgia would cede their claims to that great territory
which lay west of those States. No doubt has been suggested that the
first clause of this same article which enabled Congress to admit new
States refers to and includes new States to be formed out of this
territory expected to be thereafter ceded by North Carolina and Georgia,
as well as new States to be formed out of territory northwest of the
Ohio, which then had been ceded by Virginia. It must have been seen,
therefore, that the same necessity would exist for an authority to
dispose of and make all needful regulations respecting this territory,
when ceded, as existed for a like authority respecting territory which
had been ceded.
No reason has been suggested why any
reluctance should have been felt by the framers of the Constitution to
apply this provision to all the territory which might belong to the
United States, or why any distinction should have been made, founded on
the accidental circumstance of the dates of the cessions -- a
circumstance in no way material as respects the necessity for rules and
regulations or the propriety of conferring
[p612]
on the Congress power to make them. And if we look at
the course of the debates in the Convention on this article, we shall
find that the then unceded lands, so far from having been left out of
view in adopting this article, constituted, in the minds of members, a
subject of even paramount importance.
Again, in what an extraordinary position
would the limitation of this clause to territory then belonging to the
United States, place the territory which lay within the chartered limits
of North Carolina and Georgia. The title to that territory was then
claimed by those States, and by the United States; their respective
claims are purposely left unsettled by the express words of this clause,
and when cessions were made by those States, they were merely of their
claims to this territory, the United States neither admitting nor
denying the validity of those claims, so that it was impossible then,
and has ever since remained impossible, to know whether this territory
did or did not then belong to the United States, and consequently to
know whether it was within or without the authority conferred by this
clause to dispose of and make rules and regulations respecting the
territory of the United States. This attributes to the eminent men who
acted on this subject a want of ability and forecast, or a want of
attention to the known facts upon which they were acting, in which I
cannot concur.
There is not, in my judgment, anything in
the language, the history, or the subject matter of this article which
restricts its operation to territory owned by the United States when the
Constitution was adopted.
But it is also insisted that provisions of
the Constitution respecting territory belonging to the United States do
not apply to territory acquired by treaty from a foreign nation. This
objection must rest upon the position that the Constitution did not
authorize the Federal Government to acquire foreign territory, and
consequently has made no provision for its government when acquired, or
that, though the acquisition of foreign territory was contemplated by
the Constitution, its provisions concerning the admission of new States,
and the making of all needful rules and regulations respecting
territory belonging to the United States, were not designed to be
applicable to territory acquired from foreign nations.
It is undoubtedly true that, at the date of
the treaty of 1803 between the United States and France for the cession
of Louisiana, it was made a question whether the Constitution had
conferred on the executive department of the Government of the United
States power to acquire foreign territory by a treaty.
[p613]
There is evidence that very grave doubts
were then entertained concerning the existence of this power. But that
there was then a settled opinion in the executive and legislative
branches of the Government that this power did not exist cannot be
admitted without at the same time imputing to those who negotiated and
ratified the treaty, and passed the laws necessary to carry it into
execution, a deliberate and known violation of their oaths to support
the Constitution; and whatever doubts may them have existed, the
question must now be taken to have been settled. Four distinct
acquisitions of foreign territory have been made by as many different
treaties, under as many different Administrations. Six States formed on
such territory are now in the Union. Every branch of this Government,
during a period of more than fifty years, has participated in these
transactions. To question their validity now is vain. As was said by
Mr. Chief Justice Marshall in the American Insurance Company v. Canter, 1 Peters 542,
the Constitution confers absolutely on the
Government of the Union the powers of making war and of making
treaties; consequently, that Government possesses the power of acquiring
territory either by conquest or treaty.
See Cerre v. Pitot, 6 Cr. 336. And, I add, it also
possesses the power of governing it when acquired, not by resorting to
supposititious powers, nowhere found described in the Constitution, but
expressly granted in the authority to make all needful rules and
regulations respecting the territory of the United States.
There was to be established by the
Constitution a frame of government under which the people of the United
States and their posterity were to continue indefinitely. To take one
of its provisions, the language of which is broad enough to extend
throughout the existence of the Government and embrace all territory
belonging to the United States throughout all time, and the purposes and
objects of which apply to all territory of the United States, and
narrow it down to territory belonging to the United States when the
Constitution was framed, while at the same time it is admitted that the
Constitution contemplated and authorized the acquisition, from time to
time, of other and foreign territory, seems to me to be an
interpretation as inconsistent with the nature and purposes of the
instrument as it is with its language, and I can have no hesitation in
rejecting it.
I construe this clause, therefore, as if it had read
Congress shall have power to make all
needful rules and regulations respecting those tracts of country, out of
the limits of the several States, which the United States have
acquired, or may hereafter acquire, by cessions, as well of the
jurisdiction as of the
[p614]
soil, so far as the soil may be the property of the party making the cession, at the time of making it.
It has been urged that the words "rules and
regulations" are not appropriate terms in which to convey authority to
make laws for the government of the territory.
But it must be remembered that this is a
grant of power to the Congress -- that it is therefore necessarily a
grant of power to legislate -- and, certainly, rules and regulations
respecting a particular subject, made by the legislative power of a
country, can be nothing but laws. Nor do the particular terms employed,
in my judgment, tend in any degree to restrict this legislative power.
Power granted to a Legislature to make all needful rules and
regulations respecting the territory is a power to pass all needful laws
respecting it.
The word "regulate," or "regulation," is
several times used in the Constitution. It is used in the fourth
Section of the First Article to describe those laws of the States which
prescribe the times, places, and manner, of choosing Senators and
Representatives; in the Second Section of the Fourth Article to
designate the legislative action of a State on the subject of fugitives
from service, having a very close relation to the matter of our present
inquiry; in the Second Section of the Third Article, to empower Congress
to fix the extent of the appellate jurisdiction of this court; and
finally in the Eighth Section of the First Article are the words,
"Congress shall have power to regulate commerce."
It is unnecessary to describe the body of
legislation which has been enacted under this grant of power; its
variety and extent are well known. But it may be mentioned in passing
that, under this power to regulate commerce, Congress has enacted a
great system of municipal laws, and extended it over the vessels and
crews of the United States on the high seas and in foreign ports, and
even over citizens of the United States resident in China, and has
established judicatures with power to inflict even capital punishment
within that country.
If, then, this clause does contain a power to legislate respecting the territory, what are the limits of that power?
To this I answer that, in common with all
the other legislative powers of Congress, it finds limits in the express
prohibitions on Congress not to do certain things; that, in the
exercise of the legislative power, Congress cannot pass an ex post facto law or bill of attainder; and so in respect to each of the other prohibitions contained in the Constitution.
Besides this, the rules and regulations must
be needful. But undoubtedly the question whether a particular rule or
regulation be needful must be finally determined by Congress itself.
Whether a law be needful is a legislative or political,
[p615]
not a judicial, question. Whatever Congress deems needful is so, under the grant of power.
Nor am I aware that it has ever been
questioned that laws providing for the temporary government of the
settlers on the public lands are needful not only to prepare them for
admission to the Union as States, but even to enable the United States
to dispose of the lands.
Without government and social order, there
can be no property, for without law, its ownership, its use, and the
power of disposing of it, cease to exist in the sense in which those
words are used and understood in all civilized States.
Since, then, this power was manifestly
conferred to enable the United States to dispose of its public lands to
settlers, and to admit them into the Union as States when, in the
judgment of Congress, they should be fitted therefor, since these were
the needs provided for, since it is confessed that Government is
indispensable to provide for those needs, and the power is to make all needful
rules and regulations respecting the territory, I cannot doubt that
this is a power to govern the inhabitants of the territory, by such laws
as Congress deems needful, until they obtain admission as States.
Whether they should be thus governed solely
by laws enacted by Congress, or partly by laws enacted by legislative
power conferred by Congress, is one of those questions which depend on
the judgment of Congress -- a question which of these is needful.
But it is insisted that, whatever other
powers Congress may have respecting the territory of the United States,
the subject of negro slavery forms an exception.
The Constitution declares that Congress shall have power to make "all needful rules and regulations" respecting the territory belonging to the United States.
The assertion is, though the Constitution
says "all," it does not mean all -- though it says "all" without
qualification, it means all except such as allow or prohibit slavery.
It cannot be doubted that it is incumbent on those who would thus
introduce an exception not found in the language of the instrument to
exhibit some solid and satisfactory reason, drawn from the subject
matter or the purposes and objects of the clause, the context, or from
other provisions of the Constitution, showing that the words employed in
this clause are not to be understood according to their clear, plain,
and natural signification.
The subject matter is the territory of the
United States out of the limits of every State, and consequently under
the exclusive power of the people of the United States. Their
[p616]
will respecting it, manifested in the Constitution, can
be subject to no restriction. The purposes and objects of the clause
were the enactment of laws concerning the disposal of the public lands,
and the temporary government of the settlers thereon until new States
should be formed. It will not be questioned that, when the Constitution
of the United States was framed and adopted, the allowance and the
prohibition of negro slavery were recognised subjects of municipal
legislation; every State had in some measure acted thereon, and the only
legislative act concerning the territory -- the Ordinance of 1787,
which had then so recently been passed -- contained a prohibition of
slavery. The purpose and object of the clause being to enable Congress
to provide a body of municipal law for the government of the settlers,
the allowance or the prohibition of slavery comes within the known and
recognised scope of that purpose and object.
There is nothing in the context which
qualifies the grant of power. The regulations must be "respecting the
territory." An enactment that slavery may or may not exist there is a
regulation respecting the territory. Regulations must be needful, but
it is necessarily left to the legislative discretion to determine
whether a law be needful. No other clause of the Constitution has been
referred to at the bar, or has been seen by me, which imposes any
restriction or makes any exception concerning the power of Congress to
allow or prohibit slavery in the territory belonging to the United
States.
A practical construction, nearly
contemporaneous with the adoption of the Constitution, and continued by
repeated instances through a long series of years, may always influence,
and in doubtful cases should determine, the judicial mind on a question
of the interpretation of the Constitution. Stuart v. Laird, 1 Cranch 269; Martin v. Hunter, 1 Wheat. 304; Cohens v. Virginia, 6 Wheat. 264; Prigg v. Pennsylvania, 16 Pet. 621; Cooley v. Port Wardens, 12 How. 315.
In this view, I proceed briefly to examine
the practical construction placed on the clause now in question so far
as it respects the inclusion therein of power to permit or prohibit
slavery in the Territories.
It has already been stated that, after the
Government of the United States was organized under the Constitution,
the temporary Government of the Territory northwest of the River Ohio
could no longer exist save under the powers conferred on Congress by the
Constitution. Whatever legislative, judicial, or executive authority
should be exercised therein could be derived only from the people of the
United States under the Constitution. And, accordingly, an act was
passed on the
[p617]
7th day of August, 1789, 1 Stat. at Large 50, which recites:
Whereas, in order that the ordinance of
the United States in Congress assembled, for the government of the
territory northwest of the River Ohio, may continue to have full effect,
it is required that certain provisions should be made, so as to adapt
the same to the present Constitution of the United States.
It then provides for the appointment by the
President of all officers, who, by force of the ordinance, were to have
been appointed by the Congress of the Confederation, and their
commission in the manner required by the Constitution, and empowers the
Secretary of the Territory to exercise the powers of the Governor in
case of the death or necessary absence of the latter.
Here is an explicit declaration of the will
of the first Congress, of which fourteen members, including Mr. Madison,
had been members of the Convention which framed the Constitution, that
the ordinance, one article of which prohibited slavery, "should continue
to have full effect." Gen. Washington, who signed this bill as
President, was the President of that Convention.
It does not appear to me to be important in
this connection that that clause in the ordinance which prohibited
slavery was one of a series of articles of what is therein termed a
compact. The Congress of the Confederation had no power to make such a
compact, nor to act at all on the subject, and after what had been so
recently said by Mr. Madison on this subject, in the thirty-eighth
number of the Federalist, I cannot suppose that he, or any others who
voted for this bill, attributed any intrinsic effect to what was
denominated in the ordinance a compact between "the original States and
the people and States in the new territory," there being no new States
then in existence in the territory with whom a compact could be made,
and the few scattered inhabitants, unorganized into a political body,
not being capable of becoming a party to a treaty even if the Congress
of the Confederation had had power to make one touching the government
of that territory.
I consider the passage of this law to have
been an assertion by the first Congress of the power of the United
States to prohibit slavery within this part of the territory of the
United States, for it clearly shows that slavery was thereafter to be
prohibited there, and it could be prohibited only by an exertion of the
power of the United States under the Constitution, no other power being
capable of operating within that territory after the Constitution took
effect.
On the 2d of April, 1790, 1 Stat. at Large 106, the first Congress passed an act accepting a deed of cession by North
[p618]
Carolina of that territory afterwards erected into the
State of Tennessee. The fourth express condition contained in this deed
of cession, after providing that the inhabitants of the Territory shall
be temporarily governed in the same manner as those beyond the Ohio, is
followed by these words: "Provided always that no regulations made or to be made by Congress shall tend to emancipate slaves."
This provision shows that it was then
understood Congress might make a regulation prohibiting slavery, and
that Congress might also allow it to continue to exist in the Territory,
and, accordingly, when, a few days later, Congress passed the Act of
May 20th, 1790, 1 Stat. at Large 123, for the government of the
Territory south of the River Ohio, it provided,
and the Government of the Territory south
of the Ohio shall be similar to that now exercised in the Territory
northwest of the Ohio except so far as is otherwise provided in the
conditions expressed in an act of Congress of the present session,
entitled, "An act to accept a cession of the claims of the State of
North Carolina to a certain district of western territory."
Under the Government thus established, slavery existed until the Territory became the State of Tennessee.
On the 7th of April, 1798, 1 Stat. at Large
649, an act was passed to establish a Government in the Mississippi
Territory in all respects like that exercised in the Territory northwest
of the Ohio, "excepting and excluding the last article of the ordinance
made for the government thereof by the late Congress, on the 13th day
of July, 1787." When the limits of this Territory had been amicably
settled with Georgia, and the latter ceded all its claim thereto, it was
one stipulation in the compact of cession that the Ordinance of July
13th, 1787, "shall in all its parts extend to the Territory contained in
the present act of cession, that article only excepted which forbids
slavery." The Government of this Territory was subsequently established
and organized under the act of May 10th, 1800, but so much of the
ordinance as prohibited slavery was not put in operation there.
Without going minutely into the details of
each case, I will now give reference to two classes of acts, in one of
which Congress has extended the Ordinance of 1787, including the article
prohibiting slavery, over different Territories, and thus exerted its
power to prohibit it; in the other, Congress has erected Governments
over Territories acquired from France and Spain, in which slavery
already existed, but refused to apply to them that part of the
Government under the ordinance which excluded slavery.
Of the first class are the Act of May 7th, 1800, 2 Stat. at
[p619]
Large 58, for the government of the Indiana Territory;
the Act of January 11th, 1805, 2 Stat. at Large 309, for the government
of Michigan Territory; the Act of May 3d, 1809, 2 Stat. at Large 514,
for the government of the Illinois Territory; the Act of April 20th,
1836, 5 Stat. at Large 10, for the government of the Territory of
Wisconsin; the Act of June 12th, 1838, for the government of the
Territory of Iowa; the Act of August 14th, 1848, for the government of
the Territory of Oregon. To these instances should be added the Act of
March 6th, 1820, 3 Stat. at Large 548, prohibiting slavery in the
territory acquired from France, being northwest of Missouri and north of
thirty-six degrees thirty minutes north latitude.
Of the second class, in which Congress
refused to interfere with slavery already existing under the municipal
law of France or Spain, and established Governments by which slavery was
recognised and allowed, are: the Act of March 26th, 1804, 2 Stat. at
Large 283, for the government of Louisiana; the Act of March 2d, 1805, 2
Stat. at Large 322, for the government of the Territory of Orleans; the
Act of June 4th, 1812, 2 Stat. at Large 743, for the government of the
Missouri Territory; the Act of March 30th, 1822, 3 Stat. at Large 654,
for the government of the Territory of Florida. Here are eight distinct
instances, beginning with the first Congress, and coming down to the
year 1848, in which Congress has excluded slavery from the territory of
the United States, and six distinct instances in which Congress
organized Governments of Territories by which slavery was recognised and
continued, beginning also with the first Congress, and coming down to
the year 1822. These acts were severally signed by seven Presidents of
the United States, beginning with General Washington, and coming
regularly down as far as Mr. John Quincy Adams, thus including all who
were in public life when the Constitution was adopted.
If the practical construction of the
Constitution contemporaneously with its going into effect, by men
intimately acquainted with its history from their personal participation
in framing and adopting it, and continued by them through a long series
of acts of the gravest importance, be entitled to weight in the
judicial mind on a question of construction, it would seem to be
difficult to resist the force of the acts above adverted to.
It appears, however, from what has taken
place at the bar that, notwithstanding the language of the Constitution
and the long line of legislative and executive precedents under it,
three different and opposite views are taken of the power of Congress
respecting slavery in the Territories.
[p620]
One is that, though Congress can make a
regulation prohibiting slavery in a Territory, they cannot make a
regulation allowing it; another is that it can neither be established
nor prohibited by Congress, but that the people of a Territory, when
organized by Congress, can establish or prohibit slavery; while the
third is that the Constitution itself secures to every citizen who holds
slaves, under the laws of any State, the indefeasible right to carry
them into any Territory and there hold them as property.
No particular clause of the Constitution has
been referred to at the bar in support of either of these views. The
first seems to be rested upon general considerations concerning the
social and moral evils of slavery, its relations to republican
Governments, its inconsistency with the Declaration of Independence and
with natural right.
The second is drawn from considerations
equally general concerning the right of self-government and the nature
of the political institutions which have been established by the people
of the United States.
While the third is said to rest upon the
equal right of all citizens to go with their property upon the public
domain, and the inequality of a regulation which would admit the
property of some and exclude the property of other citizens, and
inasmuch as slaves are chiefly held by citizens of those particular
States where slavery is established, it is insisted that a regulation
excluding slavery from a Territory operates, practically, to make an
unjust discrimination between citizens of different States in respect to
their use and enjoyment of the territory of the United States.
With the weight of either of these
considerations, when presented to Congress to influence its action, this
court has no concern. One or the other may be justly entitled to guide
or control the legislative judgment upon what is a needful regulation.
The question here is whether they are sufficient to authorize this
court to insert into this clause of the Constitution an exception of the
exclusion or allowance of slavery not found therein nor in any other
part of that instrument. To engraft on any instrument a substantive
exception not found in it must be admitted to be a matter attended with
great difficulty. And the difficulty increases with the importance of
the instrument and the magnitude and complexity of the interests
involved in its construction. To allow this to be done with the
Constitution, upon reasons purely political, renders its judicial
interpretation impossible -- because judicial tribunals, as such, cannot
decide upon political considerations. Political reasons have not the
requisite certainty to afford rules of juridical
[p621]
interpretation. They are different in different men.
They are different in the same men at different times. And when a
strict interpretation of the Constitution, according to the fixed rules
which govern the interpretation of laws, is abandoned, and the
theoretical opinions of individuals are allowed to control its meaning,
we have no longer a Constitution; we are under the government of
individual men who, for the time being, have power to declare what the
Constitution is according to their own views of what it ought to mean.
When such a method of interpretation of the Constitution obtains, in
place of a republican Government, with limited and defined powers, we
have a Government which is merely an exponent of the will of Congress,
or, what in my opinion would not be preferable, an exponent of the
individual political opinions of the members of this court.
If it can be shown by anything in the
Constitution itself that, when it confers on Congress the power to make
all needful rules and regulations respecting the territory belonging to
the United States, the exclusion or the allowance of slavery was
excepted, or if anything in the history of this provision tends to show
that such an exception was intended by those who framed and adopted the
Constitution to be introduced into it, I hold it to be my duty carefully
to consider, and to allow just weight to such considerations in
interpreting the positive text of the Constitution. But where the
Constitution has said all needful rules and regulations, I must find something more than theoretical reasoning to induce me to say it did not mean all.
There have been eminent instances in this
court closely analogous to this one in which such an attempt to
introduce an exception not found in the Constitution itself has failed
of success.
By the eighth section of the first article,
Congress has the power of exclusive legislation in all cases whatsoever
within this District.
In the case of Loughborough v. Blake,
5 Whea. 324, the question arose whether Congress has power to impose
direct taxes on persons and property in this District. It was insisted
that, though the grant of power was in its terms broad enough to include
direct taxation, it must be limited by the principle that taxation and
representation are inseparable. It would not be easy to fix on any
political truth better established or more fully admitted in our country
than that taxation and representation must exist together. We went
into the war of the Revolution to assert it, and it is incorporated as
fundamental into all American Governments. But however true and
important
[p622]
this maxim may be, it is not necessarily of universal
application. It was for the people of the United States, who ordained
the Constitution, to decide whether it should or should not be permitted
to operate within this District. Their decision was embodied in the
words of the Constitution, and as that contained no such exception as
would permit the maxim to operate in this District, this court,
interpreting that language, held that the exception did not exist.
Again, the Constitution confers on Congress
power to regulate commerce with foreign nations. Under this, Congress
passed an act on the 22d of December, 1807, unlimited in duration,
laying an embargo on all ships and vessels in the ports or within the
limits and jurisdiction of the United States. No law of the United
States ever pressed so severely upon particular States. Though the
constitutionality of the law was contested with an earnestness and zeal
proportioned to the ruinous effects which were felt from it, and though,
as Mr. Chief Justice Marshall has said, 9 Wheat. 192,
a want of acuteness in discovering
objections to a measure to which they felt the most deep-rooted
hostility will not be imputed to those who were arrayed in opposition to
this,
I am not aware that the fact that it
prohibited the use of a particular species of property, belonging almost
exclusively to citizens of a few States, and this indefinitely, was
ever supposed to show that it was unconstitutional. Something much more
stringent as a ground of legal judgment was relied on -- that the power
to regulate commerce did not include the power to annihilate commerce.
But the decision was that, under the power
to regulate commerce, the power of Congress over the subject was
restricted only by those exceptions and limitations contained in the
Constitution, and as neither the clause in question, which was a general
grant of power to regulate commerce, nor any other clause of the
Constitution imposed any restrictions as to the duration of an embargo,
an unlimited prohibition of the use of the shipping of the country was
within the power of Congress. On this subject, Mr. Justice Daniel,
speaking for the court in the case of United States v. Marigold, 9 How. 560, says:
Congress are, by the Constitution, vested
with the power to regulate commerce with foreign nations, and however,
at periods of high excitement, an application of the terms "to regulate
commerce" such as would embrace absolute prohibition may have been
questioned, yet, since the passage of the embargo and nonintercourse
laws and the repeated judicial sanctions these statutes have received,
it can scarcely at this day be open to doubt that every subject falling
legitimately
[p623]
within the sphere of commercial regulation may be
partially or wholly excluded when either measure shall be demanded by
the safety or the important interests of the entire nation. The power
once conceded, it may operate on any and every subject of commerce to
which the legislative discretion may apply it.
If power to regulate commerce extends to an
indefinite prohibition of the use of all vessels belonging to citizens
of the several States, and may operate, without exception, upon every
subject of commerce to which the legislative discretion may apply it,
upon what grounds can I say that power to make all needful rules and
regulations respecting the territory of the United States is subject to
an exception of the allowance or prohibition of slavery therein?
While the regulation is one "respecting the
territory;" while it is, in the judgment of Congress, "a needful
regulation," and is thus completely within the words of the grant; while
no other clause of the Constitution can be shown which requires the
insertion of an exception respecting slavery; and while the practical
construction for a period of upwards of fifty years forbids such an
exception, it would, in my opinion, violate every sound rule of
interpretation to force that exception into the Constitution upon the
strength of abstract political reasoning, which we are bound to believe
the people of the United States thought insufficient to induce them to
limit the power of Congress, because what they have said contains no
such limitation.
Before I proceed further to notice some
other grounds of supposed objection to this power of Congress, I desire
to say that if it were not for my anxiety to insist upon what I deem a
correct exposition of the Constitution, if I looked only to the purposes
of the argument, the source of the power of Congress asserted in the
opinion of the majority of the court would answer those purposes equally
well. For they admit that Congress has power to organize and govern
the Territories until they arrive at a suitable condition for admission
to the Union; they admit also that the kind of Government which shall
thus exist should be regulated by the condition and wants of each
Territory, and that it is necessarily committed to the discretion of
Congress to enact such laws for that purpose as that discretion may
dictate, and no limit to that discretion has been shown, or even
suggested, save those positive prohibitions to legislate which are found
in the Constitution.
I confess myself unable to perceive any
difference whatever between my own opinion of the general extent of the
power of Congress and the opinion of the majority of the court, save
[p624]
that I consider it derivable from the express language
of the Constitution, while they hold it to be silently implied from the
power to acquire territory. Looking at the power of Congress over the
Territories as of the extent just described, what positive prohibition
exists in the Constitution, which restrained Congress from enacting a
law in 1820 to prohibit slavery north of thirty-six degrees thirty
minutes north latitude?
The only one suggested is that clause in the
fifth article of the amendments of the Constitution which declares that
no person shall be deprived of his life, liberty, or property, without
due process of law. I will now proceed to examine the question whether
this clause is entitled to the effect thus attributed to it. It is
necessary, first, to have a clear view of the nature and incidents of
that particular species of property which is now in question.
Slavery, being contrary to natural right, is
created only by municipal law. This is not only plain in itself, and
agreed by all writers on the subject, but is inferable from the
Constitution and has been explicitly declared by this court. The
Constitution refers to slaves as "persons held to service in one State,
under the laws thereof." Nothing can more clearly describe a status
created by municipal law. In Prigg v. Pennsylvania, 10 Pet.
611, this court said: "The state of slavery is deemed to be a mere
municipal regulation, founded on and limited to the range of territorial
laws." In Rankin v. Lydia, 2 Marsh. 12, 470, the Supreme Court of Appeals of Kentucky said:
Slavery is sanctioned by the laws of this
State, and the right to hold them under our municipal regulations is
unquestionable. But we view this as a right existing by positive law of
a municipal character, without foundation in the law of nature or the
unwritten common law.
I am not acquainted with any case or writer questioning the correctness of this doctrine. See also 1 Burge, Col. and For.Laws 738-741, where the authorities are collected.
The status of slavery is not necessarily
always attended with the same powers on the part of the master. The
master is subject to the supreme power of the State, whose will controls
his action towards his slave, and this control must be defined and
regulated by the municipal law. In one State, as at one period of the
Roman law, it may put the life of the slave into the hand of the master;
others, as those of the United States, which tolerate slavery, may
treat the slave as a person when the master takes his life; while in
others, the law may recognise a right of the slave to be protected from
cruel treatment. In other words, the status of slavery embraces every
condition from that in which the slave is known to the law simply as a
[p625]
chattel, with no civil rights, to that in which he is
recognised as a person for all purposes, save the compulsory power of
directing and receiving the fruits of his labor. Which of these
conditions shall attend the status of slavery must depend on the
municipal law which creates and upholds it.
And not only must the status of slavery be
created and measured by municipal law, but the rights, powers, and
obligations which grow out of that status must be defined, protected,
and enforced by such laws. The liability of the master for the torts
and crimes of his slave, and of third persons for assaulting or injuring
or harboring or kidnapping him, the forms and modes of emancipation and
sale, their subjection to the debts of the master, succession by death
of the master, suits for freedom, the capacity of the slave to be party
to a suit, or to be a witness, with such police regulations as have
existed in all civilized States where slavery has been tolerated, are
among the subjects upon which municipal legislation becomes necessary
when slavery is introduced.
Is it conceivable that the Constitution has
conferred the right on every citizen to become a resident on the
territory of the United States with his slaves, and there to hold them
as such, but has neither made nor provided for any municipal regulations
which are essential to the existence of slavery?
Is it not more rational to conclude that
they who framed and adopted the constitution were aware that persons
held to service under the laws of a State are property only to the
extent and under the conditions fixed by those laws that they must cease
to be available as property, when their owners voluntarily place them
permanently within another jurisdiction, where no municipal laws on the
subject of slavery exist, and that, being aware of these principles, and
having said nothing to interfere with or displace them, or to compel
Congress to legislate in any particular manner on the subject, and
having empowered Congress to make all needful rules and regulations
respecting the territory of the United States, it was their intention to
leave to the discretion of Congress what regulations, if any, should be
made concerning slavery therein? Moreover, if the right exists, what
are its limits, and what are its conditions? If citizens of the United
States have the right to take their slaves to a Territory, and hold them
there as slaves, without regard to the laws of the Territory, I suppose
this right is not to be restricted to the citizens of slaveholding
States. A citizen of a State which does not tolerate slavery can hardly
be denied the power of doing the same thing. And what law of slavery
does either take with him to the Territory? If it be said to be those
laws respecting
[p626]
slavery which existed in the particular State from
which each slave last came, what an anomaly is this? Where else can we
find, under the law of any civilized country, the power to introduce and
permanently continue diverse systems of foreign municipal law, for
holding persons in slavery? I say not merely to introduce, but
permanently to continue, these anomalies. For the offspring of the
female must be governed by the foreign municipal laws to which the
mother was subject, and when any slave is sold or passes by succession
on the death of the owner, there must pass with him, by a species of
subrogation, and as a kind of unknown jus in re, the foreign
municipal laws which constituted, regulated, and preserved, the status
of the slave before his exportation. Whatever theoretical importance
may be now supposed to belong to the maintenance of such a right, I feel
a perfect conviction that it would, if ever tried, prove to be as
impracticable in fact as it is, in my judgment, monstrous in theory.
I consider the assumption which lies at the
basis of this theory to be unsound not in its just sense, and when
properly understood, but in the sense which has been attached to it.
That assumption is that the territory ceded by France was acquired for
the equal benefit of all the citizens of the United States. I agree to
the position. But it was acquired for their benefit in their
collective, not their individual, capacities. It was acquired for their
benefit, as an organized political society, subsisting as "the people
of the United States," under the Constitution of the United States, to
be administered justly and impartially, and as nearly as possible for
the equal benefit of every individual citizen, according to the best
judgment and discretion of the Congress, to whose power, as the
Legislature of the nation which acquired it, the people of the United
States have committed its administration. Whatever individual claims
may be founded on local circumstances or sectional differences of
condition cannot, in my opinion, be recognised in this court without
arrogating to the judicial branch of the Government powers not committed
to it, and which, with all the unaffected respect I feel for it when
acting in its proper sphere, I do not think it fitted to wield.
Nor, in my judgment, will the position that a
prohibition to bring slaves into a Territory deprives anyone of his
property without due process of law bear examination.
It must be remembered that this restriction
on the legislative power is not peculiar to the Constitution of the
United States; it was borrowed from Magna Charta, was brought to America
by our ancestors, as part of their inherited liberties, and has existed
in all the States, usually in the very words of
[p627]
the great charter. It existed in every political
community in America in 1787, when the ordinance prohibiting slavery
north and west of the Ohio was passed.
And if a prohibition of slavery in a
Territory in 1820 violated this principle of Magna Charta, the Ordinance
of 1787 also violated it, and what power had, I do not say the Congress
of the Confederation alone, but the Legislature of Virginia, of the
Legislature of any or all the States of the Confederacy, to consent to
such a violation? The people of the States had conferred no such power.
I think I may at least say, if the Congress did then violate Magna
Charta by the ordinance, no one discovered that violation. Besides, if
the prohibition upon all persons, citizens as well as others, to bring
slaves into a Territory, and a declaration that, if brought, they shall
be free, deprives citizens of their property without due process of law,
what shall we say of the legislation of many of the slaveholding States
which have enacted the same prohibition? As early as October, 1778, a
law was passed in Virginia that thereafter no slave should be imported
into that Commonwealth by sea or by land, and that every slave who
should be imported should become free. A citizen of Virginia purchased
in Maryland a slave who belonged to another citizen of Virginia, and
removed with the slave to Virginia. The slave sued for her freedom, and
recovered it, as may be seen in Wilson v. Isabel, 5 Call's R. 425. See also Hunter v. Hulsher, 1 Leigh 172, and a similar law has been recognised as valid in Maryland in Stewart v. Oaks,
5 Har. and John. 107. I am not aware that such laws, though they exist
in many States, were ever supposed to be in conflict with the principle
of Magna Charta incorporated into the State Constitutions. It was
certainly understood by the Convention which framed the Constitution,
and has been so understood ever since, that, under the power to regulate
commerce, Congress could prohibit the importation of slaves, and the
exercise of the power was restrained till 1808. A citizen of the United
States owns slaves in Cuba, and brings them to the United States, where
they are set free by the legislation of Congress. Does this
legislation deprive him of his property without due process of law? If
so, what becomes of the laws prohibiting the slave trade? If not, how
can similar regulation respecting a Territory violate the fifth
amendment of the Constitution?
Some reliance was placed by the defendant's
counsel upon the fact that the prohibition of slavery in this territory
was in the words, "that slavery, &c., shall be and is hereby forever prohibited." But the insertion of the word "forever" can have no legal effect. Every enactment not expressly limited in its
[p628]
duration continues in force until repealed or abrogated
by some competent power, and the use of the word "forever" can give to
the law no more durable operation. The argument is that Congress cannot
so legislate as to bind the future States formed out of the territory,
and that, in this instance, it has attempted to do so. Of the political
reasons which may have induced the Congress to use these words, and
which caused them to expect that subsequent Legislatures would conform
their action to the then general opinion of the country that it ought to
be permanent, this court can take no cognizance.
However fit such considerations are to
control the action of Congress, and however reluctant a statesman may be
to disturb what has been settled, every law made by Congress may be
repealed, and, saving private rights and public rights gained by States,
its repeal is subject to the absolute will of the same power which
enacted it. If Congress had enacted that the crime of murder, committed
in this Indian Territory, north of thirty-six degrees thirty minutes,
by or on any white man, should forever be punishable with death, it
would seem to me an insufficient objection to an indictment, found while
it was a Territory, that, at some future day, States might exist there,
and so the law was invalid because, by its terms, it was to continue in
force forever. Such an objection rests upon a misapprehension of the
province and power of courts respecting the constitutionality of laws
enacted by the Legislature.
If the Constitution prescribe one rule, and
the law another and different rule, it is the duty of courts to declare
that the Constitution, and not the law, governs the case before them for
judgment. If the law include no case save those for which the
Constitution has furnished a different rule, or no case which the
Legislature has the power to govern, then the law can have no operation.
If it includes cases which the Legislature has power to govern, and
concerning which the Constitution does not prescribe a different rule,
the law governs those cases, though it may, in its terms, attempt to
include others on which it cannot operate. In other words, this court
cannot declare void an act of Congress which constitutionally embraces
some cases, though other cases within its terms are beyond the control
of Congress or beyond the reach of that particular law. If, therefore,
Congress had power to make a law excluding slavery from this territory
while under the exclusive power of the United States, the use of the
word "forever" does not invalidate the law so long as Congress has the
exclusive legislative power in the territory.
[p629]
But it is further insisted that the treaty
of 1803 between the United States and France, by which this territory
was acquired, has so restrained the constitutional powers of Congress
that it cannot, by law, prohibit the introduction of slavery into that
part of this territory north and west of Missouri and north of
thirty-six degrees thirty minutes north latitude.
By a treaty with a foreign nation, the
United States may rightfully stipulate that the Congress will or will
not exercise its legislative power in some particular manner, on some
particular subject. Such promises, when made, should be voluntarily
kept with the most scrupulous good faith. But that a treaty with a
foreign nation can deprive the Congress of any part of the legislative
power conferred by the people, so that it no longer can legislate as it
was empowered by the Constitution to do, I more than doubt.
The powers of the Government do and must
remain unimpaired. The responsibility of the Government to a foreign
nation for the exercise of those powers is quite another matter. That
responsibility is to be met, and justified to the foreign nation
according to the requirements of the rules of public law, but never upon
the assumption that the United States had parted with or restricted any
power of acting according to its own free will, governed solely by its
own appreciation of its duty.
The second section of the fourth article is
This Constitution, and the laws of the
United States which shall be made in pursuance thereof, and all treaties
made or which shall be made under the authority of the United States,
shall be the supreme law of the land.
This has made treaties part of our municipal
law, but it has not assigned to them any particular degree of
authority, nor declared that laws so enacted shall be irrepealable. No
supremacy is assigned to treaties over acts of Congress. That they are
not perpetual, and must be in some way repealable, all will agree.
If the President and the Senate alone
possess the power to repeal or modify a law found in a treaty, inasmuch
as they can change or abrogate one treaty only by making another
inconsistent with the first, the Government of the United States could
not act at all, to that effect, without the consent of some foreign
Government. I do not consider, I am not aware it has ever been
considered that the Constitution has placed our country in this helpless
condition. The action of Congress in repealing the treaties with
France by the Act of July 7th, 1798, 1 Stat. at Large 578, was in
conformity with these views. In the case of Taylor et al. v. Morton, 2 Curtis' Cir.Ct.R.
[p630]
454, I had occasion to consider this subject, and I adhere to the views there expressed.
If, therefore, it were admitted that the
treaty between the United States and France did contain an express
stipulation that the United States would not exclude slavery from so
much of the ceded territory as is now in question, this court could not
declare that an act of Congress excluding it was void by force of the
treaty. Whether or no a case existed sufficient to justify a refusal to
execute such a stipulation would not be a judicial, but a political and
legislative, question, wholly beyond the authority of this Court to try
and determine. It would belong to diplomacy and legislation, and not
to the administration of existing laws. Such a stipulation in a treaty,
to legislate or not to legislate in a particular way has been
repeatedly held in this court to address itself to the political or the
legislative power, by whose action thereon this court is bound. Foster v. Nicolson, 2 Peters 314; Garcia v. Lee, 12 Peters 519.
But, in my judgment, this treaty contains no
stipulation in any manner affecting the action of the United States
respecting the territory in question. Before examining the language of
the treaty, it is material to bear in mind that the part of the ceded
territory lying north of thirty-six degrees thirty minutes, and west and
north of the present State of Missouri was then a wilderness,
uninhabited save by savages whose possessory title had not then been
extinguished.
It is impossible for me to conceive on what
ground France could have advanced a claim, or could have desired to
advance a claim, to restrain the United States from making any rules and
regulations respecting this territory which the United States might
think fit to make, and still less can I conceive of any reason which
would have induced the United States to yield to such a claim. It was
to be expected that France would desire to make the change of
sovereignty and jurisdiction as little burdensome as possible to the
then inhabitants of Louisiana, and might well exhibit even an anxious
solicitude to protect their property and persons, and secure to them and
their posterity their religious and political rights, and the United
States, as a just Government, might readily accede to all proper
stipulations respecting those who were about to have their allegiance
transferred. But what interest France could have in uninhabited
territory which, in the language of the treaty, was to be transferred
"forever, and in full sovereignty," to the United States, or how the
United States could consent to allow a foreign nation to interfere in
its purely internal affairs, in which that foreign nation had no concern
[p631]
whatever, is difficult for me to conjecture. In my judgment, this treaty contains nothing of the kind.
The third article is supposed to have a bearing on the question. It is as follows:
The inhabitants of the ceded territory
shall be incorporated in the Union of the United States, and admitted as
soon as possible, according to the principles of the Federal
Constitution, to the enjoyment of all the rights, advantages, and
immunities of citizens of the United States, and in the meantime they
shall be maintained and protected in the enjoyment of their liberty,
property, and the religion they profess.
There are two views of this article, each of
which, I think, decisively shows that it was not intended to restrain
the Congress from excluding slavery from that part of the ceded
territory then uninhabited. The first is that, manifestly, its sole
object was to protect individual rights of the then inhabitants of the
territory. They are to be "maintained and protected in the free
enjoyment of their liberty, property, and the religion they profess."
But this article does not secure to them the right to go upon the public
domain ceded by the treaty, either with or without their slaves. The
right or power of doing this did not exist before or at the time the
treaty was made. The French and Spanish Governments, while they held
the country, as well as the United States, when they acquired it, always
exercised the undoubted right of excluding inhabitants from the Indian
country, and of determining when and on what conditions it should be
opened to settlers. And a stipulation that the then inhabitants of
Louisiana should be protected in their property can have no reference to
their use of that property where they had no right, under the treaty,
to go with it save at the will of the United States. If one who was an
inhabitant of Louisiana at the time of the treaty had afterwards taken
property then owned by him, consisting of firearms, ammunition, and
spirits, and had gone into the Indian country north of thirty-six
degrees thirty minutes to sell them to the Indians, all must agree the
third article of the treaty would not have protected him from indictment
under the Act of Congress of March 30, 1802, 2 Stat. at Large 139,
adopted and extended to this territory by the Act of March 26, 1804, (2
Stat. at Large 283.)
Besides, whatever rights were secured were
individual rights. If Congress should pass any law which violated such
rights of any individual, and those rights were of such a character as
not to be within the lawful control of Congress under the Constitution,
that individual could complain, and the act of Congress, as to such
rights of his, would be inoperative, but it
[p632]
would be valid and operative as to all other persons,
whose individual rights did not come under the protection of the treaty.
And inasmuch as it does not appear that any inhabitant of Louisiana
whose rights were secured by treaty had been injured, it would be wholly
inadmissible for this court to assume, first, that one or more such
cases may have existed, and second, that if any did exist, the entire
law was void -- not only as to those cases, if any, in which it could
not rightfully operate, but as to all others, wholly unconnected with
the treaty, in which such law could rightfully operate.
But it is quite unnecessary, in my opinion,
to pursue this inquiry further, because it clearly appears from the
language of the article, and it has been decided by this court, that the
stipulation was temporary, and ceased to have any effect when the then
inhabitants of the Territory of Louisiana, in whose behalf the
stipulation was made, were incorporated into the Union.
In the cases of New Orleans v. De Armas et al.,
9 Peters, 223, the question was whether a title to property which
existed at the date of the treaty continued to be protected by the
treaty after the State of Louisiana was admitted to the Union. The
third article of the treaty was relied on. Mr. Chief Justice Marshall
said:
This article obviously contemplates two
objects. One, that Louisiana shall be admitted into the Union as soon
as possible on an equal footing with the other States, and the other
that, till such admission, the inhabitants of the ceded territory shall
be protected in the free enjoyment of their liberty, property, and
religion. Had anyone of these rights been violated while these
stipulations continued in force, the individual supposing himself to be
injured might have brought his case into this Court, under the
twenty-fifth section of the judicial act. But this stipulation ceased
to operate when Louisiana became a member of the Union, and its
inhabitants were "admitted to the enjoyment of all the rights,
advantages, and immunities, of citizens of the United States."
The cases of Chouteau v. Marguerita, 12 Peters 507, and Permoli v. New Orleans, 3 How. 589, are in conformity with this view of the treaty.
To convert this temporary stipulation of the
treaty in behalf of French subjects who then inhabited a small portion
of Louisiana into a permanent restriction upon the power of Congress to
regulate territory then uninhabited, and to assert that it not only
restrains Congress from affecting the rights of property of the then
inhabitants, but enabled them and all other citizens of the United
States to go into any part of the
[p633]
ceded territory with their slaves, and hold them there,
is a construction of this treaty so opposed to its natural meaning, and
so far beyond its subject matter and the evident design of the parties
that I cannot assent to it. In my opinion, this treaty has no bearing
on the present question.
For these reasons, I am of opinion that so
much of the several acts of Congress as prohibited slavery and
involuntary servitude within that part of the Territory of Wisconsin
lying north of thirty-six degrees thirty minutes north latitude and west
of the river Mississippi, were constitutional and valid laws.
I have expressed my opinion, and the reasons
therefor, at far greater length than I could have wished, upon the
different questions on which I have found it necessary to pass to arrive
at a judgment on the case at bar. These questions are numerous, and
the grave importance of some of them required me to exhibit fully the
grounds of my opinion. I have touched no question which, in the view I
have taken, it was not absolutely necessary for me to pass upon to
ascertain whether the judgment of the Circuit Court should stand or be
reversed. I have avoided no question on which the validity of that
judgment depends. To have done either more or less, would have been
inconsistent with my views of my duty.
In my opinion, the judgment of the Circuit Court should be reversed, and the cause remanded for a new trial.
1.
This statement that some territory did actually pass by this cession is
taken from the opinion of the court, delivered by Mr. Justice Wayne, in
the case of Howard v. Ingersoll, reported in 13 How. 405. It
is an obscure matter, and, on some examination of it, I have been led to
doubt whether any territory actually passed by this cession. But as
the fact is not important to the argument, I have not thought it
necessary further to investigate it.
2.
It was published in a newspaper at Philadelphia, in May, and a copy of
it was sent by R. H. Lee to Gen. Washington on the 15th of July. See p. 261, Cor. of Am.Rev., vol. 4, and Writings of Washington, vol. 9, p. 174.
TOP Separate
NELSON, J., Separate Opinion
Mr. Justice NELSON.
I shall proceed to state the grounds upon
which I have arrived at the conclusion that the judgment of the court
below should be affirmed. The suit was brought in the court below by
the plaintiff for the purpose of asserting his freedom and that of
Harriet, his wife, and two children.
The defendant plead in abatement to the suit
that the cause of action, if any, accrued to the plaintiff out of the
jurisdiction of the court, and exclusively within the jurisdiction of
the courts of the State of Missouri, for that the said plaintiff is not a
citizen of the State of Missouri, as alleged in the declaration,
because he is a negro of African descent, his ancestors were of pure
African blood, and were brought into this country and sold as negro
slaves.
To this plea the plaintiff demurred, and the
defendant joined in demurrer. The court below sustained the demurrer,
holding that the plea was insufficient in law to abate the suit.
The defendant then plead over in bar of the action:
1. The general issue. 2. That the plaintiff
was a negro slave, the lawful property of the defendant. And 3. That
Harriet, the wife of said plaintiff, and the two children, were the
lawful slaves of the said defendant. Issue was taken upon these pleas,
and the cause went down to trial before the court and jury, and an
agreed state of facts was presented upon which the trial proceeded and
resulted in a verdict for the defendant, under the instructions of the
court.
The facts agreed upon were substantially as follows:
That, in the year 1834, the plaintiff,
Scott, was a negro slave of Dr. Emerson, who was a surgeon in the army
of the United States, and in that year he took the plaintiff from the
State of Missouri to the military post at Rock Island, in the State of
Illinois, and held him there as a slave until the month of April or May,
1836. At this date, Dr. Emerson removed, with the plaintiff, from the
Rock Island post to the military post at Fort Snelling, situate on the
west bank of the Mississippi river, in the Territory of Upper Louisiana,
and north of the latitude thirty-six degrees thirty minutes, and north
of the State of Missouri. That he held the plaintiff in slavery at Fort
Snelling from the last-mentioned date until the year 1838.
That, in the year 1835, Harriet, mentioned
in the declaration, was a negro slave of Major Taliaferro, who belonged
to the army of the United States, and in that year he took her to Fort
Snelling, already mentioned, and kept her there as a slave until the
year 1836, and then sold and delivered her to Dr. Emerson, who held her
in slavery at Fort Snelling until the year 1838. That, in the year
1836, the plaintiff and Harriet
[p458]
were married at Fort Snelling with the consent of their
master. The two children, Eliza and Lizzie, are the fruit of this
marriage. The first is about fourteen years of age, and was born on
board the steamboat Gipsey, north of the State of Missouri, and
upon the Mississippi river, the other, about seven years of age, was
born in the State of Missouri at the military post called Jefferson
Barracks.
In 1838, Dr. Emerson removed the plaintiff
Harriet and their daughter Eliza from Fort Snelling to the State of
Missouri, where they have ever since resided. And that, before the
commencement of this suit, they were sold by the Doctor to Sandford, the
defendant, who has claimed and held them as slaves ever since.
The agreed case also states that the
plaintiff brought a suit for his freedom, in the Circuit Court of the
State of Missouri, on which a judgment was rendered in his favor, but
that, on a writ of error from the Supreme Court of the State, the
judgment of the court below was reversed, and the cause remanded to the
circuit for a new trial.
On closing the testimony in the court below,
the counsel for the plaintiff prayed the court to instruct the jury,
upon the agreed state of facts, that they ought to find for the
plaintiff, when the court refused, and instructed them that, upon the
facts, the law was with the defendant.
With respect to the plea in abatement, which
went to the citizenship of the plaintiff and his competency to bring a
suit in the Federal courts, the common law rule of pleading is that,
upon a judgment against the plea on demurrer, and that the defendant
answer over, and the defendant submits to the judgment and pleads over
to the merits, the plea in abatement is deemed to be waived, and is not
afterwards to be regarded as a part of the record in deciding upon the
rights regarded as a part of the record in deciding upon the rights of
the parties. There is some question, however, whether this rule of
pleading applies to the peculiar system and jurisdiction of the Federal
courts. As, in these courts, if the facts appearing on the record show
that the Circuit Court had no jurisdiction, its judgment will be
reversed in the appellate court for that cause, and the case remanded
with directions to be dismissed.
In the view we have taken of the case, it
will not be necessary to pass upon this question, and we shall therefore
proceed at once to an examination of the case upon its merits. The
question upon the merits, in general terms, is whether or not the
removal of the plaintiff, who was a slave, with his master from the
State of Missouri to the State of Illinois, with a view to a temporary
residence, and after such residence and
[p459]
return to the slave State, such residence in the free State works an emancipation.
As appears from an agreed statement of
facts, this question has been before the highest court of the State of
Missouri, and a judgment rendered that this residence in the free State
has no such effect, but, on the contrary, that his original condition
continued unchanged.
The court below, the Circuit Court of the
United States for Missouri, in which this suit was afterwards brought,
followed the decision of the State court, and rendered a like judgment
against the plaintiff.
The argument against these decisions is that
the laws of Illinois forbidding slavery within her territory had the
effect to set the slave free while residing in that State, and to
impress upon him the condition and status of a freeman, and that, by
force of these laws, this status and condition accompanied him on his
return to the slave State, and, of consequence, he could not be there
held as a slave.
This question has been examined in the
courts of several of the slaveholding States, and different opinions
expressed and conclusions arrived at. We shall hereafter refer to some
of them, and to the principles upon which they are founded. Our opinion
is that the question is one which belongs to each State to decide for
itself, either by its Legislature or courts of justice, and hence, in
respect to the case before us, to the State of Missouri -- a question
exclusively of Missouri law, and which, when determined by that State,
it is the duty of the Federal courts to follow it. In other words,
except in cases where the power is restrained by the Constitution of the
United States, the law of the State is supreme over the subject of
slavery within its jurisdiction.
As a practical illustration of the
principle, we may refer to the legislation of the free States in
abolishing slavery and prohibiting its introduction into their
territories. Confessedly, except as restrained by the Federal
Constitution, they exercised, and rightfully, complete and absolute
power over the subject. Upon what principle, then, can it be denied to
the State of Missouri? The power flows from the sovereign character of
the States of the Union, sovereign not merely as respects the Federal
Government -- except as they have consented to its limitation -- but
sovereign as respects each other. Whether, therefore, the State of
Missouri will recognise or give effect to the laws of Illinois within
her territories on the subject of slavery is a question for her to
determine. Nor is there any constitutional power in this Government
that can rightfully control her.
[p460]
Every State or nation possesses an exclusive
sovereignty and jurisdiction within her own territory, and her laws
affect and bind all property and persons residing within it. It may
regulate the manner and circumstances under which property is held, and
the condition, capacity, and state of all persons therein, and also the
remedy and modes of administering justice. And it is equally true that
no State or nation can affect or bind property out of its territory, or
persons not residing within it. No State therefore can enact laws to
operate beyond its own dominions, and if it attempts to do so, it may be
lawfully refused obedience. Such laws can have no inherent authority
extraterritorially. This is the necessary result of the independence of
distinct and separate sovereignties.
Now it follows from these principles that
whatever force or effect the laws of one State or nation may have in the
territories of another must depend solely upon the laws and municipal
regulations of the latter, upon its own jurisprudence and polity, and
upon its own express or tacit consent.
Judge Story observes in his Conflict of Laws, p. 24,
that a State may prohibit the operation of
all foreign laws, and the rights growing out of them, within its
territories. . . . And that, when its code speaks positively on the
subject, it must be obeyed by all persons who are within reach of its
sovereignty; when its customary unwritten or common law speaks directly
on the subject, it is equally to be obeyed.
Nations, from convenience and comity and
from mutual interest and a sort of moral necessity to do justice,
recognise and administer the laws of other countries. But of the
nature, extent, and utility of them respecting property or the state and
condition of persons within her territories, each nation judges for
itself, and is never bound, even upon the ground of comity, to recognise
them if prejudicial to her own interests. The recognition is purely
from comity, and not from any absolute or paramount obligation.
Judge Story again observes, p. 398,
that the true foundation and extent of the
obligation of the laws of one nation within another is the voluntary
consent of the latter, and is inadmissible when they are contrary to its
known interests.
And he adds,
in the silence of any positive rule
affirming or denying or restraining the operation of the foreign laws,
courts of justice presume the tacit adoption of them by their own
Government unless they are repugnant to its policy or prejudicial to its
interests.
See also 2 Kent Com., p. 457, 13 Peters 519, 589.
These principles fully establish that it belongs to the sovereign
[p461]
State of Missouri to determine by her laws the question
of slavery within her jurisdiction, subject only to such limitations as
may be found in the Federal Constitution, and further that the laws of
other States of the Confederacy, whether enacted by their Legislatures
or expounded by their courts, can have no operation within her territory
or affect rights growing out of her own laws on the subject. This is
the necessary result of the independent and sovereign character of the
State. The principle is not peculiar to the State of Missouri, but is
equally applicable to each State belonging to the Confederacy. The laws
of each have no extraterritorial operation within the jurisdiction of
another except such as may be voluntarily conceded by her laws or courts
of justice. To the extent of such concession upon the rule of comity
of nations, the foreign law may operate, as it then becomes a part of
the municipal law of the State. When determined that the foreign law
shall have effect, the municipal law of the State retires and gives
place to the foreign law.
In view of these principles, let us examine a
little more closely the doctrine of those who maintain that the law of
Missouri is not to govern the status and condition of the plaintiff.
They insist that the removal and temporary residence with his master in
Illinois, where slavery is inhibited, had the effect to set him free,
and that the same effect is to be given to the law of Illinois, within
the State of Missouri, after his return. Why was he set free in
Illinois? Because the law of Missouri, under which he was held as a
slave, had no operation by its own force extraterritorially, and the
State of Illinois refused to recognise its effect within her limits,
upon principles of comity, as a state of slavery was inconsistent with
her laws and contrary to her policy. But how is the case different on
the return of the plaintiff to the State of Missouri? Is she bound to
recognise and enforce the law of Illinois? For unless she is the status
and condition of the slave upon his return remains the same as
originally existed. Has the law of Illinois any greater force within
the jurisdiction of Missouri than the laws of the latter within that of
the former? Certainly not. They stand upon an equal footing. Neither
has any force extraterritorially except what may be voluntarily conceded
to them.
It has been supposed by the counsel for the
plaintiff that a rule laid down by Huberus had some bearing upon this
question. Huberus observes that
personal qualities, impressed by the laws
of any place, surround and accompany the person wherever he goes, with
this effect: that in every place he enjoys and is subject to the same
law which other persons of his
[p462]
class elsewhere enjoy or are subject to.
De Confl.Leg., lib. 1, tit. 3, sec. 12, 4 Dallas, 375 n., 1 Story Con.Laws, pp. 59, 60.
The application sought to be given to the
rule was this: that as Dred Scott was free while residing in the State
of Illinois, by the laws of that State, on his return to the State of
Missouri, he carried with him the personal qualities of freedom, and
that the same effect must be given to his status there as in the former
State. But the difficulty in the case is in the total misapplication of
the rule.
These personal qualities to which Huberus
refers are those impressed upon the individual by the law of the
domicil; it is this that the author claims should be permitted to
accompany the person into whatever country he might go, and should
supersede the law of the place where he had taken up a temporary
residence.
Now as the domicil of Scott was in the State
of Missouri, where he was a slave, and from whence he was taken by his
master into Illinois for a temporary residence, according to the
doctrine of Huberus, the law of his domicil would have accompanied him,
and, during his residence there, he would remain in the same condition
as in the State of Missouri. In order to have given effect to the rule,
as claimed in the argument, it should have been first shown that a
domicil had been acquired in the free State, which cannot be pretended
upon the agreed facts in the case. But the true answer to the doctrine
of Huberus is that the rule, in any aspect in which it may be viewed,
has no bearing upon either side of the question before us, even if
conceded to the extent laid down by the author, for he admits that
foreign Governments give effect to these laws of the domicil no further
than they are consistent with their own laws and not prejudicial to
their own subjects; in other words, their force and effect depend upon
the law of comity of the foreign Government. We should add also that
this general rule of Huberus, referred to, has not been admitted in the
practice of nations, nor is it sanctioned by the most approved jurists
of international law. Story Con., sec. 91, 96, 103, 104; 2 Kent. Com.,
p. 457, 458; 1 Burge Con.Laws, pp. 12, 127.
We come now to the decision of this court in the case of Strader et al. v. Graham,
10 How. 2. The case came up from the Court of Appeals, in the State of
Kentucky. The question in the case was whether certain slaves of
Graham, a resident of Kentucky, who had been employed temporarily at
several places in the State of Ohio with their master's consent and had
returned to Kentucky into his service, had thereby
[p463]
become entitled to their freedom. The Court of Appeals
held that they had not. The case was brought to this court under the
twenty-fifth section of the Judiciary Act. This court held that it had
no jurisdiction, for the reason the question was one that belonged
exclusively to the State of Kentucky. The Chief Justice, in delivering
the opinion of the court, observed that
every State has an undoubted right to
determine the status or domestic and social condition of the persons
domiciled within its territory, except insofar as the powers of the
States in this respect are restrained, or duties and obligations imposed
upon them, by the Constitution of the United States. There is nothing
in the Constitution of the United States, he observes that can in any
degree control the law of Kentucky upon this subject. And the condition
of the negroes, therefore, as to freedom or slavery after their return
depended altogether upon the laws of that State, and could not be
influenced by the laws of Ohio. It was exclusively in the power of
Kentucky to determine for herself whether their employment in another
State should or should not make them free on their return.
It has been supposed, in the argument on the
part of the plaintiff that the eighth section of the act of Congress
passed March 6, 1820, 3 St. at Large, p. 544, which prohibited slavery
north of thirty-six degrees thirty minutes, within which the plaintiff
and his wife temporarily resided at Fort Snelling, possessed some
superior virtue and effect, extraterritorially and within the State of
Missouri, beyond that of the laws of Illinois or those of Ohio in the
case of Strader et al. v. Graham. A similar ground was taken
and urged upon the court in the case just mentioned, under the Ordinance
of 1787, which was enacted during the time of the Confederation and
reenacted by Congress after the adoption of the Constitution with some
amendments adapting it to the new Government. 1 St. at Large p. 50.
In answer to this ground, the Chief Justice, in delivering the opinion of the court, observed:
The argument assumes that the six articles
which that ordinance declares to be perpetual are still in force in the
States since formed within the territory and admitted into the Union.
If this proposition could be maintained, it would not alter the
question, for the regulations of Congress, under the old Confederation
or the present Constitution, for the government of a particular
Territory could have no force beyond its limits. It certainly could not
restrict the power of the States within their respective territories,
nor in any manner interfere with their laws and institutions, nor give
this court control over them.
[p464]
The ordinance in question, he observes, if
still in force, could have no more operation than the laws of Ohio in
the State of Kentucky, and could not influence the decision upon the
rights of the master or the slaves in that State.
This view, thus authoritatively declared,
furnishes a conclusive answer to the distinction attempted to be set up
between the extraterritorial effect of a State law and the act of
Congress in question.
It must be admitted that Congress possesses
no power to regulate or abolish slavery within the States, and that, if
this act had attempted any such legislation, it would have been a
nullity. And yet the argument here, if there be any force in it, leads
to the result that effect may be given to such legislation, for it is
only by giving the act of Congress operation within the State of
Missouri that it can have any effect upon the question between the
parties. Having no such effect directly, it will be difficult to
maintain upon any consistent reasoning that it can be made to operate
indirectly upon the subject.
The argument, we think, in any aspect in
which it may be viewed, is utterly destitute of support upon any
principles of constitutional law, as, according to that, Congress has no
power whatever over the subject of slavery within the State, and is
also subversive of the established doctrine of international
jurisprudence, as, according to that, it is an axiom that the laws of
one Government have no force within the limits of another or
extraterritorially except from the consent of the latter.
It is perhaps not unfit to notice in this
connection that many of the most eminent statesmen and jurists of the
country entertain the opinion that this provision of the act of
Congress, even within the territory to which it relates, was not
authorized by any power under the Constitution. The doctrine here
contended for not only upholds its validity in the territory, but claims
for it effect beyond and within the limits of a sovereign State -- an
effect, as insisted, that displaces the laws of the State and
substitutes its own provisions in their place.
The consequences of any such construction
are apparent. If Congress possesses the power under the Constitution to
abolish slavery in a Territory, it must necessarily possess the like
power to establish it. It cannot be a one-sided power, as may suit the
convenience or particular views of the advocates. It is a power, if it
exists at all, over the whole subject, and then, upon the process of
reasoning which seeks to extend its influence beyond the Territory and
within the limits of a State, if Congress should establish, instead of
abolish, slavery, we do
[p465]
not see but that, if a slave should be removed from the
Territory into a free State, his status would accompany him, and
continue notwithstanding its laws against slavery. The laws of the free
State, according to the argument, would be displaced, and the act of
Congress, in its effect, be substituted in their place. We do not see
how this conclusion could be avoided if the construction against which
we are contending should prevail. We are satisfied, however, it is
unsound, and that the true answer to it is that even conceding, for the
purposes of the argument that this provision of the act of Congress is
valid within the Territory for which it was enacted, it can have no
operation or effect beyond its limits or within the jurisdiction of a
State. It can neither displace its laws nor change the status or
condition of its inhabitants.
Our conclusion therefore is, upon this
branch of the case, that the question involved is one depending solely
upon the law of Missouri, and that the Federal court sitting in the
State and trying the case before us was bound to follow it.
The remaining question for consideration is
what is the law of the State of Missouri on this subject? And it would
be a sufficient answer to refer to the judgment of the highest court of
the State in the very case were it not due to that tribunal to state
somewhat at large the course of decision and the principles involved on
account of some diversity of opinion in the cases. As we have already
stated, this case was originally brought in the Circuit Court of the
State, which resulted in a judgment for the plaintiff. The case was
carried up to the Supreme Court for revision. That court reversed the
judgment below and remanded the cause to the circuit for a new trial.
In that state of the proceeding, a new suit was brought by the plaintiff
in the Circuit Court of the United States, and tried upon the issues
and agreed case before us, and a verdict and judgment for the defendant
that court following the decision of the Supreme Court of the State.
The judgment of the Supreme Court is reported in the 15 Misso.R. p. 576.
The court placed the decision upon the temporary residence of the
master with the slaves in the State and Territory to which they removed,
and their return to the slave State, and upon the principles of
international law that foreign laws have no extraterritorial force
except such as the State within which they are sought to be enforced may
see fit to extend to them, upon the doctrine of comity of nations.
This is the substance of the grounds of the decision.
The same question has been twice before that court since, and the same judgment given, 15 Misso.R. 595, 17 Ib. 434. It must be admitted, therefore, as the settled law of the State,
[p466]
and, according to the decision in the case of Strader et al. v. Graham, is conclusive of the case in this court.
It is said, however that the previous cases
and course of decision in the State of Missouri on this subject were
different, and that the courts had held the slave to be free on his
return from a temporary residence in the free State. We do not see,
were this to be admitted, that the circumstance would show that the
settled course of decision, at the time this case was tried in the court
below, was not to be considered the law of the State. Certainly it
must be unless the first decision of a principle of law by a State court
is to be permanent and irrevocable. The idea seems to be that the
courts of a State are not to change their opinions, or, if they do, the
first decision is to be regarded by this court as the law of the State.
It is certain, if this be so in the case before us, it is an exception
to the rule governing this court in all other cases. But what court has
not changed its opinions? What judge has not changed his?
Waiving, however, this view, and turning to
the decisions of the courts of Missouri, it will be found that there is
no discrepancy between the earlier and the present cases upon this
subject. There are some eight of them reported previous to the decision
in the case before us, which was decided in 1852. The last of the
earlier cases was decided in 1836. In each one of these, with two
exceptions, the master or mistress removed into the free State with the
slave, with a view to a permanent residence -- in other words, to make
that his or her domicil. And in several of the cases, this removal and
permanent residence were relied on as the ground of the decision in
favor of the plaintiff. All these cases, therefore, are not necessarily
in conflict with the decision in the case before us, but consistent
with it. In one of the two excepted cases, the master had hired the
slave in the State of Illinois from 1817 to 1825. In the other, the
master was an officer in the army, and removed with his slave to the
military post of Fort Snelling, and at Prairie du Chien, in Michigan,
temporarily, while acting under the orders of his Government. It is
conceded the decision in this case was departed from in the case before
us, and in those that have followed it. But it is to be observed that
these subsequent cases are in conformity with those in all the slave
States bordering on the free -- in Kentucky, 2 Marsh. 476, 5 B. Munroe
176, 9 ib. 565 -- in Virginia, 1 Rand. 15, 1 Leigh 172, 10
Grattan 495 -- in Maryland, 4 Harris and McHenry 295, 322, 325. In
conformity also with the law of England on this subject, Ex parte Grace, 2 Hagg.Adm.R. 94, and with the opinions of the
[p467]
most eminent jurists of the country. Story's Confl. 396a, 2 Kent Com. 258 n., 18 Pick. 193, Chief Justice Shaw. See Corresp. between Lord Stowell and Judge Story, 1 vol. Life of Story, p. 552, 558.
Lord Stowell, in communicating his opinion
in the case of the slave Grace to Judge Story, states, in his letter,
what the question was before him, namely:
Whether the emancipation of a slave
brought to England insured a complete emancipation to him on his return
to his own country, or whether it only operated as a suspension of
slavery in England, and his original character devolved on him again
upon his return.
He observed, "the question had never been
examined since an end was put to slavery fifty years ago," having
reference to the decision of Lord Mansfield in the Case of Somersett,
but the practice, he observed, "has regularly been that on his return
to his own country, the slave resumed his original character of slave."
And so Lord Stowell held in the case.
Judge Story, in his letter in reply, observes:
I have read with great attention your
judgment in the slave case, &c. Upon the fullest consideration
which I have been able to give the subject, I entirely concur in your
views. If I had been called upon to pronounce a judgment in a like
case, I should have certainly arrived at the same result.
Again he observes:
In my native State (Massachusetts), the
state of slavery is not recognised as legal, and yet, if a slave should
come hither and afterwards return to his own home, we should certainly
think that the local law attached upon him, and that his servile
character would be redintegrated.
We may remark in this connection that the
case before the Maryland court, already referred to, and which was
decided in 1799, presented the same question as that before Lord
Stowell, and received a similar decision. This was nearly thirty years
before the decision in that case, which was in 1828. The Court of
Appeals observed, in deciding the Maryland case, that
however the laws of Great Britain in such
instances, operating upon such persons there, might interfere so as to
prevent the exercise of certain acts by the masters, not permitted, as
in the case of Somersett, yet, upon the bringing Ann Joice into this
State (then the province of Maryland), the relation of master and slave
continued in its extent, as authorized by the laws of this State.
And Luther Martin, one of the counsel in
that case, stated, on the argument that the question had been previously
decided the same way in the case of slaves returning from a residence
in Pennsylvania, where they had become free under her laws.
The State of Louisiana, whose courts had gone further in
[p468]
holding the slave free on his return from a residence
in a free State than the courts of her sister States, has settled the
law by an act of her Legislature in conformity with the law of the court
of Missouri in the case before us. Sess. Law, 1846.
The case before Lord Stowell presented much
stronger features for giving effect to the law of England in the case of
the slave Grace than exists in the cases that have arisen in this
country, for in that case the slave returned to a colony of England over
which the Imperial Government exercised supreme authority. Yet, on the
return of the slave to the colony, from a temporary residence in
England, he held that the original condition of the slave attached. The
question presented in cases arising here is as to the effect and
operation to be given to the laws of a foreign State on the return of
the slave within an independent sovereignty.
Upon the whole, it must be admitted that the
current of authority both in England and in this country is in
accordance with the law as declared by the courts of Missouri in the
case before us, and we think the court below was not only right, but
bound to follow it.
Some question has been made as to the
character of the residence in this case in the free State. But we
regard the facts as set forth in the agreed case as decisive. The
removal of Dr. Emerson from Missouri to the military posts was in the
discharge of his duties as surgeon in the army, and under the orders of
his Government. He was liable at any moment to be recalled, as he was in
1838, and ordered to another post. The same is also true as it
respects Major Taliaferro. In such a case, the officer goes to his post
for a temporary purpose, to remain there for an uncertain time, and not
for the purpose of fixing his permanent abode. The question we think
too plain to require argument. The case of the Attorney General v. Napier,
6 Welsh, Hurtst. and Gordon Exch. Rep. 217, illustrates and applies the
principle in the case of an officer of the English army.
A question has been alluded to, on the
argument, namely, the right of the master with his slave of transit into
or through a free State, on business or commercial pursuits, or in the
exercise of a Federal right, or the discharge of a Federal duty, being a
citizen of the United States, which is not before us. This question
depends upon different considerations and principles from the one in
hand, and turns upon the rights and privileges secured to a common
citizen of the republic under the Constitution of the United States.
When that question arises, we shall be prepared to decide it.
[p469]
Our conclusion is that the judgment of the court below should be affirmed.
TOP Separate
GRIER, J., Separate Opinion
Mr. Justice GRIER.
I concur in the opinion delivered by Mr. Justice Nelson on the questions discussed by him.
I also concur with the opinion of the court
as delivered by the Chief Justice that the act of Congress of 6th March,
1820, is unconstitutional and void and that, assuming the facts as
stated in the opinion, the plaintiff cannot sue as a citizen of Missouri
in the courts of the United States. But that the record shows a prima facie
case of jurisdiction, requiring the court to decide all the questions
properly arising in it, and as the decision of the pleas in bar shows
that the plaintiff is a slave, and therefore not entitled to sue in a
court of the United States, the form of the judgment is of little
importance, for, whether the judgment be affirmed or dismissed for want
of jurisdiction, it is justified by the decision of the court, and is
the same in effect between the parties to the suit.
TOP Separate
DANIEL, J., Separate Opinion
Mr. Justice DANIEL.
It may with truth be affirmed that since the
establishment of the several communities now constituting the States of
this Confederacy, there never has been submitted to any tribunal within
its limits questions surpassing in importance those now claiming the
consideration of this court. Indeed it is difficult to imagine, in
connection with the systems of polity peculiar to the United States, a
conjuncture of graver import than that must be, within which it is aimed
to comprise and to control not only the faculties and practical
operation appropriate to the American Confederacy as such, but also the
rights and powers of its separate and independent members, with
reference alike to their internal and domestic authority and interests
and the relations they sustain to their confederates.
To my mind it is evident that nothing less
than the ambitious and far-reaching pretension to compass these objects
of vital concern is either directly essayed or necessarily implied in
the positions attempted in the argument for the plaintiff in error.
How far these positions have any foundation
in the nature of the rights and relations of separate, equal, and
independent Governments, or in the provisions of our own Federal
compact, or the laws enacted under and in pursuance of the authority of
that compact will be presently investigated.
In order correctly to comprehend the tendency and force of those positions, it is proper here succinctly to advert to the
[p470]
facts upon which the questions of law propounded in the argument have arisen.
This was an action of trespass vi et armis
instituted in the Circuit Court of the United States for the district
of Missouri, in the name of the plaintiff in error, a negro held as a
slave, for the recovery of freedom for himself, his wife, and two
children, also negroes.
To the declaration in this case the
defendant below, who is also the defendant in error, pleaded in
abatement that the court could not take cognizance of the cause because
the plaintiff was not a citizen of the State of Missouri, as averred in
the declaration, but was a negro of African descent, and that his
ancestors were of pure African blood, and were brought into this country
and sold as negro slaves, and hence it followed, from the second
section of the third article of the Constitution, which creates the
judicial power of the United States with respect to controversies
between citizens of different States that the Circuit Court could not
take cognizance of the action.
To this plea in abatement, a demurrer having
been interposed on behalf of the plaintiff, it was sustained by the
court. After the decision sustaining the demurrer, the defendant, in
pursuance of a previous agreement between counsel, and with the leave of
the court, pleaded in bar of the action: 1st, not guilty, 2dly that
the plaintiff was a negro slave, the lawful property of the defendant,
and as such the defendant gently laid his hands upon him, and thereby
had only restrained him, as the defendant had a right to do, 3dly that
with respect to the wife and daughters of the plaintiff, in the second
and third counts of the declaration mentioned, the defendant had, as to
them, only acted in the same manner, and in virtue of the same legal
right.
Issues having been joined upon the above
pleas in bar, the following statement, comprising all the evidence in
the cause, was agreed upon and signed by the counsel of the respective
parties, viz:
In the year 1834, the plaintiff was a
negro slave belonging to Doctor Emerson, who was a surgeon in the army
of the United States. In that year, 1834, said Dr. Emerson took the
plaintiff from the State of Missouri to the military post at Rock
Island, in the State of Illinois, and held him there as a slave until
the month of April or May, 1836. At the time last mentioned, said Dr.
Emerson removed the plaintiff from said military post at Rock Island to
the military post at Fort Snelling, situate on the west bank of the
Mississippi river in the Territory known as Upper Louisiana, acquired by
the United States of France, and situate north of the latitude of
thirty-six
[p471]
degrees thirty minutes north, and north of the State of
Missouri. Said Dr. Emerson held the plaintiff in slavery at said Fort
Snelling from said last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in
the second count of the plaintiff's declaration, was the negro slave of
Major Taliaferro, who belonged to the army of the United States. In
that year, 1835, said Major Taliaferro took said Harriet to said Fort
Snelling, a military post situated as hereinbefore stated, and kept her
there as a slave until the year 1836, and then sold and delivered her as
a slave at said Fort Snelling unto the said Dr. Emerson, hereinbefore
named. Said Dr. Emerson held said Harriet in slavery at said Fort
Snelling until the year 1838.
In the year 1836, the plaintiff and said
Harriet, at said Fort Snelling, with the consent of said Dr. Emerson,
who then claimed to be their master and owner, intermarried and took
each other for husband and wife. Eliza and Lizzie, named in the third
count of the plaintiff's declaration, are the fruit of that marriage.
Eliza is about fourteen years old, and was born on board the steamboat Gipsey,
north of the north line of the State of Missouri, and upon the river
Mississippi. Lizzie is about seven years old, and was born in the State
of Missouri, at a military post called Jefferson barracks.
In the year 1838, said Dr. Emerson removed
the plaintiff and said Harriet, and their said daughter Eliza, from
said Fort Snelling to the State of Missouri, where they have ever since
resided.
Before the commencement of this suit, said
Dr. Emerson sold and conveyed the plaintiff, said Harriet, Eliza, and
Lizzie, to the defendant, as slaves, and the defendant has ever since
claimed to hold them and each of them as slaves.
At the times mentioned in the plaintiff's
declaration, the defendant, claiming to be owner as aforesaid, laid his
hands upon said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned
them, doing in this respect, however, no more than what he might
lawfully do if they were of right his slaves at such times.
Further proof may be given on the trial for either party.
R. M. FIELD, for Plaintiff
H. A. GARLAND, for Defendant.
It is agreed that Dred Scott brought suit
for his freedom in the Circuit Court of St. Louis county that there was a
verdict and judgment in his favor that on a writ of error to the
Supreme Court, the judgment below was reversed, and the
[p472]
cause remanded to the Circuit Court, where it has been continued to await the decision of this case.
FIELD, for Plaintiff
GARLAND, for Defendant
Upon the aforegoing agreed facts, the
plaintiff prayed the court to instruct the jury that they ought to find
for the plaintiff, and upon the refusal of the instruction thus prayed
for, the plaintiff excepted to the court's opinion. The court then,
upon the prayer of the defendant, instructed the jury that upon the
facts of this case agreed as above, the law was with the defendant. To
this opinion also the plaintiff's counsel excepted, as he did to the
opinion of the court denying to the plaintiff a new trial after the
verdict of the jury in favor of the defendant.
The question first in order presented by the
record in this cause is that which arises upon the plea in abatement,
and the demurrer to that plea, and upon this question, it is my opinion
that the demurrer should have been overruled, and the plea sustained.
On behalf of the plaintiff, it has been
urged that by the pleas interposed in bar of a recovery in the court
below (which pleas both in fact and in law are essentially the same with
the objections averred in abatement), the defence in abatement has been
displaced or waived that it could therefore no longer be relied on in
the Circuit Court, and cannot claim the consideration of this court in
reviewing this cause. This position is regarded as wholly untenable.
On the contrary, it would seem to follow conclusively from the peculiar
character of the courts of the United States, as organized under the
Constitution and the statutes, and as defined by numerous and unvarying
adjudications from this bench, that there is not one of those courts
whose jurisdiction and powers can be deduced from mere custom or
tradition, not one whose jurisdiction and powers must not be traced
palpably to, and invested exclusively by, the Constitution and statutes
of the United States, not one that is not bound, therefore, at all
times, and at all stages of its proceedings, to look to and to regard
the special and declared extent and bounds of its commission and
authority. There is no such tribunal of the United States as a court of
general jurisdiction, in the sense in which that phrase is applied to
the superior courts under the common law, and even with respect to the
courts existing under that system, it is a well settled principle that consent can never give jurisdiction.
The principles above stated, and the consequences regularly deducible from them, have, as already remarked, been repeatedly
[p473]
and unvaryingly propounded from this bench. Beginning with the earliest decisions of this court, we have the cases of Bingham v. Cabot et al., 3 Dallas 382, Turner v. Eurille, 4 Dallas 7, Abercrombie v. Dupuis et al., 1 Cranch 343, Wood v. Wagnon, 2 Cranch 9, The United States v. The brig Union et al., 4 Cranch 216, Sullivan v. The Fulton Steamboat Company, 6 Wheaton 450, Mollan et al. v. Torrence, 9 Wheaton 537, Brown v. Keene, 8 Peters 112, and Jackson v. Ashton,
8 Peters 148, ruling, in uniform and unbroken current, the doctrine
that it is essential to the jurisdiction of the courts of the United
States that the facts upon which it is founded should appear upon the
record. Nay, to such an extent and so inflexibly has this requisite to
the jurisdiction been enforced that in the case of Capron v. Van Noorden,
2 Cranch 126, it is declared that the plaintiff in this court may
assign for error his own omission in the pleadings in the court below
where they go to the jurisdiction. This doctrine has been, if possible,
more strikingly illustrated in a later decision, the case of The State of Rhode Island v. The State of Massachusetts, in the 12th of Peters.
In this case, on page 718 of the volume,
this court, with reference to a motion to dismiss the cause for want of
jurisdiction, have said:
However late this objection has been made, or may be made, in any cause in an inferior or appellate court of the United States,
it must be considered and decided before any court can move one farther
step in the cause, as any movement is necessarily to exercise the
jurisdiction. Jurisdiction is the power to hear and determine the
subject matter in controversy between the parties to a suit, to
adjudicate or exercise any judicial power over them. The question is
whether on the case before the court their action is judicial or
extrajudicial, with or without the authority of law to render a judgment
or decree upon the rights of the litigant parties. A motion to dismiss
a cause pending in the courts of the United States is not analogous to a
plea to the jurisdiction of a court of common law or equity in England;
there, the superior courts have a general jurisdiction over all persons
within the realm and all causes of action between them. It depends on
the subject matter, whether the jurisdiction shall be exercised by a
court of law or equity, but that court to which it appropriately belongs
can act judicially upon the party and the subject of the suit unless it
shall be made apparent to the court that the judicial determination of
the case has been withdrawn from the court of general jurisdiction to an
inferior and limited one. It is a necessary presumption that the court
of general jurisdiction can act upon the given case when nothing to the
[p474]
contrary appears; hence has arisen the rule that the
party claiming an exemption from its process must set out the reason by a
special plea in abatement, and show that some inferior court of law or
equity has the exclusive cognizance of the case; otherwise the superior
court must proceed in virtue of its general jurisdiction. A motion to
dismiss therefore cannot be entertained, as it does not disclose a case
of exception, and, if a plea in abatement is put in, it must not only
make out the exception, but point to the particular court to which the
case belongs. There are other classes of cases where the objection to
the jurisdiction is of a different nature, as on a bill in chancery that
the subject matter is cognizable only by the King in Council, or that
the parties defendant cannot be brought before any municipal court on
account of their sovereign character or the nature of the controversy,
or to the very common cases which present the question, whether the
cause belong to a court of law or equity. To such cases, a plea in
abatement would not be applicable, because the plaintiff could not sue
in an inferior court. The objection goes to a denial of any
jurisdiction of a municipal court in the one class of cases, and to the
jurisdiction of any court of equity or of law in the other, on which
last the court decides according to its discretion.
An objection to jurisdiction on the ground
of exemption from the process of the court in which the suit is
brought, or the manner in which a defendant is brought into it, is
waived by appearance and pleading to issue, but when the objection goes
to the power of the court over the parties or the subject matter, the
defendant need not, for he cannot, give the plaintiff a better writ.
Where an inferior court can have no jurisdiction of a case of law or
equity, the ground of objection is not taken by plea in abatement, as an
exception of the given case from the otherwise general jurisdiction of
the court; appearance does not cure the defect of judicial power, and it
may be relied on by plea, answer, demurrer, or at the trial or hearing.
As a denial of jurisdiction over the subject matter of a suit between
parties within the realm, over which and whom the court has power to
act, cannot be successful in an English court of general jurisdiction, a
motion like the present could not be sustained consistently with the
principles of its constitution. But as this court is one of limited and special original jurisdiction,
its action must be confined to the particular cases, controversies, and
parties over which the Constitution and laws have authorized it to act,
any proceeding without the limits prescribed is coram non judice, and its action a nullity. And whether the want or excess of power is objected by a party or is apparent
[p475]
to the court, it must surcease its action or proceed extrajudicially.
In the constructing of pleadings either in
abatement or in bar, every fact or position constituting a portion of
the public law, or of known or general history, is necessarily implied.
Such fact or position need not be specially averred and set forth; it
is what the world at large and every individual are presumed to know --
nay, are bound to know and to be governed by.
If, on the other hand, there exist facts or
circumstances by which a particular case would be withdrawn or exempted
from the influence of public law or necessary historical knowledge, such
facts and circumstances form an exception to the general principle, and
these must be specially set forth and established by those who would avail themselves of such exception.
Now the following are truths which a
knowledge of the history of the world, and particularly of that of our
own country, compels us to know -- that the African negro race never
have been acknowledged as belonging to the family of nations; that, as
amongst them, there never has been known or recognised by the
inhabitants of other countries anything partaking of the character of
nationality, or civil or political polity; that this race has been by
all the nations of Europe regarded as subjects of capture or purchase,
as subjects of commerce or traffic; and that the introduction of that
race into every section of this country was not as members of civil or
political society, but as slaves, as property in the strictest sense of the term.
In the plea in abatement, the character or
capacity of citizen on the part of the plaintiff is denied, and the
causes which show the absence of that character or capacity are set
forth by averment. The verity of those causes, according to the settled
rules of pleading, being admitted by the demurrer, it only remained for
the Circuit Court to decide upon their legal sufficiency to abate the
plaintiff's action. And it now becomes the province of this court to
determine whether the plaintiff below (and in error here), admitted to
be a negro of African descent, whose ancestors were of pure
African blood and were brought into this country and sold as negro
slaves -- such being his status, and such the circumstances surrounding
his position -- whether he can, by correct legal induction from that
status and those circumstances, be clothed with the character and
capacities of a citizen of the State of Missouri?
It may be assumed as a postulate that to a
slave, as such, there appertains and can appertain no relation, civil or
political, with the State or the Government. He is himself strictly property, to be used in subserviency to the interests, the convenience,
[p476]
or the will, of his owner, and to suppose, with respect
to the former, the existence of any privilege or discretion, or of any
obligation to others incompatible with the magisterial rights just
defined, would be by implication, if not directly, to deny the relation
of master and slave, since none can possess and enjoy as his own that
which another has a paramount right and power to withhold. Hence it
follows necessarily that a slave, the peculium or property of a
master, and possessing within himself no civil nor political rights or
capacities, cannot be a CITIZEN. For who, it may be asked, is a
citizen? What do the character and status of citizen import? Without
fear of contradiction, it does not import the condition of being private
property, the subject of individual power and ownership. Upon a
principle of etymology alone, the term citizen, as derived from civitas,
conveys the ideas of connection or identification with the State or
Government, and a participation of its functions. But beyond this,
there is not, it is believed, to be found in the theories of writers on
Government or in any actual experiment heretofore tried, an exposition
of the term citizen which has not been understood as conferring
the actual possession and enjoyment, or the perfect right of
acquisition and enjoyment, of an entire equality of privileges, civil
and political.
Thus Vattel, in the preliminary chapter to his Treatise on the Law of Nations, says:
Nations or States are bodies politic,
societies of men united together for the purpose of promoting their
mutual safety and advantage by the joint efforts of their mutual
strength. Such a society has her affairs and her interests, she
deliberates and takes resolutions in common, thus becoming a moral person who possesses an understanding and a will peculiar to herself.
Again, in the first chapter of the first
book of the Treatise just quoted, the same writer, after repeating his
definition of a State, proceeds to remark that,
from the very design that induces a number
of men to form a society which has its common interests and which is to
act in concert, it is necessary that there should be established a
public authority to order and direct what is to be done by each in
relation to the end of the association. This political authority is the
sovereignty.
Again, this writer remarks: "The authority of all over each member essentially belongs to the body politic, or the State."
By this same writer it is also said:
The citizens are the members of the civil society, bound to this society by certain duties, and subject to its authority; they equally
participate in its advantages. The natives or natural-born citizens
are those born in the country of parents who are citizens. As society
[p477]
cannot perpetuate itself otherwise than by the children
of the citizens, those children naturally follow the condition of their
parents, and succeed to all their rights.
Again:
I say, to be of the country, it is necessary to be born of a person who is a citizen, for if he be born there of a foreigner, it will be only the place of his birth, and not his country. The inhabitants, as distinguished from citizens, are foreigners who are permitted to settle and stay in the country.
Vattel, Book 1, cap. 19, p. 101.
From the views here expressed, and they seem to be unexceptionable, it must follow that, with the slave, with one devoid of rights or capacities, civil or political,
there could be no pact that one thus situated could be no party to or
actor in, the association of those possessing free will, power,
discretion. He could form no part of the design, no constituent
ingredient or portion of a society based upon common, that is, upon equal interests and powers. He could not at the same time be the sovereign and the slave.
But it has been insisted in argument that
the emancipation of a slave, effected either by the direct act and
assent of the master or by causes operating in contravention of his
will, produces a change in the status or capacities of the slave such as
will transform him from a mere subject of property into a being
possessing a social, civil, and political equality with a citizen. In
other words, will make him a citizen of the State within which he was,
previously to his emancipation, a slave.
It is difficult to conceive by what magic the mere surcease or renunciation of an interest in a subject of property,
by an individual possessing that interest, can alter the essential
character of that property with respect to persons or communities
unconnected with such renunciation. Can it be pretended that an
individual in any State, by his single act, though voluntarily or
designedly performed, yet without the co-operation or warrant of the
Government, perhaps in opposition to its policy or its guaranties, can
create a citizen of that State? Much more emphatically may it be asked
how such a result could be accomplished by means wholly extraneous and
entirely foreign to the Government of the State? The argument thus
urged must lead to these extraordinary conclusions. It is regarded at
once as wholly untenable, and as unsustained by the direct authority or
by the analogies of history.
The institution of slavery, as it exists and
has existed from the period of its introduction into the United States,
though more humane and mitigated in character than was the same
institution either under the republic or the empire of Rome, bears, both
in its tenure and in the simplicity incident to the
[p478]
mode of its exercise, a closer resemblance to Roman slavery than it does to the condition of villanage,
as it formerly existed in England. Connected with the latter, there
were peculiarities, from custom or positive regulation, which varied it
materially from the slavery of the Romans or from slavery at any period
within the United States.
But with regard to slavery amoungst the
Romans, it is by no means true that emancipation, either during the
republic or the empire, conferred, by the act itself, or implied, the
status or the rights of citizenship.
The proud title of Roman citizen, with the
immunities and rights incident thereto, and as contradistinguished alike
from the condition of conquered subjects or of the lower grades of
native domestic residents, was maintained throughout the duration of the
republic, and until a late period of the eastern empire, and at last
was in effect destroyed less by an elevation of the inferior
classes than by the degradation of the free, and the previous possessors
of rights and immunities civil and political, to the indiscriminate
abasement incident to absolute and simple despotism.
By the learned and elegant historian of the Decline and Fall of the Roman Empire, we are told that,
In the decline of the Roman empire, the
proud distinctions of the republic were gradually abolished, and the
reason or instinct of Justinian completed the simple form of an absolute
monarchy. The emperor could not eradicate the popular reverence which
always waits on the possession of hereditary wealth or the memory of
famous ancestors. He delighted to honor with titles and emoluments his
generals, magistrates, and senators, and his precarious indulgence
communicated some rays of their glory to their wives and children. But,
in the eye of the law, all Roman citizens were equal, and all subjects
of the empire were citizens of Rome. That inestimable character was degraded
to an obsolete and empty name. T he voice of a Roman could no longer
enact his laws, or create the annual ministers of his powers; his
constitutional rights might have checked the arbitrary will of a master,
and the bold adventurer from Germany or Arabia was admitted with equal
favor to the civil and military command which the citizen alone had been
once entitled to assume over the conquests of his fathers. The first
Caesars had scrupulously guarded the distinction of ingenuous and servile
birth, which was decided by the condition of the mother. The slaves
who were liberated by a generous master immediately entered into the
middle class of libertini, or freedmen, but they could never be enfranchised from the duties of obedience and gratitude, whatever were the fruits of
[p479]
their industry, their patron and his family inherited
the third part, or even the whole, of their fortune, if they died
without children and without a testament. Justinian respected the
rights of patrons, but his indulgence removed the badge of disgrace from
the two inferior orders of freedmen; whoever ceased to be a slave
obtained without reserve or delay the station of a citizen, and at
length the dignity of an ingenuous birth was created or supposed by the omnipotence of the emperor.
[n1]
The above account of slavery and its
modifications will be found in strictest conformity with the Institutes
of Justinian. Thus, in book 1st, title 3d, it is said: "The first
general division of persons in respect to their rights is into freemen
and slaves." The same title, sec. 4th: "Slaves are born such, or
become so. They are born such of bondwomen; they become so either by
the law of nations, as by capture, or by the civil law."
Section 5th: "In the condition of slaves there is no diversity, but
among free persons there are many. Thus some are ingenui or freemen, others libertini or freedmen."
Tit. 4th. DE INGENUIS. "A freeman is one
who is born free by being born in matrimony, of parents who both are
free, or both freed, or of parents one free and the other freed. But
one born of a free mother, although the father be a slave or unknown, is
free."
Tit. 5th. DE LIBERTINIS. "Freedmen are those who have been manumitted from just servitude."
Section third of the same title states that
"freedmen were formerly distinguished by a threefold division." But the
emperor proceeds to say:
Our piety leading us to reduce
all things into a better state, we have amended our laws, and
reestablished the ancient usage, for anciently liberty was simple and
undivided -- that is, was conferred upon the slave as his manumittor
possessed it, admitting this single difference that the person
manumitted became only a freed man, although his manumittor was a free man.
And he further declares:
We have made all freed men in general
become citizens of Rome, regarding neither the age of the manumitted,
nor the manumittor, nor the ancient forms of manumission. We have also
introduced many new methods by which slaves may become Roman citizens.
By the references above given, it is shown,
from the nature and objects of civil and political associations and upon
the direct authority of history, that citizenship was not conferred
[p480]
by the simple fact of emancipation, but that such a
result was deduced therefrom in violation of the fundamental principles
of free political association, by the exertion of despotic will to
establish, under a false and misapplied denomination, one equal and
universal slavery, and to effect this result required the exertions of
absolute power -- of a power both in theory and practice, being in its
most plenary acceptation the SOVEREIGNTY, THE STATE ITSELF -- it could
not be produced by a less or inferior authority, much less by the will
or the act of one who, with reference to civil and political rights, was
himself a slave. The master might abdicate or abandon his interest or
ownership in his property, but his act would be a mere abandonment. It
seems to involve an absurdity to impute to it the investiture of rights
which the sovereignty alone had power to impart. There is not perhaps a
community in which slavery is recognised in which the power of
emancipation and the modes of its exercise are not regulated by law --
that is, by the sovereign authority, and none can fail to comprehend the
necessity for such regulation for the preservation of order and even of
political and social existence.
By the argument for the plaintiff in error, a
power equally despotic is vested in every member of the association,
and the most obscure or unworthy individual it comprises may arbitrarily
invade and derange its most deliberate and solemn ordinances. At
assumptions anomalous as these, so fraught with mischief and ruin, the
mind at once is revolted, and goes directly to the conclusions that to
change or to abolish a fundamental principle of the society must be the
act of the society itself -- of the sovereignty, and that none
other can admit to a participation of that high attribute. It may
further expose the character of the argument urged for the plaintiff to
point out some of the revolting consequences which it would authorize.
If that argument possesses any integrity, it asserts the power in any
citizen, or quasi citizen, or a resident foreigner of anyone of
the States, from a motive either of corruption or caprice, not only to
infract the inherent and necessary authority of such State, but also
materially to interfere with the organization of the Federal Government
and with the authority of the separate and independent States. He may
emancipate his negro slave, by which process he first transforms that
slave into a citizen of his own State; he may next, under color of
article fourth, section second, of the Constitution of the United
States, obtrude him, and on terms of civil and political equality, upon
any and every State in this Union, in defiance of all regulations of
necessity or policy, ordained by those States for their internal
happiness or safety. Nay, more: this manumitted slave
[p481]
may, by a proceeding springing from the will or act of
his master alone, be mixed up with the institutions of the Federal
Government, to which he is not a party, and in opposition to the laws of
that Government which, in authorizing the extension by naturalization
of the rights and immunities of citizens of the United States to those
not originally parties to the Federal compact, have restricted that boon
to free white aliens alone. If the rights and immunities
connected with or practiced under the institutions of the United States
can by any indirection be claimed or deduced from sources or modes other
than the Constitution and laws of the United States, it follows that
the power of naturalization vested in Congress is not exclusive -- that
it has in effect no existence, but is repealed or abrogated.
But it has been strangely contended that the
jurisdiction of the Circuit Court might be maintained upon the ground
that the plaintiff was a resident of Missouri, and that, for
the purpose of vesting the court with jurisdiction over the parties,
residence within the State was sufficient.
The first, and to my mind a conclusive,
reply to this singular argument is presented in the fact that the
language of the Constitution restricts the jurisdiction of the courts to
cases in which the parties shall be citizens, and is entirely
silent with respect to residence. A second answer to this strange and
latitudinous notion is that it so far stultifies the sages by whom the
Constitution was framed as to impute to them ignorance of the material
distinction existing between citizenship and mere residence or domicil, and of the well known facts that a person confessedly an alien
may be permitted to reside in a country in which he can possess no
civil or political rights, or of which he is neither a citizen nor
subject, and that, for certain purposes, a man may have a domicil in different countries, in no one of which he is an actual personal resident.
The correct conclusions upon the question here considered would seem to be these:
That, in the establishment of the several
communities now the States of this Union, and in the formation of the
Federal Government, the African was not deemed politically a person. He
was regarded and owned in every State in the Union as property merely, and as such was not and could not be a party or an actor, much less a peer
in any compact or form of government established by the States or the
United States. That if, since the adoption of the State Governments, he
has been or could have been elevated to the possession of political
rights or powers, this result could have been effected by no authority
less potent than that of the sovereignty -- the State -- exerted
[p482]
to that end, either in the form of legislation or in
some other mode of operation. It could certainly never have been
accomplished by the will of an individual operating independently of the
sovereign power, and even contravening and controlling that power.
That, so far as rights and immunities appertaining to citizens have been
defined and secured by the Constitution and laws of the United States,
the African race is not and never was recognised either by the language
or purposes of the former, and it has been expressly excluded by every
act of Congress providing for the creation of citizens by naturalization, these laws, as has already been remarked, being restricted to free white aliens exclusively.
But it is evident that, after the formation
of the Federal Government by the adoption of the Constitution, the
highest exertion of State power would be incompetent to bestow a
character or status created by the Constitution or conferred in virtue
of its authority only. Upon those, therefore, who were not originally
parties to the Federal compact, or who are not admitted and adopted as
parties thereto, in the mode prescribed by its paramount authority, no
State could have power to bestow the character or the rights and
privileges exclusively reserved by the States for the action of the
Federal Government by that compact.
The States, in the exercise of their
political power, might, with reference to their peculiar Government and
jurisdiction, guaranty the rights of person and property, and the
enjoyment of civil and political privileges, to those whom they should
be disposed to make the objects of their bounty, but they could not
reclaim or exert the powers which they had vested exclusively in the
Government of the United States. They could not add to or change in any
respect the class of persons to whom alone the character of citizen of
the United States appertained at the time of the adoption of the Federal
Constitution. They could not create citizens of the United States by
any direct or indirect proceeding.
According to the view taken of the law as
applicable to the demurrer to the plea in abatement in this cause, the
questions subsequently raised upon the several pleas in bar might be
passed by as requiring neither a particular examination nor an
adjudication directly upon them. upon them. But as these questions are
intrinsically of primary interest and magnitude, and have been
elaborately discussed in argument, and as with respect to them the
opinions of a majority of the court, including my own, are perfectly
coincident, to me it seems proper that they should here be fully
considered, and, so far as it is practicable for this court to
accomplish such an end, finally put to rest.
[p483]
The questions then to be considered upon the
several pleas in bar, and upon the agreed statement of facts between
the counsel, are: 1st. Whether the admitted master and owner of the
plaintiff, holding him as his slave in the State of Missouri, and in
conformity with his rights guarantied to him by the laws of Missouri
then and still in force, by carrying with him for his own benefit and
accommodation, and as his own slave, the person of the plaintiff into
the State of Illinois, within which State slavery had been prohibited by
the Constitution thereof, and by retaining the plaintiff during the
commorancy of the master within the State of Illinois, had, upon his
return with his slave into the State of Missouri, forfeited his rights
as master by reason of any supposed operation of the prohibitory
provision in the Constitution of Illinois, beyond the proper territorial
jurisdiction of the latter State? 2d. Whether a similar removal of the
plaintiff by his master from the State of Missouri, and his retention
in service at a point included within no State, but situated north of
thirty-six degrees thirty minutes of north latitude, worked a forfeiture
of the right of property of the master, and the manumission of the
plaintiff?
In considering the first of these questions,
the acts or declarations of the master, as expressive of his purpose to
emancipate, may be thrown out of view, since none will deny the right
of the owner to relinquish his interest in any subject of property at
any time or in any place. The inquiry here bears no relation to acts or
declarations of the owner as expressive of his intent or purpose to
make such a relinquishment; it is simply a question whether,
irrespective of such purpose and in opposition thereto, that
relinquishment can be enforced against the owner of property within his
own country, in defiance of every guaranty promised by its laws, and
this through the instrumentality of a claim to power entirely foreign
and extraneous with reference to himself, to the origin and foundation
of his title, and to the independent authority of his country. A
conclusive negative answer to such an inquiry is at once supplied by
announcing a few familiar and settled principles and doctrines of public
law.
Vattel, in his chapter the the general principles of the laws of nations, section 15th, tells us that
nations, being free and independent of
each other in the same manner that men are naturally free and
independent, the second general law of their society is that each nation
should be left in the peaceable enjoyment of that liberty which she
inherits from nature.
"The natural society of nations," says this writer, "cannot subsist unless the natural rights of each be respected." In
[p484]
section 16th he says,
as a consequence of that liberty and
independence, it exclusively belongs to each nation to form her own
judgment of what her conscience prescribes for her -- of what it is
proper or improper for her to do, and of course it rests solely with her
to examine and determine whether she can perform any office for another
nation without neglecting the duty she owes to herself. In all cases,
therefore, in which a nation has the right of judging what her duty
requires, no other nation can compel her to act in such or such a
particular manner, for any attempt at such compulsion would be an
infringement on the liberty of nations.
Again, in section 18th of the same chapter,
nations composed of men, and considered as
so many free persons living together in a state of nature, are
naturally equal, and inherit from nature the same obligations and
rights. Power or weakness does not produce any difference. A small
republic is no less a sovereign state than the most powerful kingdom.
So, in section 20:
A nation, then, is mistress of her own actions, so long as they do not affect the proper and perfect rights of any other nation -- so long as she is only internally bound, and does not lie under any external and perfect
obligation. If she makes an ill use of her liberty, she is guilty of a
breach of duty, but other nations are bound to acquiesce in her
conduct, since they have no right to dictate to her. Since nations are free, independent, and equal,
and since each possesses the right of judging, according to the
dictates of her conscience, what conduct she is to pursue in order to
fulfill her duties, the effect of the whole is to produce, at least
externally, in the eyes of mankind, a perfect equality of rights between
nations in the administration of their affairs and in the pursuit of
their pretensions, without regard to the intrinsic justice of their
conduct, of which others have no right to form a definitive judgment.
Chancellor Kent, in the 1st volume of his
Commentaries, lecture 2d, after collating the opinions of Grotius,
Heineccius, Vattel, and Rutherford, enunciates the following positions
as sanctioned by these and other learned publicists, viz: that
nations are equal in respect to each
other, and entitled to claim equal consideration for their rights,
whatever may be their relative dimensions or strength, or however
greatly they may differ in government, religion, or manners. This
perfect equality and entire independence of all distinct States is a
fundamental principle of public law. It is a necessary consequence of
this equality that each nation has a right to govern itself as it may
think proper, and no one nation is entitled to dictate a form of
government or religion, or a course of internal
[p485]
policy, to another. This writer gives some instances
of the violation of this great national immunity, and amongst them the
constant interference by the ancient Romans, under the pretext of
settling disputes between their neighbors, but with the real purpose of
reducing those neighbors to bondage, the interference of Russia,
Prussia, and Austria for the dismemberment of Poland, the more recent
invasion of Naples by Austria in 1821, and of Spain by the French
Government in 1823, under the excuse of suppressing a dangerous spirit
of internal revolution and reform.
With reference to this right of
self-government in independent sovereign States, an opinion has been
expressed which, whilst it concedes this right as inseparable from and
as a necessary attribute of sovereignty and independence, asserts
nevertheless some implied and paramount authority of a supposed
international law, to which this right of self-government must be
regarded and exerted as subordinate, and from which independent and
sovereign States can be exempted only by a protest, or by some public
and formal rejection of that authority. With all respect for those by
whom this opinion has been professed, I am constrained to regard it as
utterly untenable, as palpably inconsistent, and as presenting in
argument a complete felo de se.
Sovereignty, independence, and a perfect
right of self-government, can signify nothing less than a superiority to
and an exemption from all claims by any extraneous power, however
expressly they may be asserted, and render all attempts to enforce such
claims merely attempts at usurpation. Again, could such claims from
extraneous sources be regarded as legitimate, the effort to resist or
evade them, by protest or denial, would be as irregular and unmeaning as
it would be futile. It could in no wise affect the question of
superior right. For the position here combatted, no respectable
authority has been, and none it is thought can be, adduced. It is
certainly irreconcilable with the doctrines already cited from the
writers upon public law.
Neither the Case of Lewis Somersett,
Howell's State Trials, vol. 20, so often vaunted as the proud evidence
of devotion to freedom under a Government which has done as much perhaps
to extend the reign of slavery as all the world besides, nor does any
decision founded upon the authority of Somersett's Case, when
correctly expounded, assail or impair the principle of national equality
enunciated by each and all of the publicists already referred to. In
the case of Somersett, although the applicant for the habeas
corpus and the individual claiming property in that applicant were both
subjects and residents
[p486]
within the British empire, yet the decision cannot be
correctly understood as ruling absolutely and under all circumstances
against the right of property in the claimant. That decision goes no
farther than to determine that, within the realm of England, there was no authority to justify the detention of an individual in private bondage. If the decision in Somersett's Case
had gone beyond this point, it would have presented the anomaly of a
repeal by laws enacted for and limited in their operation to the realm
alone, of other laws and institutions established for places and
subjects without the limits of the realm of England, laws and
institutions at that very time, and long subsequently, sanctioned and
maintained under the authority of the British Government, and which the
full and combined action of the King and Parliament was required to
abrogate.
But could the decision in Somersett's Case
be correctly interpreted as ruling the doctrine which it has been
attempted to deduce from it, still that doctrine must be considered as
having been overruled by the lucid and able opinion of Lord Stowell in
the more recent case of the slave Grace, reported in the second volume
of Haggard, p. 94, in which opinion, whilst it is conceded by the
learned judge that there existed no power to coerce the slave whilst in
England that yet, upon her return to the island of Antigua, her status
as a slave was revived, or, rather, that the title of the owner to the
slave as property had never been extinguished, but had always existed in
that island. If the principle of this decision be applicable as
between different portions of one and the same empire, with how much
more force does it apply as between nations or Governments entirely
separate, and absolutely independent of each other? For in this precise
attitude the States of this Union stand with reference to this subject,
and with reference to the tenure of every description of property
vested under their laws and held within their territorial jurisdiction.
A strong illustration of the principle ruled
by Lord Stowell, and of the effect of that principle even in a case of
express contract, is seen in the case of Lewis v. Fullerton,
decided by the Supreme Court of Virginia and reported in the first
volume of Randolph, p. 15. The case was this: a female slave, the
property of a citizen of Virginia, whilst with her master in the State
of Ohio, was taken from his possession under a writ of habeas corpus,
and set at liberty. Soon, or immediately after, by agreement between
this slave and her master, a deed was executed in Ohio by the latter
containing a stipulation that this slave should return to Virginia, and
after a service of two years in that State, should there be free. The
law of Virginia
[p487]
regulating emancipation required that deeds of
emancipation should, within a given time from their date, be recorded in
the court of the county in which the grantor resided, and declared that
deeds with regard to which this requisite was not complied with should
be void. Lewis, an infant son of this female, under the rules
prescribed in such cases, brought an action in forma pauperis
in one of the courts of Virginia for the recovery of his freedom,
claimed in virtue of the transactions above mentioned. Upon an appeal
to the Supreme Court from a judgment against the plaintiff, Roane,
Justice, in delivering the opinion of the court, after disposing of
other questions discussed in that case, remarks:
As to the deed of emancipation contained
in the record that deed, taken in connection with the evidence offered
in support of it, shows that it had a reference to the State of
Virginia, and the testimony shows that it formed a part of this
contract, whereby the slave Milly was to be brought back (as she was
brought back) into the State of Virginia. Her object was therefore to
secure her freedom by the deed within the State of Virginia after the
time should have expired for which she had indented herself and when she
should be found abiding within the State of Virginia.
If, then, this contract had an eye to the State of Virginia for its operation and effect, the lex loci
ceases to operate. In that case, it must, to have its effect, conform
to the laws of Virginia. It is insufficient under those laws to
effectuate an emancipation, for what of a due recording in the county
court, as was decided in the case of Givens v. Mann in this court. It is also ineffectual within the Commonwealth of Virginia for another reason. The lex loci
is also to be taken subject to the exception that it is not to be
enforced in another country when it violates some moral duty or the
policy of that country or is not consistent with a positive right
secured to a third person or party by the laws of that country in which
it is sought to be enforced. In such a case, we are told, "magis jus nostrum, quam jus alienum servemus." Huberus, tom. 2, lib. 1, tit. 3, 2 Fontblanque, p. 444.
That third party in this instance is the
Commonwealth of Virginia, and her policy and interests are also to be
attended to. These turn the scale against the lex loci in the present instance.
The second or last-mentioned position
assumed for the plaintiff under the pleas in bar, as it rests mainly if
not solely upon the provision of the act of Congress of March 6, 1820,
prohibiting slavery in Upper Louisiana north of thirty-six degrees
thirty minutes north latitude, popularly called the Missouri Compromise, that assumption renews the question, formerly so
[p488]
zealously debated, as to the validity of the provision
in the act of Congress, and upon the constitutional competency of
Congress to establish it.
Before proceeding, however, to examine the
validity of the prohibitory provision of the law, it may, so far as the
rights involved in this cause are concerned, be remarked that conceding
to that provision the validity of a legitimate exercise of power, still
this concession could by no rational interpretation imply the slightest
authority for its operation beyond the territorial limits comprised
within its terms, much less could there be inferred from it a power to
destroy or in any degree to control rights, either of person or
property, entirely within the bounds of a distinct and independent
sovereignty -- rights invested and fortified by the guaranty of that
sovereignty. These surely would remain in all their integrity, whatever
effect might be ascribed to the prohibition within the limits defined
by its language.
But, beyond and in defiance of this
conclusion, inevitable and undeniable as it appears, upon every
principle of justice or sound induction, it has been attempted to
convert this prohibitory provision of the act of 1820 not only into a
weapon with which to assail the inherent -- the necessarily inherent --
powers of independent sovereign Governments, but into a mean of
forfeiting that equality of rights and immunities which are the
birthright or the donative from the Constitution of every citizen of the
United States within the length and breadth of the nation. In this
attempt, there is asserted a power in Congress, whether from incentives
of interest, ignorance, faction, partiality, or prejudice, to bestow
upon a portion of the citizens of this nation that which is the common
property and privilege of all -- the power, in fine, of confiscation, in
retribution for no offence, or, if for an offence, for that of
accidental locality only.
It may be that, with respect to future
cases, like the one now before the court, there is felt an assurance of
the impotence of such a pretension; still, the fullest conviction of
that result can impart to it no claim to forbearance, nor dispense with
the duty of antipathy and disgust at its sinister aspect, whenever it
may be seen to scowl upon the justice, the order, the tranquillity, and
fraternal feeling which are the surest, nay, the only, means of
promoting or preserving the happiness and prosperity of the nation, and
which were the great and efficient incentives to the formation of this
Government.
The power of Congress to impose the
prohibition in the eighth section of the act of 1820 has been advocated
upon an attempted construction of the second clause of the third section
[p489]
of the fourth article of the Constitution, which declares that
Congress shall have power to dispose of and to make all needful rules and regulations respecting the territory and other property belonging to the United States.
In the discussions in both houses of
Congress at the time of adopting this eighth section of the act of 1820,
great weight was given to the peculiar language of this clause, viz: territory and other property belonging
to the United States, as going to show that the power of disposing of
and regulating thereby vested in Congress was restricted to a proprietary interest in the territory or land
comprised therein, and did not extend to the personal or political
rights of citizens or settlers, inasmuch as this phrase in the
Constitution, "territory or other property," identified territory with property, and inasmuch as citizens or persons could not be property, and especially were not property belonging to the United States. And upon every principle of reason or necessity, this power to dispose of and to regulate the territory
of the nation could be designed to extend no farther than to its
preservation and appropriation to the uses of those to whom it belonged,
viz., the nation. Scarcely anything more illogical or
extravagant can be imagined than the attempt to deduce from this
provision in the Constitution a power to destroy or in any wise to
impair the civil and political rights of the citizens of the United
States, and much more so the power to establish inequalities amongst
those citizens by creating privileges in one class of those citizens,
and by the disfranchisement of other portions or classes by degrading
them from the position they previously occupied.
There can exist no rational or natural
connection or affinity between a pretension like this and the power
vested by the Constitution in Congress with regard to the Territories;
on the contrary, there is an absolute incongruity between them.
But whatever the power vested in Congress,
and whatever the precise subject to which that power extended, it is
clear that the power related to a subject appertaining to the United States, and one to be disposed of and regulated for the benefit and under the authority of the United States. Congress was made simply the agent or trustee
for the United States, and could not, without a breach of trust and a
fraud, appropriate the subject of the trust to any other beneficiary or cestui que trust
than the United States, or to the people of the United States, upon
equal grounds, legal or equitable. Congress could not appropriate that
subject to any one class or portion of the people, to the exclusion of
others, politically and constitutionally equals, but every citizen
would, if any one
[p490]
could claim it, have the like rights of purchase, settlement, occupation, or any other right, in the national territory.
Nothing can be more conclusive to show the
equality of this with every other right in all the citizens of the
United States, and the iniquity and absurdity of the pretension to
exclude or to disfranchise a portion of them because they are the owners
of slaves, than the fact that the same instrument which imparts to
Congress its very existence and its every function guaranties to the
slaveholder the title to his property, and gives him the right to its
reclamation throughout the entire extent of the nation, and farther that
the only private property which the Constitution has specifically recognised, and has imposed it as a direct obligation both on the States and the Federal Government to protect and enforce,
is the property of the master in his slave; no other right of property
is placed by the Constitution upon the same high ground, nor shielded by
a similar guaranty.
Can there be imputed to the sages and
patriots by whom the Constitution was framed, or can there be detected
in the text of that Constitution, or in any rational construction or
implication deducible therefrom, a contradiction so palpable as would
exist between a pledge to the slaveholder of an equality with his fellow
citizens, and of the formal and solemn assurance for the security and
enjoyment of his property, and a warrant given, as it were uno flatu,
to another to rob him of that property, or to subject him to
proscription and disfranchisement for possessing or for endeavoring to
retain it? The injustice and extravagance necessarily implied in a
supposition like this cannot be rationally imputed to the patriotic or
the honest, or to those who were merely sane.
A conclusion in favor of the prohibitory
power in Congress, as asserted in the eighth section of the act of 1820,
has been attempted, as deducible from the precedent of the ordinance of
the convention of 1787, concerning the cession by Virginia of the
territory northwest of the Ohio, the provision in which ordinance,
relative to slavery, it has been attempted to impose upon other and
subsequently acquired territory.
The first circumstance which, in the
consideration of this provision, impresses itself upon my mind is its
utter futility and want of authority. This court has, in repeated
instances, ruled that whatever may have been the force accorded to this
Ordinance of 1787 at the period of its enactment, its authority and
effect ceased, and yielded to the paramount authority of the
Constitution, from the period of the adoption of the latter. Such is
the principle ruled in the cases of Pollard's Lessee v. Hagan, 3 How. 212, Parmoli v. The First Municipality of
[p491]
New Orleans, 3 How. 589, Strader v. Graham,
16 How. 82. But apart from the superior control of the Constitution,
and anterior to the adoption of that instrument, it is obvious that the
inhibition in question never had and never could have any legitimate and
binding force. We may seek in vain for any power in the convention
either to require or to accept a condition or restriction upon the
cession like that insisted on, a condition inconsistent with, and
destructive of, the object of the grant. The cession was, as
recommended by the old Congress in 1780, made originally and completed in terms to the United States, and for the benefit of the United States, i.e., for the people, all the people,
of the United States. The condition subsequently sought to be annexed
in 1787 (declared, too, to be perpetual and immutable), being
contradictory to the terms and destructive of the purposes of the
cession, and after the cession was consummated, and the powers of the
ceding party terminated, and the rights of the grantees, the people of the United States, vested, must necessarily so far have been ab initio void.
With respect to the power of the convention to impose this inhibition,
it seems to be pertinent in this place to recur to the opinion of one
contemporary with the establishment of the Government, and whose
distinguished services in the formation and adoption of our national
charter point him out as the artifex maximus of our Federal
system. James Madison, in the year 1819, speaking with reference to the
prohibitory power claimed by Congress, then threatening the very
existence of the Union, remarks of the language of the second clause of
the third section of article fourth of the Constitution
that it cannot be well extended beyond a power over the territory as property,
and the power to make provisions really needful or necessary for the
government of settlers, until ripe for admission into the Union.
Again, he says,
with respect to what has taken place in
the Northwest territory, it may be observed that the ordinance giving it
is distinctive character on the subject of slaveholding proceeded from
the old Congress, acting with the best intentions, but under a charter
which contains no shadow of the authority exercised, and it remains to
be decided how far the States formed within that territory, and admitted
into the Union, are on a different footing from its other members as to
their legislative sovereignty. As to the power of admitting new States
into the Federal compact, the questions offering themselves are whether
Congress can attach conditions, or the new States concur in conditions,
which after admission would abridge or enlarge the constitutional rights of legislation common to other States; whether Congress can, by a compact
[p492]
with a new State, take power either to or from itself,
or place the new member above or below the equal rank and rights
possessed by the others; whether all such stipulations expressed or
implied would not be nullities, and be so pronounced when brought to a
practical test. It falls within the scope of your inquiry to state the
fact that there was a proposition in the convention to discriminate
between the old and the new States by an article in the Constitution.
The proposition, happily, was rejected. The effect of such a
discrimination is sufficiently evident.
[n2]
In support of the Ordinance of 1787, there may be adduced the semblance at least of obligation deductible from compact, the form
of assent or agreement between the grantor and grantee, but this form
or similitude, as is justly remarked by Mr. Madison, is rendered null by
the absence of power or authority in the contracting parties and by the
more intrinsic and essential defect of incompatibility with the rights
and avowed purposes of those parties, and with their relative duties and
obligations to others. If, then, with the attendant formalities
of assent or compact, the restrictive power claimed was void as to the
immediate subject of the ordinance, how much more unfounded must be the
pretension to such a power as derived from that source (viz.,
the Ordinance of 1787) with respect to territory acquired by purchase or
conquest under the supreme authority of the Constitution -- territory
not the subject of mere donation, but obtained in the name of all, by the combined efforts and resources of all, and with no condition annexed or pretended.
In conclusion, my opinion is that the
decision of the Circuit Court upon the law arising upon the several
pleas in bar is correct, but that it is erroneous in having sustained
the demurrer to the plea in abatement of the jurisdiction; that, for
this error, the decision of the Circuit Court should be reversed, and
the cause remanded to that court with instructions to abate the action
for the reason set forth and pleaded in the plea in abatement.
In the aforegoing examination of this cause,
the circumstance that the questions involved therein had been
previously adjudged between these parties by the court of the State of
Missouri has not been adverted to, for although it has been ruled by
this court that in instances of concurrent jurisdiction, the court first
obtaining possession or cognizance of the controversy should retain and
decide it, yet, as in this case there had
[p493]
been no plea, either of a former judgment or of autre action pendent,
it was thought that the fact of a prior decision, however conclusive it
might have been if regularly pleaded, could not be incidentally taken
into view.
1.
Vide Gibbons's Decline and Fall of the Roman Empire. London edition of 1825, vol. 3d, chap. 44, p. 183.
2. Letter from James Madison to Robert Walsh, November 27th, 1819, on the subject of the Missouri Compromise.
TOP Separate
CATRON, J., Separate Opinion
Mr. Justice CATRON.
The defendant pleaded to the jurisdiction of
the Circuit Court that the plaintiff was a negro of African blood, the
descendant of Africans, who had been imported and sold in this country
as slaves, and thus had no capacity as a citizen of Missouri to maintain
a suit in the Circuit Court. The court sustained a demurrer to this
plea, and a trial was had upon the pleas, of the general issue, and also
that the plaintiff and his family were slaves, belonging to the
defendant. In this trial, a verdict was given for the defendant.
The judgment of the Circuit Court upon the
plea in abatement is not open, in my opinion, to examination in this
court upon the plaintiff's writ.
The judgment was given for him conformably
to the prayer of his demurrer. He cannot assign an error in such a
judgment. Tidd's Pr. 1163, 2 Williams's Saund. 46a, 2 Iredell N.C. 87, 2
W. and S. 391. Nor does the fact that the judgment was given on a plea
to the jurisdiction avoid the application of this rule. Capron v. Van Noorden, 2 Cr. 126, 6 Wend. 465, 7 Met. 598, 5 Pike 1005.
The declaration discloses a case within the
jurisdiction of the court -- a controversy between citizens of different
States. The plea in abatement, impugning these jurisdictional
averments, was waived when the defendant answered to the declaration by
pleas to the merits. The proceedings on that plea remain a part of the
technical record, to show the history of the case, but are not open to
the review of this court by a writ
[p519]
of error. The authorities are very conclusive on this point. Shepherd v. Graves, 14 How. 505, Bailey v. Dozier,
6 How. 23, 1 Stewart (Alabama) 46, 10 Ben. Monroe (Kentucky) 555, 2
Stewart (Alabama) 370, 443, 2 Scammon (Illinois) 78. Nor can the court
assume as admitted facts the averments of the plea from the confession
of the demurrer. That confession was for a single object, and cannot be
used for any other purpose than to test the validity of the plea. Tompkins v. Ashley, 1 Moody and Mackin 32, 33 Maine 96, 100.
There being nothing in controversy here but the merits, I will proceed to discuss them.
The plaintiff claims to have acquired property in himself, and became free, by being kept in Illinois during two years.
The Constitution, laws, and policy, of
Illinois are somewhat peculiar respecting slavery. Unless the master
becomes an inhabitant of that State, the slaves he takes there do not
acquire their freedom, and if they return with their master to the slave
State of his domicil, they cannot assert their freedom after their
return. For the reasons and authorities on this point, I refer to the
opinion of my brother Nelson, with which I not only concur, but think
his opinion is the most conclusive argument on the subject within my
knowledge.
It is next insisted for the plaintiff that
his freedom (and that of his wife and eldest child) was obtained by
force of the act of Congress of 1820, usually known as the Missouri
Compromise Act, which declares:
That in all that territory ceded by France
to the United States, which lies north of thirty-six degrees thirty
minutes north latitude, slavery and involuntary servitude shall be, and
are hereby, forever prohibited.
From this prohibition, the territory now
constituting the State of Missouri was excepted, which exception to the
stipulation gave it the designation of a compromise.
The first question presented on this act is
whether Congress had power to make such compromise. For if power was
wanting, then no freedom could be acquired by the defendant under the
act.
That Congress has no authority to pass laws
and bind men's rights beyond the powers conferred by the Constitution is
not open to controversy. But it is insisted that, by the Constitution,
Congress has power to legislate for and govern the Territories of the
United States, and that, by force of the power to govern, laws could be
enacted prohibiting slavery in any portion of the Louisiana Territory,
and, of course, to abolish slavery in all parts of it whilst it was or is governed as a Territory.
My opinion is that Congress is vested with power to govern
[p520]
the Territories of the United States by force of the
third section of the fourth article of the Constitution. And I will
state my reasons for this opinion.
Almost every provision in that instrument
has a history that must be understood before the brief and sententious
language employed can be comprehended in the relations its authors
intended. We must bring before us the state of things presented to the
Convention, and in regard to which it acted, when the compound provision
was made, declaring: 1st. That "new States may be admitted by the
Congress into this Union." 2d.
The Congress shall have power to dispose
of and make all needful rules and regulations respecting the territory
or other property belonging to the United States. And nothing in this
Constitution shall be so construed as to prejudice any claims of the
United States, or any particular State.
Having ascertained the historical facts
giving rise to these provisions, the difficulty of arriving at the true
meaning of the language employed will be greatly lessened.
The history of these facts is substantially as follows:
The King of Great Britain, by his
proclamation of 1763, virtually claimed that the country west of the
mountains had been conquered from France, and ceded to the Crown of
Great Britain by the treaty of Paris of that year, and he says: "We
reserve it under our sovereignty, protection, and dominion, for the use
of the Indians."
This country was conquered from the Crown of
Great Britain, and surrendered to the United States by the treaty of
peace of 1783. The colonial charters of Virginia, North Carolina, and
Georgia included it. Other States set up pretensions of claim to some
portions of the territory north of the Ohio, but they were of no value,
as I suppose. 5 Wheat. 375.
As this vacant country had been won by the
blood and treasure of all the States, those whose charters did not reach
it insisted that the country belonged to the States united, and that
the lands should be disposed of for the benefit of the whole, and to
which end the western territory should be ceded to the States united.
The contest was stringent and angry long before the Convention convened,
and deeply agitated that body. As a matter of justice, and to quiet
the controversy, Virginia consented to cede the country north of the
Ohio as early as 1783, and, in 1784, the deed of cession was executed by
her delegates in the Congress of the Confederation conveying to the
United States in Congress assembled, for the benefit of said States,
all right, title, and claim, as well of
soil as of jurisdiction, which this Commonwealth hath to the territory
or tract of country within the limits of the Virginia
[p521]
charter, situate, lying, and being to the northwest of the river Ohio.
In 1787 (July 13), the ordinance was passed by the old Congress to govern the Territory.
Massachusetts had ceded her pretension of
claim to western territory in 1785, Connecticut hers in 1786, and New
York had ceded hers. In August, 1787, South Carolina ceded to the
Confederation her pretension of claim to territory west of that State.
And North Carolina was expected to cede hers, which she did do in April,
1790. And so Georgia was confidently expected to cede her large
domain, now constituting the territory of the States of Alabama and
Mississippi.
At the time the Constitution was under
consideration, there had been ceded to the United States, or was shortly
expected to be ceded, all the western country from the British Canada
line to Florida and from the head of the Mississippi almost to its
mouth, except that portion which now constitutes the State of Kentucky.
Although Virginia had conferred on the
Congress of the Confederation power to govern the Territory north of the
Ohio, still it cannot be denied, as I think, that power was wanting to
admit a new State under the Articles of Confederation.
With these facts prominently before the Convention, they proposed to accomplish these ends:
1st. To give power to admit new States.
2d. To dispose of the public lands in the
Territories, and such as might remain undisposed of in the new States
after they were admitted.
And, thirdly, to give power to govern the
different Territories as incipient States not of the Union, and fit them
for admission. No one in the Convention seems to have doubted that
these powers were necessary. As early as the third day of its session
(May 29th), Edmund Randolph brought forward a set of resolutions
containing nearly all the germs of the Constitution, the tenth of which
is as follows:
Resolved, That provision ought to be made
for the admission of States lawfully arising within the limits of the
United States, whether from a voluntary junction of government and
territory or otherwise, with the consent of a number of voices in the
National Legislature less than the whole.
August 18th, Mr. Madison submitted, in order
to be referred to the committee of detail, the following powers as
proper to be added to those of the General Legislature:
To dispose of the unappropriated lands of
the United States. . . . To institute temporary Governments for new
States arising therein.
3 Madison Papers 1353.
[p522]
These, with the resolution that a district
for the location of the seat of Government should be provided, and some
others, were referred, without a dissent, to the committee of detail to
arrange and put them into satisfactory language.
Gouverneur Morris constructed the clauses,
and combined the views of a majority on the two provisions, to admit new
States, and secondly, to dispose of the public lands and to govern the
Territories in the meantime, between the cessions of the States and the
admission into the Union of new States arising in the ceded territory. 3
Madison Papers 1456 to 1466.
It was hardly possible to separate the power
"to make all needful rules and regulations" respecting the government
of the territory and the disposition of the public lands.
North of the Ohio, Virginia conveyed the
lands, and vested the jurisdiction in the thirteen original States,
before the Constitution was formed. She had the sole title and sole
sovereignty, and the same power to cede, on any terms she saw proper
that the King of England had to grant the Virginia colonial charter of
1609, or to grant the charter of Pennsylvania to William Penn. The
thirteen States, through their representatives and deputed ministers in
the old Congress, had the same right to govern that Virginia had before
the cession. Baldwin's Constitutional Views 90. And the sixth article
of the Constitution adopted all engagements entered into by the Congress
of the Confederation as valid against the United States, and that the
laws made in pursuance of the new Constitution to carry out this
engagement should be the supreme law of the land, and the judges bound
thereby. To give the compact and the ordinance which was part of it
full effect under the new Government, the Act of August 7th, 1789, was
passed, which declares,
Whereas, in order that the ordinance of
the United States in Congress assembled, for the government of the
Territory northwest of the river Ohio, may have full effect, it is
requisite that certain provisions should be made so as to adapt the same
to the present Constitution of the United States.
It is then provided that the Governor and
other officers should be appointed by the President, with the consent of
the Senate, and be subject to removal, &c., in like manner that
they were by the old Congress, whose functions had ceased.
By the powers to govern given by the
Constitution, those amendments to the ordinance could be made, but
Congress guardedly abstained from touching the compact of Virginia
further than to adapt it to the new Constitution.
It is due to myself to say that it is asking much of a judge
[p523]
who has for nearly twenty years been exercising
jurisdiction from the western Missouri line to the Rocky Mountains and,
on this understanding of the Constitution, inflicting the extreme
penalty of death for crimes committed where the direct legislation of
Congress was the only rule, to agree that he had been all the while
acting in mistake, and as an usurper.
More than sixty years have passed away since
Congress has exercised power to govern the Territories by its
legislation directly or by Territorial charters, subject to repeal at
all times, and it is now too late to call that power into question, if
this court could disregard its own decisions, which it cannot do, as I
think. It was held in the case of Cross v. Harrison, 16 How.
193-194, that the sovereignty of California was in the United States in
virtue of the Constitution, by which power had been given to Congress to
dispose of and make all needful rules and regulations respecting the
territory or other property belonging to the United States, with the
power to admit new States into the Union. That decision followed
preceding ones, there cited. The question was then presented, how it
was possible for the judicial mind to conceive that the United States
Government, created solely by the Constitution, could, by a lawful
treaty, acquire territory over which the acquiring power had no
jurisdiction to hold and govern it, by force of the instrument under
whose authority the country was acquired, and the foregoing was the
conclusion of this court on the proposition. What was there announced
was most deliberately done, and with a purpose. The only question here
is, as I think, how far the power of Congress is limited.
As to the Northwest Territory, Virginia had
the right to abolish slavery there, and she did so agree in 1787, with
the other States in the Congress of the Confederation, by assenting to
and adopting the Ordinance of 1787 for the government of the Northwest
Territory. She did this also by an act of her Legislature, passed
afterwards, which was a treaty in fact.
Before the new Constitution was adopted, she
had as much right to treat and agree as any European Government had.
And, having excluded slavery, the new Government was bound by that
engagement by article six of the new Constitution. This only meant that
slavery should not exist whilst the United States exercised the power
of government, in the Territorial form, for, when a new State came in,
it might do so with or without slavery.
My opinion is that Congress had no power, in
face of the compact between Virginia and the twelve other States, to
force slavery into the Northwest Territory, because there it was bound
to that "engagement," and could not break it.
[p524]
In 1790, North Carolina ceded her western
territory, now the State of Tennessee, and stipulated that the
inhabitants thereof should enjoy all the privileges and advantages of
the ordinance for governing the territory north of the Ohio river, and
that Congress should assume the government, and accept the cession,
under the express conditions contained in the ordinance: Provided, "That no regulation made, or to be made, by Congress, shall tend to emancipate slaves."
In 1802, Georgia ceded her western territory
to the United States, with the provision that the Ordinance of 1787
should in all its parts extend to the territory ceded, "that article
only excepted which forbids slavery." Congress had no more power to
legislate slavery out from the North Carolina and Georgia cessions than
it had power to legislate slavery in, north of the Ohio. No power
existed in Congress to legislate at all, affecting slavery, in either
case. The inhabitants, as respected this description of property, stood
protected whilst they were governed by Congress, in like manner that
they were protected before the cession was made, and when they were,
respectively, parts of North Carolina and Georgia.
And how does the power of Congress stand
west of the Mississippi river? The country there was acquired from
France by treaty in 1803. It declares that the First Consul, in the
name of the French Republic, doth hereby cede to the United States, in
full sovereignty, the colony or province of Louisiana, with all the
rights and appurtenances of the said territory. And, by article third,
that
the inhabitants of the ceded territory
shall be incorporated in the Union of the United States, and admitted as
soon as possible, according to the principles of the Federal
Constitution, to the enjoyment of all the rights, advantages, and
immunities, of citizens of the United States, and in the meantime, they
shall be maintained and protected in the free enjoyment of their
liberty, property, and the religion which they profess.
Louisiana was a province where slavery was
not only lawful, but where property in slaves was the most valuable of
all personal property. The province was ceded as a unit, with an equal
right pertaining to all its inhabitants, in every part thereof, to own
slaves. It was, to a great extent, a vacant country, having in it few
civilized inhabitants. No one portion of the colony of a proper size
for a State of the Union had a sufficient number of inhabitants to claim
admission into the Union. To enable the United States to fulfil the
treaty, additional population was indispensable, and obviously desired
with anxiety by both sides so that the whole country should, as soon as
possible, become States of the Union. And for this
[p525]
contemplated future population, the treaty as expressly
provided as it did for the inhabitants residing in the province when
the treaty was made. All these were to be protected "in the meantime,"
that is to say, at all times, between the date of the treaty and the
time when the portion of the Territory where the inhabitants resided was
admitted into the Union as a State.
At the date of the treaty, each inhabitant
had the right to the free enjoyment of his property, alike with his
liberty and his religion, in every part of Louisiana; the province then
being one country, he might go everywhere in it and carry his liberty,
property, and religion with him, and in which he was to be maintained
and protected until he became a citizen of a State of the Union of the
United States. This cannot be denied to the original inhabitants and
their descendants. And, if it be true that immigrants were equally
protected, it must follow that they can also stand on the treaty.
The settled doctrine in the State courts of
Louisiana is that a French subject coming to the Orleans Territory,
after the treaty of 1803 was made and before Louisiana was admitted into
the Union, and being an inhabitant at the time of the admission, became
a citizen of the United States by that act that he was one of the
inhabitants contemplated by the third article of the treaty, which
referred to all the inhabitants embraced within the new State on its
admission.
That this is the true construction I have no doubt.
If power existed to draw a line at
thirty-six degrees thirty minutes north, so Congress had equal power to
draw the line on the thirtieth degree -- that is due west from the city
of New Orleans -- and to declare that, north of that line, slavery
should never exist. Suppose this had been done before 1812, when
Louisiana came into the Union, and the question of infraction of the
treaty had then been presented on the present assumption of power to
prohibit slavery; who doubts what the decision of this court would have
been on such an act of Congress, yet the difference between the supposed
line and that on thirty-six degrees thirty minutes north is only in the
degree of grossness presented by the lower line.
The Missouri Compromise line of 1820 was
very aggressive; it declared that slavery was abolished forever
throughout a country reaching from the Mississippi river to the Pacific
ocean, stretching over thirty-two degrees of longitude and twelve and a
half degrees of latitude on its eastern side, sweeping over four-fifths,
to say no more, of the original province of Louisiana.
That the United States Government stipulated in favor of
[p526]
the inhabitants to the extent here contended for has
not been seriously denied, as far as I know, but the argument is that
Congress had authority to repeal the third article of the
treaty of 1803, insofar as it secured the right to hold slave property
in a portion of the ceded territory, leaving the right to exist in other
parts. In other words, that Congress could repeal the third article
entirely, at its pleasure. This I deny.
The compacts with North Carolina and Georgia
were treaties also, and stood on the same footing of the Louisiana
treaty, on the assumption of power to repeal the one, it must have
extended to all, and Congress could have excluded the slaveholder of
North Carolina from the enjoyment of his lands in the Territory now the
State of Tennessee, where the citizens of the mother State were the
principal proprietors.
And so in the case of Georgia. Her citizens
could have been refused the right to emigrate to the Mississippi or
Alabama Territory unless they left their most valuable and cherished
property behind them.
The Constitution was framed in reference to
facts then existing or likely to arise; the instrument looked to no
theories of Government. In the vigorous debates in the Convention, as
reported by Mr. Madison and others, surrounding facts and the condition
and necessities of the country gave rise to almost every provision; and
among those facts, it was prominently true that Congress dare not be
intrusted with power to provide that, if North Carolina or Georgia ceded
her western territory, the citizens of the State (in either case) could
be prohibited, at the pleasure of Congress, from removing to their
lands, then granted to a large extent, in the country likely to be ceded
unless they left their slaves behind. That such an attempt, in the
face of a population fresh from the war of the Revolution and then
engaged in war with the great confederacy of Indians extending from the
mouth of the Ohio to the Gulf of Mexico, would end in open revolt all
intelligent men knew.
In view of these facts, let us inquire how
the question stands by the terms of the Constitution, aside from the
treaty? How it stood in public opinion when the Georgia cession was
made, in 1802, is apparent from the fact that no guaranty was required
by Georgia of the United States for the protection of slave property.
The Federal Constitution was relied on to secure the rights of Georgia
and her citizens during the Territorial condition of the country. She
relied on the indisputable truths that the States were by the
Constitution made equals in political rights, and equals in the right to
participate in the common property of all the States united, and held
in trust for
[p527]
them. The Constitution having provided that "The
citizens of each State shall be entitled to all privileges and
immunities of citizens of the several States," the right to enjoy the
territory as equals was reserved to the States, and to the citizens of
the States, respectively. The cited clause is not that citizens of the
United States shall have equal privileges in the Territories, but the
citizen of each State shall come there in right of his State, and enjoy
the common property. He secures his equality through the equality of
his State by virtue of that great fundamental condition of the Union --
the equality of the States.
Congress cannot do indirectly what the
Constitution prohibits directly. If the slaveholder is prohibited from
going to the Territory with his slaves, who are parts of his family in
name and in fact, it will follow that men owning lawful property in
their own States, carrying with them the equality of their State to
enjoy the common property, may be told, you cannot come here with your
slaves, and he will be held out at the border. By this subterfuge,
owners of slave property, to the amount of thousand of millions, might
be almost as effectually excluded from removing into the Territory of
Louisiana north of thirty-six degrees thirty minutes, as if the law
declared that owners of slaves, as a class, should be excluded, even if
their slaves were left behind.
Just as well might Congress have said to
those of the North, you shall not introduce into the territory south of
said line your cattle or horses, as the country is already overstocked,
nor can you introduce your tools of trade, or machines, as the policy of
Congress is to encourage the culture of sugar and cotton south of the
line, and so to provide that the Northern people shall manufacture for
those of the South, and barter for the staple articles slave labor
produces. And thus the Northern farmer and mechanic would be held out,
as the slaveholder was for thirty years, by the Missouri restriction.
If Congress could prohibit one species of
property, lawful throughout Louisiana when it was acquired, and lawful
in the State from whence it was brought, so Congress might exclude any
or all property.
The case before us will illustrate the
construction contended for. Dr. Emerson was a citizen of Missouri; he
had an equal right to go to the Territory with every citizen of other
States. This is undeniable, as I suppose. Scott was Dr. Emerson's
lawful property in Missouri; he carried his Missouri title with him, and
the precise question here is whether Congress had the power to annul
that title. It is idle to say that, if Congress could not defeat the
title directly, that it might be done
[p528]
indirectly, by drawing a narrow circle around the slave
population of Upper Louisiana and declaring that, if the slave went
beyond it, he should be free. Such assumption is mere evasion, and
entitled to no consideration. And it is equally idle to contend that,
because Congress has express power to regulate commerce among the Indian
tribes and to prohibit intercourse with the Indians, that therefore Dr.
Emerson's title might be defeated within the country ceded by the
Indians to the United States as early as 1805, and which embraces Fort
Snelling. Am.State Papers, vol. 1, p. 734. We must meet the
question whether Congress had the power to declare that a citizen of a
State, carrying with him his equal rights secured to him through his
State, could be stripped of his goods and slaves and be deprived of any
participation in the common property? If this be the true meaning of
the Constitution, equality of rights to enjoy a common country (equal to
a thousand miles square) may be cut off by a geographical line, and a
great portion of our citizens excluded from it.
Ingenious indirect evasions of the Constitution have been attempted and defeated heretofore. In the Passenger Cases,
7 How.R., the attempt was made to impose a tax on the masters, crews,
and passengers of vessels, the Constitution having prohibited a tax on
the vessel itself, but this Court held the attempt to be a mere evasion,
and pronounced the tax illegal.
I admit that Virginia could, and lawfully
did, prohibit slavery northwest of the Ohio by her charter of cession,
and that the territory was taken by the United States with this
condition imposed. I also admit that France could, by the treaty of
1803, have prohibited slavery in any part of the ceded territory, and
imposed it on the United States as a fundamental condition of the
cession, in the meantime, till new States were admitted in the Union.
I concur with Judge Baldwin that Federal
power is exercised over all the territory within the United States,
pursuant to the Constitution and the conditions of the cession,
whether it was a part of the original territory of a State of the Union
or of a foreign State, ceded by deed or treaty, the right of the United
States in or over it depends on the contract of cession, which operates
to incorporate as well the Territory as its inhabitants into the Union.
Baldwin's Constitutional Views 84.
My opinion is that the third article of the
treaty of 1803, ceding Louisiana to the United States, stands protected
by the Constitution, and cannot be repealed by Congress.
And, secondly that the Act of 1820, known as the Missouri
[p529]
Compromise, violates the most leading feature of the
Constitution -- a feature on which the Union depends and which secures
to the respective States and their citizens and entire EQUALITY of
rights, privileges, and immunities.
On these grounds, I hold the compromise act
to have been void, and consequently that the plaintiff, Scott, can claim
no benefit under it.
For the reasons above stated, I concur with
my brother judges that the plaintiff Scott is a slave, and was so when
this suit was brought.
Mr. Justice McLEAN and Mr. Justice CURTIS dissented.
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